United States v. Roy Mandujano

496 F.2d 1050
Court of Appeals for the Fifth Circuit·Decided October 16, 1974·No. 73-3353·Published·Cited by 56 cases

Opinion

TUTTLE, Circuit Judge:

On May 2, 1973, appellee Mandujano appeared as a witness before the DALE (Drug Abuse Law Enforcement) Grand Jury, pursuant to a subpoena. The following warnings were given Mandujano:

“Q: Now you are required to answer all the questions that I ask you except for the ones that you feel would tend to incriminate you. Do you understand that ?
A: Do I answer all the questions you ask.
Q: You have to answer all the questions except for those you think will incriminate you in the commission of a crime. Is that clear?
A: Yes, sir.
Q: You don’t have to answer questions which would incriminate you. All other questions you have to answer openly and truthfully. And, of course, if you do not answer those truthfully, in other words, if you lie about certain questions, you could possibly be charged with perjury?”

Mandujano was further advised that he could have an attorney outside the grand jury room; however, he was not told that he had a right to have appointed counsel outside the grand jury room, that what he said could be used against him in later proceedings, and that he had a right to remain silent. 1

A federal narcotics agent had reported that in March, 1973, he offered Mandujano money for the purchase of heroin and gave him $650 for the attempted purchase. The government attorney who questioned Mandujano before the grand jury testified at the motion to suppress that he had discussed with the agent the circumstances of this attempted buy in preparation for Mandujano’s appearance before the grand jury. Evidence taken on the motion to suppress also showed that the government attorney requested suggestions for witnesses to be supoenaed before the grand jury from the agent who had dealt with Mandujano and the agent recommended calling Mandujano and then reported to the attorney how the actual attempt had occurred.

Mandujano was asked the following questions, inter alia, by the government attorney before the grand jury: .

“Q: Have you ever talked with anybody about selling it? Has anybody tried to buy heroin from you? Have you tried to get heroin for them in order to sell to them ?
A: No, sir.
Q: Are you sure of that ?
A: Yes, sir.
Q: In other words, no one has ever come up to you and wanted to buy heroin ?
A: No, sir.
*1052 Q: And you have never told anybody that you would try to get heroin to sell to them ?
A: No, sir.
Q: Now, you can say here today that you have not discussed the sale of heroin with anybody in the last year ?
A: I don’t understand you, sir.
Q: Have you talked to anybody about selling heroin to them during the last year?
A: No, sir.
Q: Are you sure about that ?
A: I just, you know, I discuss it, you know, when we buy it, you know, to fix it just, you know.
Q: Has anyone ever asked you if they could buy an ounce of heroin or more from you ?
A: No, sir.
Q: Let me ask you once again Mr. Mandujano, have you ever talked to anybody about selling them heroin in the last year?
A: No, sir.
Q: No one has ever given you any money—
A: No.
Q: —to go buy them heroin ?
A: No, sir.
Q: In other words, if you had $650 right now—
A: Yes, sir.
Q: —Do you think you would be able to purchase an ounce of heroin? . . .”

This interrogation tracked the exact facts of the actual contact between the federal narcotics agent and Mandujano.

The appellee was subsequently indicted in count 1 under 21 U.S.C.A. § 846 for attempt to distribute one ounce of heroin on or about the 29th of March, 1973, and in count -2 under 18 U.S.C.A. § 1623 for making false representations. The perjury count was based on Mandujano’s denial before the grand jury of any attempt to obtain or sell heroin or any solicitation to do so.

The district court granted appellee’s motion to suppress his testimony before the grand jury, finding that appellee was a virtual or putative defendant in custody under the Miranda 2 decision, and therefore should have been given all Miranda warnings. United States v. Mandujano, 365 F.Supp. 155 (W.D.Tex. 1973). The district court determined that the warnings given were inadequate and that appellee could not be deemed to have voluntarily waived his Fifth Amendment right to remain silent. Appellee was convicted under count 1 for attempt to distribute heroin, without use of his grand jury testimony.

I. “PUTATIVE OR VIRTUAL” DEFENDANT

Given the nature of the investigation and the questions tendered by the government attorney, the district court held, and this Court agrees, that full Miranda warnings should have been accorded Mandujano who was in the position of a virtual or putative defendant. The district court aptly portrayed the circumstances warranting the fact finding that Mandujano was a virtual or putative defendant during his appearance before the grand jury:

“The government maintains that neither case was considered for presentation to the grand jury prior to 'the testimony of the defendants before that body, and that both files had been closed following the contact between the defendants and the law enforcement officers; nevertheless, the facts of the case belie the government’s protestations of innocent intent with respect to the possibility of future prosecutions. The special attorney who had conducted the questioning testified that he was well aware of the previous contact with the defendants in attempts to buy from them, as well as the exact circumstances involved in each attempted *1053 buy. The transcript of the grand jury proceedings reveals deliberate and careful attention to questions which specifically delved into the facts concerning these contacts between the defendant and government agents. The special attorney was aware that no case had been made, and though this Court does not presume any improper motives on the part of the government agents or the special attorney, it strains credulity to suggest that the special attorney did not have one eye on a possible prosecution of the defendants.

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United States v. Roy Mandujano, 496 F.2d 1050 (5th Cir. 1974).

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