United States v. Rothacher

442 F. Supp. 2d 999, 2006 U.S. Dist. LEXIS 73976, 2006 WL 2007638
CourtDistrict Court, D. Montana
DecidedJuly 18, 2006
Docket06-05-BU-DWM
StatusPublished

This text of 442 F. Supp. 2d 999 (United States v. Rothacher) is published on Counsel Stack Legal Research, covering District Court, D. Montana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rothacher, 442 F. Supp. 2d 999, 2006 U.S. Dist. LEXIS 73976, 2006 WL 2007638 (D. Mont. 2006).

Opinion

ORDER

MOLLOY, Chief Judge.

I. Introduction and Factual Background

In February 1994, the Flathead County District Court convicted Rothacher of mitigated deliberate homicide. Rothacher had been involved in a bar fight that spilled out the back of the bar where the decedent fell and hit his head on the ice and then suffered a kick to the head from Rothacher before dying due to brain trauma. Ro-thacher appealed the district court conviction to the Montana Supreme Court, which affirmed the district court and issued a notable opinion concerning a defendant’s mental state and intended harm. See State v. Rothacher, 272 Mont. 303, 901 P.2d 82 (1995).

Rothacher was sentenced by the state trial court to a term of 16 years with 10 *1000 years suspended. In July 1995, Rothacher was paroled from the Montana State Prison and he commenced serving his 10-year suspended sentence. Ten years later, in May 2005, the same state district court revoked his suspended sentence after discovering that he possessed 12 firearms, violating the terms of his probation. After full consideration of all the facts and circumstances of the violation the state court once again exercised the Montana State power and imposed an appropriate state sentence. Rothacher is currently under supervised parole, serving a seven-year sentence. Except for his firearms violation, all evidence indicates Rothacher fully complied with the terms of his probation and was successfully running a construction business in Gallatin County.

When Montana’s U.S. Attorney got wind of the May 2005 proceedings in state district court, the Grand Jury indicted Ro-thacher federally, charging him as a felon in possession of firearms in violation of 18 U.S.C. § 922(g) even though the state had seemingly dealt with the enormity of the crime. Rothacher’s first federal indictment heralded a lengthy and convoluted pretrial process that included a Petite letter, the United States’ failure to respond to Rothacher’s motions to dismiss, a voluntary dismissal of the case, and a dilatory prosecutorial effort. The explanation justifying the federal prosecution is tied to allegations about Rothacher being dangerous — yet not so dangerous that an on again off again prosecution was pursued.

After voluntarily dismissing the case, the United States once again indicted Ro-thacher on April 21, 2006. The trial is currently set for July 24, 2006. Were the decision mine to make on first impression, I would dismiss the case because it is hard to make the Interstate Commerce Clause nexus in a principled way, particularly in light of Rothacher’s Tenth Amendment arguments. But, I cannot find a reasoned and principled way to avert the holdings in United States v. Stewart, 451 F.3d 1071 (9th Cir.2006); Gonzales v. Raich, 545 U.S. 1, 125 S.Ct. 2195, 162 L.Ed.2d 1 (2005); and the Phoenix-like resurrection of Wickard v. Filburn, 317 U.S. 111, 63 S.Ct. 82, 87 L.Ed. 122 (1942).

II. Analysis

A. Recent Interpretations of the Commerce Clause

Article I, § 8 of the Constitution sets forth specific congressional powers, including “The Congress shall have the power ... [t]o regulate Commerce with foreign Nations, and among the several States....” Of the 18 clauses empowering Congress in this section of the Constitution, none is more important than the Commerce Clause. Erwin Chemerinsky, Constitutional Law: Principles and Policies § 3.3.1, 238 (Aspen L. & Bus.2002). In fact, the Framers included the Commerce Clause as a response to the inadequacies of the Articles of Confederation to empower the federal government to regulate commerce. Raich, 125 S.Ct. at 2205.

Beginning with the 1819 M’Culloch v. Maryland decision, the United States Supreme Court’s interpretation of the Commerce Clause enabled the Congress to broadly regulate commerce. 17 U.S. 316, 4 Wheat. 316, 4 L.Ed. 579 (1819). Later in the Eighteenth Century the Court gradually adopted a more conservative view of the Clause through a constriction of the definitions of “commerce” and “among the states” and a renewed belief in the strength of the Tenth Amendment. Chemerinsky, Constitutional Law: Principles and Policies at § 3.3.3, 244-50. In 1937, however, the Supreme Court abruptly changed course when it used the Commerce Clause to uphold a state minimum *1001 wage law for women and a federal labor relations law. 1 Id. at § 3.3.4, 252.

Congressional power under the Commerce Clause remained unfettered from 1937 until 1995. In 1995, the Court issued the first of four opinions reevaluating the use of the Commerce Clause as an instrument that broadly enabled Congress to regulate life in America.

1. The Court Reigns in the Commerce Clause in Three Successive Decisions.

The Supreme Court’s 1995 United States v. Lopez decision marked a considerable departure from the Court’s previous treatment of the Commerce Clause. 514 U.S. 549, 115 S.Ct. 1624, 131 L.Ed.2d 626 (1995). The Court reinforced this conviction when it followed Lopez with the United States v. Morrison decision in May 2000, followed a week later by Jones v. United States. 529 U.S. 598, 120 S.Ct. 1740, 146 L.Ed.2d 658 (2000); 529 U.S. 848, 120 S.Ct. 1904, 146 L.Ed.2d 902 (2000).

Each of these decisions conveyed the Court’s belief that there were limits to the exercise of federal power through the Commerce Clause. In Lopez, Chief Justice Rehnquist, writing for the Court in a five to four decision, held that the Gun-Free School Zones Act exceeded Congress’ Commerce Clause authority. 514 U.S. at 569, 115 S.Ct. 1624. The case affirmed a Fifth Circuit decision to dismiss a conviction under 18 U.S.C. § 922(q), which criminalized the possession of a firearm within 1000 feet of a school. Id. at 553, 115 S.Ct. 1624. Chief Justice Rehnquist found § 922(q) was not a regulation that fell within the three categories of activity that enable federal commerce regulation: 1) the channels of interstate commerce; 2) the instrumentalities of commerce power; and 3) those activities having a substantial relation to interstate commerce. Id. at 559, 115 S.Ct. 1624. His analysis focused on the last category.

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New York v. United States
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Jones v. United States
529 U.S. 848 (Supreme Court, 2000)
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United States v. Robert Wilson Stewart, Jr.
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Gonzales v. Raich
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Bluebook (online)
442 F. Supp. 2d 999, 2006 U.S. Dist. LEXIS 73976, 2006 WL 2007638, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rothacher-mtd-2006.