United States v. Ruben Cazares

Court of Appeals for the Eighth Circuit·Decided April 10, 2008·No. 07-2399·Published

Opinion

United States Court of Appeals FOR THE EIGHTH CIRCUIT

No. 07-2399

United States of America, *

*

Plaintiff - Appellee, * * Appeal from the United States v. * District Court for the * District of Nebraska.

Ruben Lopez Cazares, *

*

Defendant - Appellant. *

Submitted: December 11, 2007 Filed: April 10, 2008

Before LOKEN, Chief Judge, WOLLMAN, and SHEPHERD, Circuit Judges.

SHEPHERD, Circuit Judge.

Ruben Lopez Cazares was convicted at a jury trial of conspiracy to distribute and to possess with intent to distribute 500 grams or more of a mixture containing methamphetamine. See 21 U.S.C. §§ 841(a)(1), (b)(2), 846. The district court1 sentenced Cazares to 300 months of imprisonment to be followed by a five-year term of supervised release. On appeal, Cazares contends that he is entitled to a new trial because the district court erred in its interpretation and application of Federal Rule of Evidence 801(d)(2)(E). We affirm.

1 The Honorable Laurie Smith Camp, United States District Judge for the District of Nebraska.

I.

In light of the jury’s guilty verdict, we recite the facts in the light most favorable to the government. See United States v. Jennings, 487 F.3d 564, 576 (8th Cir. 2007). From 2002 to his arrest in 2005, Cazares was involved in a substantial number of methamphetamine transactions with numerous individuals. During that time, Cazares both purchased methamphetamine and sold it to others. The quantities of methamphetamine involved in these transactions ranged from a one half-pound to nine pounds. Cazares’s arrest arose out of a narcotics investigation geographically centered on Norfolk, Nebraska but also encompassing other states, including Kentucky. As part of the investigation, law enforcement wiretapped telephones connected to Jesus Padilla, a target of the investigation who ran a mechanic’s shop in Norfolk. Cazares operated a used car business at the same location, and, though the two businesses maintained separate phone lines, they shared office space. Both Padilla’s cell phone and the land line for his shop were tapped. Cazares’s business line was not tapped; however, Cazares was recorded on a number of phone calls on Padilla’s business line in which Cazares discussed methamphetamine transactions.

Toward the end of the investigation in 2005, Nebraska State Patrol Investigator Douglas L. Kelley, began working with Adrian Acosta, Cazares’s cousin, who had been arrested on an unrelated drug offense. Acosta initially lied to law enforcement but eventually agreed to cooperate and told them about his involvement with Cazares relating to methamphetamine. Acosta stated that he had obtained methamphetamine from Cazares in 2002 as a way to make money. Cazares gave Acosta a cell phone box that contained four ounces of methamphetamine in exchange for Acosta agreeing to make payments over time. Acosta gave the methamphetamine to a friend to sell for him. However, because the drug was of poor quality, Acosta did not make enough money selling the methamphetamine to pay Cazares. On March 25, 2005, Acosta recorded a meeting with Cazares where Acosta renegotiated his drug debt. During the

meeting, Acosta informed Cazares of the poor quality of the methamphetamine, and Cazares agreed to reduce Acosta’s debt from $4,000 to $3,000. The investigation was completed shortly thereafter, resulting in the arrest of over 30 individuals, including Cazares.

A federal grand jury indicted Cazares, alleging that the conspiracy existed from January 1, 2003 to March 30, 2005. A superceding indictment was subsequently filed, expanding the alleged time frame of the conspiracy from January 1, 1996 to March 30, 2005 and adding the following co-defendants: Genaro Favala Ramirez (“Genaro”), Candilaro Favala Ramirez (“Candilaro”), Hilario Felix, and Manuel Garcia. The case proceeded to a jury trial as to Cazares on March 6, 2007.

At trial, the government’s case-in-chief consisted of the testimony of two law enforcement officials who were involved in the investigation, Federal Bureau of Investigation Special Agent Drew Armstrong and Investigator Kelley, and the testimony of eight cooperating witnesses (all of whom had been convicted of felony drug charges): Acosta; Candilaro; Padilla; Garcia; Mollie Moler (Padilla’s ex- girlfriend); Scott Freese (Padilla’s former attorney and friend); Benjamin Sukup (Padilla’s main methamphetamine customer); and Juan Cuevas (observed Cazares sell methamphetamine on numerous occasions). The testimony of the cooperating witnesses indicated that Cazares was heavily involved with obtaining and distributing methamphetamine to numerous individuals.

Cazares offered two witnesses, a friend of the Cazares family, Rosa Rivas, and his wife, Indalecia Lopez. Rivas testified that she had never seen Cazares with drugs and that he was involved in religious activities. Indalecia testified that she had never observed drugs at her husband’s business or at their house. On March 8, 2007, the jury returned a guilty verdict. On June 7, 2007, the district court sentenced Cazares to 300 months incarceration to be followed by a five-year term of supervised release.

In this appeal, Cazares challenges the district court’s admission of testimony from six witnesses, Candilaro, Padilla, Moler, Freese, Sukup, and Cuevas, pursuant to Federal Rule of Evidence 801(d)(2)(E). More specifically, Cazares contends that the district court: (1) misinterpreted and misapplied Rule 801(d)(2)(E) by admitting a number of the witnesses’ own conclusions based on out-of-court statements, as opposed to the out-of-court statements themselves and (2) by admitting out-of-court statements which the government failed to demonstrate were made in furtherance of any charged conspiracy. We summarize the testimony, objections, and rulings in question as follows:

A. The Cooperating Witnesses

1. Candilaro Favala Ramirez

Candilaro testified that he supplied Padilla with methamphetamine from the end of 2003 to approximately October 2004. Candilaro stated that he made about 15 deliveries of methamphetamine, ranging from one to four pound quantities, to Padilla’s shop every one to two weeks. Though Candilaro stated that he was not involved in drug transactions with Cazares, Candilaro said that he accompanied his roommate, Felix, to Norfolk on three occasions in 2003 and 2004 and that Felix twice delivered one-pound quantities and once delivered a two-pound quantity of methamphetamine to Cazares. Candilaro testified that, in addition to those three trips, Felix had delivered methamphetamine to Cazares several more times. When the government asked Candilaro how he knew this, Candilaro stated that he and Felix hung out together and talked. The government then asked Candilaro what Felix told him when they hung out. Cazares objected, asserting that the question called for a hearsay answer, and a bench conference ensued.

At the conference, the government stated that Felix’s statement was being offered as a coconspirator statement made in the course of and in furtherance of the

conspiracy which is not hearsay under Rule 801(d)(2)(E). Defense counsel responded that Felix’s statement was not admissible pursuant to Rule 801(d)(2)(E) because the government had not shown that: (1) it was made in the course of a conspiracy of which Cazares was a member or (2) it was made in furtherance of a conspiracy because it addressed activity with which the listener, Candilaro, was not involved. Relying on United States v. Bell, 573 F.2d 1040 (8th Cir. 1978),2 the district court conditionally allowed Felix’s statement, noting that, at the close of the evidence, it would issue a ruling on the admissibility of the statement and, if the government had not met its burden, the court would either declare a mistrial or give a cautionary instruction.

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