United States v. Sam De Stefano and Edward Speice

476 F.2d 324
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 20, 1973
Docket72-1407, 72-1408
StatusPublished
Cited by54 cases

This text of 476 F.2d 324 (United States v. Sam De Stefano and Edward Speice) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sam De Stefano and Edward Speice, 476 F.2d 324 (7th Cir. 1973).

Opinions

CASTLE, Senior Circuit Judge.

Appellants Sam De Stefano and Edward Speice were convicted by a jury verdict rendered on March 16, 1972 of endeavoring to induce a prospective witness not to testify in a pending federal case, in violation of 18 U.S.C. § 1503 (1970). On this appeal, defendants have raised many objections to the propriety of the proceedings in the district court. Their major objections are that: 1) the indictment was insufficient to charge a violation of 18 U.S.C. § 1503, 2) the district judge deprived the defendants of their constitutional rights to confront witnesses against them and to due process of law by his refusal to subpoena the witness whom the defendants allegedly threatened, and 3) the district judge erred in giving what the defendants characterize as an “expanded AUenBrown ‘dynamite charge’.” Our consideration of these and other arguments raised by both defendants convinces us that the conviction of appellant De Stefano should be affirmed, and the conviction of appellant Speice should be reversed and remanded for a new trial.

The trial of the defendants commenced on March 9, 1972. The first government witness was James P. Braseth, a group supervisor of the Federal Bureau of Narcotics and Dangerous Drugs. Mr. Braseth testified that on February 22, 1972 he had one Charles Crimaldi in his protective custody and was escorting him into the Dirksen Federal Building in Chicago to testify in the trial of Anthony Esposito, who was charged with illegally transferring cocaine to Crimaldi. Braseth testified that he and Crimaldi entered an elevator in the federal building and punched the control button thereon for the 18th floor. The elevator proceeded to the second floor, where its doors opened. Just as the doors were about to close, defendant Speice stuck his arm between them, causing them to reopen automatically. After glancing inside the elevator, Speice called to someone who was apparently in the corridor: “Hurry up. Look [327]*327who’s here.” Then defendant De Stefano appeared, and both he and Speice entered the elevator together with two men whom Braseth did not recognize. De Stefano stood directly in front of and face to face with Crimaldi, and Speice stood within two feet of De Stefano, also facing Crimaldi. Looking at Crimaldi, De Stefano said to him: “My eyes are dimming, but I think I know you. My memory is fading, too. It must be old age.” Then, coming closer to Crimaldi, pointing his finger and gritting his teeth, De Stefano declared in a loud, angry voice: “I understand your eyes are failing — are dimming, and your memory fading permanently this week.” Braseth observed spittle on De Stefano’s mouth as he voiced these words, and noticed that De Stefano emphasized the words “your” and “permanently” by raising his voice and smashing his fist into his hand. At that point defendant Speice looked at Crimaldi and stated: “Have you done any fishing lately?” Crimaldi made no response to the remarks of either defendant, but with his face flushed, he trembled as he listened.

Braseth also testified that from his knowledge, acquired while posing as an undercover agent, the phrase “Have you done any fishing lately?” was a means of intimating that the person addressed would shortly end up as fish bait, his body cut up into small pieces and dumped into a convenient body of water.

Defendant Speice testified that he went to the federal building on February 22, 1972 at the request of De Stefano, who needed a drived' to take him to confer with people who were involved in trials there. Speice and De Stefano then went to the second floor cafeteria, where De Stefano, in mistakenly thinking that a patron there was someone he knew, apologized with a statement that he supposedly made quite regularly: “My eyes are dimming and my memory is fading.” After leaving the cafeteria, Speice approached the closing doors of the elevator and caused them to reopen. Saying nothing, he and De Stefano entered. At this point he saw Charles Crimaldi, whom he hadn’t seen for years and who now “looked like he was about to die” because he was shaking and had a flushed face. Looking at Crimaldi, De Stefano made his “usual statement”: “Evidently you must know me. My eyes are dimming . . . .” Speice did not recall hearing De Stefano predict that Crimaldi’s memory or eyes would fade.1 Realizing the tension in the elevator and thinking that Agent Braseth was going for his gun, Speice then tried to calm the atmosphere by innocently asking Michael Polesti, who had also gotten on the elevator on the second floor: “Have you done any fishing lately?” Speice also testified that Braseth and Crimaldi got off at the 18th floor, and that after he and De Stefano got off on the 21st floor, De Stefano asked him whether he had seen the “nut” on the elevator and speculated that that person must have jumped one of De Stefano’s bonds2 or owed him money. When Speice told him that the nervous person was actually Chuck Crimaldi, De Stefano did not believe him at first, but then decided to go back to the 18th floor and to attempt to talk to Crimaldi. They were unsuccessful in this attempt.

