United States v. Santiago Casiano, Jr.

929 F.2d 1046, 1991 U.S. App. LEXIS 7338, 1991 WL 51317
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 26, 1991
Docket90-2168
StatusPublished
Cited by29 cases

This text of 929 F.2d 1046 (United States v. Santiago Casiano, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Santiago Casiano, Jr., 929 F.2d 1046, 1991 U.S. App. LEXIS 7338, 1991 WL 51317 (5th Cir. 1991).

Opinion

E. GRADY JOLLY, Circuit Judge:

Santiago Casiano, Jr. is a federal prisoner who was convicted in 1979 of conspiracy and of marijuana possession with intent to distribute. He now appeals the district court’s denial of his 28 U.S.C. § 2255 motion, arguing that he has been placed in double jeopardy and that his trial counsel labored under a conflict of interest. In rejecting the motion, the district court found Casiano’s double jeopardy claim mer-itless and his right to conflict-free counsel waived. We agree and therefore affirm.

I

From June 1976 to February 1977, approximately thirty persons living in or near Donna, Texas, imported marijuana from Mexico with plans to distribute it throughout the United States. Casiano was one of several men indicted for playing a role in this illegal importation and distribution scheme.

Before and during his trial, Casiano was represented by two attorneys, Aron Pena and Alfonso Ibanez. Four co-defendants were tried alongside Casiano: Two of these co-defendants (named Alvarado and Oea-nas) were also represented by Pena and Ibanez; the remaining two defendants (Garza and De la Garza) were jointly represented by a third attorney, Roberto Salinas. Upon learning of these arrangements, the government filed a pretrial motion to disqualify on the basis that the defendants’ attorneys were burdened by a conflict of interest. It appears that the government’s motion was prompted by two potential conflicts: (1) Pena, Ibanez, and Salinas’s representation of multiple co-defendants; and (2) Pena’s prior representation of Ramon Martinez, an erstwhile participant in the Donna, Texas drug smuggling ring who was slated to testify against Casiano and his co-defendants.

The district court ruled on this motion during a pretrial hearing, excerpts of which follow:

THE COURT: All right, let’s proceed with this motion. I believe, Mr. Salinas, you are probably right, and after reading these cases, as I interpret them, these conflicting situations can arise just about any time you are representing more than one defendant in the case.
MR. SALINAS: Yes, they can. I don’t have a copy of this motion. As a matter of fact, I was not aware of it until just this morning.
THE COURT: Well, I think what provoked it, as I read the motion, is that apparently Mr. Pena, or someone in his office, advised the Government that Ramon Dionicio Martinez was planning to take the Fifth Amendment.
So I can see why this agitated the Government, counsel, because you do get into a conflict problem or potential conflict problem which, I think, is inherent *1048 when you have more than one Defendant in the case. I think it goes beyond, after reading these cases — I don’t know what the Defense lawyer is going to do, but I think it is really questionable in my mind, unless the Defendants waive their Sixth Amendment rights, that the matter is so fraught with dangers of conflict at all steps of the proceeding, that I don’t see how you can ever represent more than one Defendant in the case.
* * * * * *
If you have Defendants A and B, let’s say, in a case, and the issue comes up right at the beginning whether or not he is going to enter a plea, you are going to have to think not only how does it affect A but how does it affect B. Is it good for B for A to plead guilty? Or in testifying, how are you going to decide if a Defendant testifies whether it is contrary to his interest to testify, but it would be helpful to Defendant B for Defendant A to testify? How are you going to resolve that problem?
MR. SALINAS: It is a problem and has been a problem for a while.
THE COURT: It is not going to be a problem any more because I will tell you what is going to happen, and I hate to do it to you, but as near as I can tell, hereafter, unless the Defendant waives his Sixth Amendment rights knowingly and intelligently before the Magistrate, everybody is going to have to represent one man in one case, unless the Defendants expressly and affirmatively make known to the Magistrate they are knowledgeably waiving their Sixth Amendment rights....
MR. PENA: That’s the situation we have with my clients. They have at the time they have appeared before the Magistrate expressed to Judge Mallet they wanted me and my firm to represent them and they each signed a waiver of any conflicts in the case.
... I have for each of my clients, Mr. Ibanez and I, have a waiver of any conflict with Mr. Ramon Martinez, who may be a witness here.
THE COURT: How about conflicts among the Defendants?
MR. PENA: If there are any, Your Honor, which we don’t believe there are, but if there are, they have waived any possible conflict between themselves, knowing full well that we represent three of them.
THE COURT: How about as to the other two Defendants?
MR. PENA: I have one for each of them, Your Honor.
THE COURT: Well, I am still going to have a hearing on it, but I would ask that you please file these with the Clerk and incorporate them into the record.
* * * * * *
All right, let’s call the Defendants: Ramiro Gonzalez, Santiago Casiano, Jr., Amadeo Uresti Garza and Rogelio Jose De La Garza and Natividad Ocanas.
* * ifc * *
It has been called to my attention that the lawyers that are representing each of you in this case in the past — that these lawyers not only represent you, but represent other Defendants in this case and have represented other Defendants in the case.
Now, it may be that conflicts will arise between the interests of each of you and some other Defendant in the case that could affect the way in which the lawyers handle your case.
Now, there is no way I have of knowing every possible problem that could come up which might affect one of you adversely but which might help another of you.
For example, it might be advantageous to one of you to take the stand during the case, but by doing so you might hurt the chances of some other one of the Defendants.
For example — this is only an example — if Amadeo Uresti Garza is represented by Mr. Salinas, let’s say it was advantageous for him to take the stand and give testimony in front of the jury, but when he did that he was going to hurt Rogelio Jose De La Garza, Mr. Sali *1049 nas would have to decide whether he was going to help Uresti Garza at the expense of Jose De La Garza. I am not saying Mr. Salinas would do this or that it would happen, but it might happen.

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Bluebook (online)
929 F.2d 1046, 1991 U.S. App. LEXIS 7338, 1991 WL 51317, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-santiago-casiano-jr-ca5-1991.