United States v. Rufus Eafie Harrell

436 F.2d 606, 1970 U.S. App. LEXIS 5848
CourtCourt of Appeals for the Fifth Circuit
DecidedDecember 22, 1970
Docket28126
StatusPublished
Cited by113 cases

This text of 436 F.2d 606 (United States v. Rufus Eafie Harrell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rufus Eafie Harrell, 436 F.2d 606, 1970 U.S. App. LEXIS 5848 (5th Cir. 1970).

Opinion

SIMPSON, Circuit Judge:

Appellant, Rufus Eafie Harrell, and a co-defendant Durwood Norris were indicted together on five counts alleging violation of the Internal Revenue Laws pertaining to non-tax paid distilled spirits. Prior to Harrell’s trial, Durwood Norris pled guilty to all counts except Count Five which was dismissed. That count charged Norris alone with possession of an unregistered distillery on September 21, 1968. Harrell went to trial on his plea of not guilty to the remaining four counts of the indictment. Count One charged Harrell and Durwood Norris with entering into a conspiracy to violate the revenue laws between September 5, 1968 and September 22, 1968. Durwood Norris’ son, Thomas Richard Norris, was named as a co-conspirator but not as a co-defendant. Counts Two and Three charged Harrell and Durwood Norris with sales of non-tax paid spirits: 50 gallons on. September 5, 1968, and 50 gallons on September 6, 1968, in violation of Chapter 51, Title 26, U.S. Code. Count Four charged the two defendants with possession of 200 gallons of non-tax paid spirits on September 21, 1968, also in violation of Chapter 51, Title 26, U.S.Code. The particular section involved under all three counts is Title 26, U.S.C., Section 5604. The substantive offenses charged by Counts Two, Three and Four or evidentiary portions of them were the basis for the six overt acts laid in the conspiracy count, Count One. 1

Hc-.rrell was found guilty by the jury as to each of the four counts on trial and received a general sentence to thirty months custodial confinement. This appeal timely followed. We reverse on the basis of what we conceive to be demonstrated prejudicial error infecting Harrell’s conviction as to each count.

*609 I. The Evidence

We set out below portions of the prosecution’s evidence, stated in the light most favorable to the government’s ease, Glasser v. United States, 1942, 315 U.S. 60, 80, 62 S.Ct. 457, 469, 86 L.Ed. 680, and extracted largely from the testimony of the government’s witnesses. We also refer to additional evidence which bears upon the grounds of error asserted. The key government witness was William Sams, a special investigator with the Alcohol, Tobacco and Firearms Division of the U. S. Treasury Department, whose function in this case was that of an undercover agent. Sams related that on the afternoon of September 5, 1968, he drove to the appellant’s farm residence posing as an illicit whiskey dealer, and after leisurely, friendly conversation gained Harrell’s confidence. He inquired of Harrell as to the possibility of purchasing moonshine. Harrell indicated that he knew where a supply was available at $5.00 per gallon and at Sams’ request accompanied Sams to the Norris farm, several miles away where the first 50 gallon purchase (charged in Count One) took place. The location was about 9% miles southwest of Opp, Alabama. Harrell and Norris conferred outside Sams’ hearing and Harrell returned to Sams’ car and directed the agent to drive to a location about 250 yards from the Norris residence. Norris and his son joined them at this point, driving a 1960 Chevrolet station wagon, which contained 50 one-gallon jugs of non-tax paid moonshine whiskey. The whiskey was off-loaded to the ground by the two Norrises, Harrell and Sams. Sams asked Harrell about securing some paper bags to place around the jugs, whereupon Harrell and the older Norris left and returned with several fertilizer bags to wrap around the jugs. The sale was then completed and the jugs loaded into the undercover agent’s vehicle. The agreed price of $5.00 per gallon was paid by Sams to Harrell, who placed the money in his pocket. Harrell asked Sams if he would need more whiskey and Sams replied that he would need another 50 gallons the following night. Harrell instructed Sams not to come by his house on that occasion but to go directly to Norris’, house and that Norris would take care of him. Sams then drove to a pre-arranged meeting with other agents who assisted in the destruction of the 50 gallons of non-tax paid whiskey.