Appellant De Stefano did not testify under oath.

I. Sufficiency of the Indictment

The grand jury returned the following indictment against the defendants:

That on or about February 22, 1972, at Chicago, Illinois, in the Northern District of Illinois, Eastern Division, Sam De Stefano and Edward Speice, defendants herein, did knowingly, willfully and corruptly endeavor to in[328]*328fluence, obstruct, and impede the due administration of justice in that on or about the date aforesaid the defendants did corruptly and by threat of force endeavor to induce a prospective witness, Charles Crimaldi, not to testify in the case of United States of America vs. Anthony Esposito, 71 CR 980, which was set for trial on that date in the United States District Court, Northern District of Illinois, Eastern Division;
In violation of Title 18, United States Code, Section 1503.

Defendant De Stefano seeks to invoke the holding of Pettibone v. United States, 148 U.S. 197, 13 S.Ct. 542, 37 L. Ed. 419 (1893), to prove that this indictment fails to state a violation of 18 U.S.C. § 1503. That eighty-year-old decision stated that, in order to allege the crime of intimidating a witness, the indictment must charge that the defendant a) knew that the person he threatened was a witness and b) had knowledge or notice that the witness was to testify in a proceeding pending in a federal court.

We find that the indictment returned by the grand jury against the defendants was sufficient. The allegations contained therein are certainly more detailed than those of the indictment returned against the defendant in Pettibone.3 The indictment charges that the defendants acted “knowingly” in violation of 18 U.S.C. § 1503; this allegation of knowledge encompasses the required mens rea for the crime. See United States v. Zolli, 51 F.R.D. 522, 526 (E.D.N.Y.1970).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Charles Walker, Jr.
32 F.4th 377 (Fourth Circuit, 2022)
Danita Carol Thetford v. State
Court of Appeals of Texas, 2021
United States v. Tanisha Banks
982 F.3d 1098 (Seventh Circuit, 2020)
United States v. Lemurel Williams
819 F.3d 1026 (Seventh Circuit, 2016)
United States v. Richard Edwards, Jr.
321 F. App'x 481 (Sixth Circuit, 2009)
United States v. England
507 F.3d 581 (Seventh Circuit, 2007)
United States v. Hankins
195 F. App'x 295 (Sixth Circuit, 2006)
United States v. Grooms
6 F. App'x 377 (Seventh Circuit, 2001)
Irving v. United States
673 A.2d 1284 (District of Columbia Court of Appeals, 1996)
United States v. Algienon Tanner
941 F.2d 574 (Seventh Circuit, 1991)
State v. Dale
439 N.W.2d 98 (South Dakota Supreme Court, 1989)
People v. Hetzel
536 N.E.2d 909 (Appellate Court of Illinois, 1989)
United States v. Shirley Maggitt and Tommy Maggitt
784 F.2d 590 (Fifth Circuit, 1986)
Clarissa Marsh v. Gloria Richardson
781 F.2d 1201 (Sixth Circuit, 1986)
United States v. Gerald Davis
772 F.2d 1339 (Seventh Circuit, 1985)
United States v. Daniel Bifield
702 F.2d 342 (Second Circuit, 1983)
United States v. Thomas E. Verkuilen
690 F.2d 648 (Seventh Circuit, 1982)

Cite This Page — Counsel Stack

Bluebook (online)
476 F.2d 324, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sam-de-stefano-and-edward-speice-ca7-1973.