United States v. Sarmiento-Palacios

885 F.3d 1
CourtCourt of Appeals for the First Circuit
DecidedMarch 16, 2018
Docket15-2025P
StatusPublished
Cited by13 cases

This text of 885 F.3d 1 (United States v. Sarmiento-Palacios) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sarmiento-Palacios, 885 F.3d 1 (1st Cir. 2018).

Opinions

HOWARD, Chief Judge.

*3Johnny Sarmiento-Palacios pleaded guilty to two cocaine-related charges under the Maritime Drug Law Enforcement Act ("MDLEA"). On appeal, Sarmiento claims that (1) Congress exceeded its constitutional authority in promulgating the MDLEA; (2) Amendment 794 to the U.S. Sentencing Commission Guidelines ("the Guidelines") is retroactive, so he should be re-sentenced under the Sentencing Commission's amended guidance; or, in the alternative, (3) section 3B1.2 of the Sentencing Guidelines is void for vagueness. Although we find Sarmiento's constitutional challenges to MDLEA and section 3B1.2 meritless, because we agree that Amendment 794 is retroactive, we vacate his sentence and remand for re-sentencing.

I. Background

A. Facts and Procedural History

In August 2013, United States Coast Guard personnel stationed aboard a Dutch warship encountered a "go-fast" vessel1 dead in the Caribbean Sea's international waters. Because the vessel bore no indicia of nationality, the Coast Guard conducted a right-of-visit2 approach. The Coast Guard found Sarmiento and two codefendants-as well as over 600 kilograms of cocaine in plain view-on the vessel. The Coast Guard arrested the three men and seized the contraband.

In March 2015, Sarmiento entered a straight plea of guilty (that is, without a plea agreement) for (1) conspiracy to possess cocaine with the intent to distribute; and (2) aiding and abetting the same, all on a vessel subject to United States jurisdiction. See 46 U.S.C. §§ 70501 et seq. ; 18 U.S.C. § 2. At his sentencing hearing in August 2015, Sarmiento argued for a two-level reduction because he was a "minor participant" in the offense and was "substantially less culpable than the average participant." See U.S.S.G. § 3B1.2(b) & cmt. n.3(A) (2014). Sarmiento emphasized that he had no criminal record prior to his arrest and that he was almost entirely blind. As such, he argued that he was both too inexperienced and too ill-suited to play more than a minor role in the charged crimes.

The district court rejected this argument, citing the "substantial amount of drugs" at issue. It sentenced Sarmiento to 135 months' imprisonment on each count-at the bottom of the guidelines sentencing range-to run concurrently. This timely appeal followed.

II. Analysis

A. Sarmiento's MDLEA Challenge

Sarmiento briefly suggests that because Congress exceeded its constitutional *4authority under Article I when it promulgated the MDLEA, the United States lacked jurisdiction to prosecute him. See United States v. Cardales-Luna, 632 F.3d 731, 739-51 (1st Cir. 2011) (Torruella, J., dissenting). But even if this skeletal challenge has been properly presented to us, see United States v. Zannino, 895 F.2d 1, 17, it is unavailing.

At his change of plea hearing, Sarmiento admitted that he was apprehended on "a vessel without nationality," and he makes no effort to contest that admission on appeal. Further, Sarmiento concedes that the MDLEA is a valid exercise of Congress's Article I powers, at least in cases of "piracy, slave trading, and stateless vessels." See United States v. Matos-Luchi, 627 F.3d 1, 6 (1st Cir. 2010) ("[A] refusal to claim nationality renders [an] unflagged vessel stateless and so within federal jurisdiction."); see also Cardales-Luna, 632 F.3d at 751 (Torruella, J., dissenting). Because Sarmiento's "valid guilty plea relinquishes any claim that would contradict the 'admissions necessarily made upon entry of a voluntary plea of guilty,' " Class v. United States, --- U.S. ----, 138 S.Ct. 798, 200 L.Ed.2d 37 (2018) (quoting United States v. Broce, 488 U.S. 563, 573-74, 109 S.Ct. 757, 102 L.Ed.2d 927 (1989) ), his challenge to the MDLEA must fail.

B. Guidelines Amendment 794

"Normally, the sentencing judge is to apply the guidelines version in effect at the time of sentencing." United States v. Crudup, 375 F.3d 5, 8 (1st Cir. 2004). The district court did just that when rejecting Sarmiento's argument for a reduction under U.S.S.G. § 3B1.2(b) (2014). But "a reviewing court may give effect to post-sentencing guideline amendments that clarify, without purporting substantive change, the pertinent guideline provision." Crudup, 375 F.3d at 8.

Here, about three months after Sarmiento's sentencing, the Sentencing Commission enacted Amendment 794, which altered section 3B1.2's commentary. See U.S.S.G. supp. to App. C, amend. 794, at 116-18 (2015) [hereinafter Amendment 794]. The amendment added language to the commentary notes that, among other things, explained that the mitigating-role reduction should apply to defendants who are "substantially less culpable than the average participant in the criminal activity" and listed five "non-exhaustive ... factors" that courts "should consider" when determining whether a defendant qualifies for the reduction. Id.

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Cite This Page — Counsel Stack

Bluebook (online)
885 F.3d 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sarmiento-palacios-ca1-2018.