United States v. Russell Marks

768 F.3d 1215, 2014 U.S. App. LEXIS 19632, 2014 WL 5067853
CourtCourt of Appeals for the Eighth Circuit
DecidedOctober 10, 2014
Docket13-3655
StatusPublished

This text of 768 F.3d 1215 (United States v. Russell Marks) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Russell Marks, 768 F.3d 1215, 2014 U.S. App. LEXIS 19632, 2014 WL 5067853 (8th Cir. 2014).

Opinion

KELLY, Circuit Judge.

Russell Marks appeals the district court’s denial of his motion for an evidentiary hearing on Marks’s claim that the government improperly refused to move to reduce his sentence for a previous conviction. Marks also has moved (1) for sanctions against the Assistant United States Attorney (AUSA) who prosecuted him in *1216 his criminal case, (2) for this court to take judicial notice of various documents, and (3) to recall the mandate in his direct appeal from his original conviction. We conclude that the district court 1 did not abuse its discretion in denying the motion, and we affirm the judgment. We also deny Marks’s motions for sanctions and to recall the mandate but grant his motion for judicial notice.

I. Background

In 1992, Marks pleaded guilty to conspiracy to distribute cocaine, 21 U.S.C. §§ 846, 841(a)(1), and to launder money, 18 U.S.C. § 371. He was sentenced to life imprisonment. We affirmed his conviction and sentence. United States v. Marks (Marks I), 38 F.3d 1009 (8th Cir.1994). Marks later moved to vacate his sentence under 28 U.S.C. § 2255, but the district court denied that motion, and we denied Marks a certificate of appealability.

In 1999, Marks’s attorney contacted the AUSA assigned to his criminal case and informed her that Marks had learned that two inmates in his prison had crafted a key that fit various locks within the prison and that they were going to use the key to escape. In exchange for the information, Marks sought a motion from the government to reduce his sentence under Federal Rule of Criminal Procedure 35(b). The AUSA did not promise to make a motion but did pass along his information to prison authorities. The two inmates eventually were transferred to a maximum-security prison, but no criminal charges were filed against them. The AUSA then told Marks’s attorney that she would not be filing a motion to reduce his sentence because he had not “participated in a meaningful way in preventing” a crime. United States v. Marks (Marks II), 244 F.3d 971, 973 (8th Cir.2001).

Marks then moved to compel the government to file the motion requesting a reduction in his sentence. Marks characterized the exchange between him and the government as a “contract” between the two parties: He would provide information regarding criminal activity, and the government would file the Rule 35(b) motion to reduce his sentence. Marks sought “specific performance” of the “contract.” Marks II, 244 F.3d at 973-74.

The district court held an evidentiary hearing on the motion, at which the AUSA whom Marks had contacted testified. The AUSA said that Marks’s cooperation was not substantial because officials at the prison never believed that an escape had been attempted, and thus a motion to reduce his sentence was not warranted. The court agreed with Marks that there was an “understanding” between the parties that the government would file the Rule 35(b) motion if it concluded that Marks provided substantial assistance. The court, however, denied Marks’s motion and concluded that the terms of the agreement were not definite enough to justify enforcing it.

Marks appealed, and we affirmed. We agreed with the district court that there was an agreement between the parties but disagreed that the agreement was not enforceable. Marks II, 244 F.3d at 974. We noted that each party’s obligations under the agreement were clear, and each party had performed its respective side: Marks had provided information, and the government had evaluated it for substantial assistance. Id. But as we explained, the government had not unconditionally promised to file the motion to reduce Marks’s sen *1217 tence; it had promised “simply to consider, in the government’s sole discretion, whether Marks provided substantial assistance and, only if he did, to submit to the District Court” the motion. Id. Because Marks had not made a “substantial threshold showing” that the government acted arbitrarily or in bad faith in its decision not to file the motion, we could not review the government’s conclusion that Marks’s assistance was not substantial. Id. at 975-76 (quoting Wade v. United States, 504 U.S. 181, 186, 112 S.Ct. 1840, 118 L.Ed.2d 524 (1992)). Nor was Marks entitled to a remand to the district court where, he insisted, he would show that the government’s refusal to file the motion was in bad faith. Id.

Marks then moved to reconsider the district court’s ruling on his motion to compel. The district court denied the motion, and we dismissed Marks’s appeal. Marks again moved to compel specific performance by the government, but the district court again denied the motion. We construed Marks’s appeal as an attempt to file a successive § 2255 motion, denied him authorization to do so, and dismissed the appeal. See 28 U.S.C. § 2244(b).

In 2013, Marks filed seven motions in the district court, including a renewed motion to compel the government to evaluate his assistance and, relevant to this appeal, a motion for an evidentiary hearing. To these motions Marks attached new documents, including a declaration from Joseph Gunja, a former Deputy Warden of the prison where Marks is held. In that declaration, Gunja expresses his disagreement with the AUSA’s conclusion that Marks had not provided substantial assistance, calling the lack of credit given to Marks “a travesty of justice.”

The district court denied all of Marks’s motions and reiterated our conclusion in Marks II that Marks had failed to show that the AUSA had acted improperly or in bad faith. The court also rejected the relevance of Gunja’s declaration, noting that “his view on the matter does not matter.” Last, the court reminded Marks that criminal charges never were filed against the inmates who allegedly attempted to escape. That fact, the court concluded, demonstrates “the absence of improper motives” on the AUSA’s part and underscores her determination that Marks did not provide substantial assistance warranting a motion to reduce his sentence.

II. Discussion

Marks appeals only the district court’s decision denying him an evidentiary hearing on his claim that the government in bad faith refused to move for a reduction in his sentence under Rule 35(b). He maintains that, despite our ruling in Marks II, the government never genuinely or in good faith considered his cooperation.

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Related

Wade v. United States
504 U.S. 181 (Supreme Court, 1992)
United States v. Russell B. Marks
38 F.3d 1009 (Eighth Circuit, 1994)
United States v. Thomas Chisolm Bartsh
69 F.3d 864 (Eighth Circuit, 1995)
United States v. Russell Bradley Marks
244 F.3d 971 (Eighth Circuit, 2001)
United States v. Perez
526 F.3d 1135 (Eighth Circuit, 2008)
United States v. Mitchell
528 F.3d 1034 (Eighth Circuit, 2008)
Dwight Thomas v. United States
737 F.3d 1202 (Eighth Circuit, 2013)

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Bluebook (online)
768 F.3d 1215, 2014 U.S. App. LEXIS 19632, 2014 WL 5067853, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-russell-marks-ca8-2014.