On September 6 Sams returned to Norris’ house as instructed by Harrell. He was joined by Norris, who directed him to a non-tax paid whiskey “stash” (caché) where 50 gallons of whiskey were loaded into the Sams’ vehicle, Sams paying Norris therefor. On this occasion price was discussed and a bargain was struck for Sams to purchase 200 gallons at the reduced price of $4.50 per gallon. Norris told Sams to call Harrell on “Tuesday a week” (September 17) to see whether the 200 gallons of whiskey were available. Sams dropped Norris at his residence and again drove the vehicle to a pre-arranged location where he and other agents destroyed the recently purchased whiskey.

On September 20 Sams placed a person-to-person call to Harrell’s residence, spoke with Harrell and was told that the 200 gallons of whiskey would be ready on the following night. On September 21, with ATFD Agent Williams, Alabama ABC 2 Agent Catrett, and Chief Deputy Sheriff Berry of Covington County concealed in the trunk of his automobile, Sams drove to Harrell’s residence. Harrell informed Sams that he was going to town with his wife and that Sams should go directly to Norris’ home where the whiskey was available. He arrived at Norris’ residence and was joined in the car by Norris and directed to a location in the close vicinity of the two previous purchases, where he saw a “stash” of numerous one-gallon jugs, later counted to be 200, and later found to *610 contain non-tax paid whiskey. Norris was arrested and advised of his constitutional rights, and the four officers proceeded to destroy the whiskey on the spot. Later that night or in the early morning hours of September 22 the appellant Harrell was arrested at his own home.

Sams was permitted to testify at trial over the defendant’s objection that on the night of the arrest the agents discovered a complete illicit distillery, setup, a number of drums of fermenting mash, and 35 gallons of non-tax paid whiskey, at a point about 300 yards from the place of Norris’ arrest. Neither possession of the distillery nor the manufacture of distilled spirits was charged as an object of the conspiracy, those objects being described as the removal, concealment, possession, transportation, sale and transfer of non-tax paid whiskey with intent to defraud the United States. No overt act charged in Count One dealt with the possession of a distillery or the fermenting mash, 3 and as already related above neither substantive count for which Harrell was on trial was concerned with the possession of a distillery or the fermenting or possession of mash. 4

During the trial, and again over defense objection, Agent Williams testified that after the arrest of Norris and the discovery of the still Norris made a statement to him on the way to jail. We quote Williams’ testimony in this respect :

“Norris stated that the still belonged to him; he said it had been there about three or four months and that he had put it there to help pay off the farm”.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lewis v. State
24 So. 3d 480 (Court of Criminal Appeals of Alabama, 2007)
United States v. Caro-Quintero
769 F. Supp. 1564 (C.D. California, 1991)
United States v. Roy Lee Leach
918 F.2d 464 (Fifth Circuit, 1990)
United States v. John A. Kroh, Jr.
915 F.2d 326 (Eighth Circuit, 1990)
State v. Broughton
425 N.W.2d 48 (Supreme Court of Iowa, 1988)
United States v. Victor Posner
764 F.2d 1535 (Eleventh Circuit, 1985)
United States v. Oscar Donato Barrientos
758 F.2d 1152 (Seventh Circuit, 1985)
United States v. Timothy Rand Smith
757 F.2d 1161 (Eleventh Circuit, 1985)
United States v. Victor Natalio Crispin
757 F.2d 611 (Fifth Circuit, 1985)
United States v. Harold Donald Henry
749 F.2d 203 (Fifth Circuit, 1984)
United States v. Posner
594 F. Supp. 923 (S.D. Florida, 1984)
United States v. Frank Liparota
735 F.2d 1044 (Seventh Circuit, 1984)
United States v. John Garrett and L.G. Moore
716 F.2d 257 (Fifth Circuit, 1983)
United States v. Calafati
569 F. Supp. 50 (E.D. Pennsylvania, 1983)
United States v. Homero Sepulveda
710 F.2d 188 (Fifth Circuit, 1983)
United States v. Ira Eugene Borchardt
698 F.2d 697 (Fifth Circuit, 1983)
State v. Just
441 A.2d 98 (Supreme Court of Connecticut, 1981)
United States v. Gary Halbert
640 F.2d 1000 (Ninth Circuit, 1981)

Cite This Page — Counsel Stack

Bluebook (online)
436 F.2d 606, 1970 U.S. App. LEXIS 5848, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rufus-eafie-harrell-ca5-1970.