United States v. Rosenfeld

109 F.2d 908, 1940 U.S. App. LEXIS 4014
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 26, 1940
DocketNo. 11523
StatusPublished
Cited by6 cases

This text of 109 F.2d 908 (United States v. Rosenfeld) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rosenfeld, 109 F.2d 908, 1940 U.S. App. LEXIS 4014 (8th Cir. 1940).

Opinion

NORDBYE, District Judge.

This is an appeal by the United States from a judgment vacating the forfeiture of the appearance recognizance of one John A. Rosenfeld, who had been indicted in the District Court for a violation of the mail fraud statutes. Recognizance was executed in the sum of $1,500. A plea of. nolo con-tendere was entered on January 23, 1939, and the court indicated that a sentence of eighteen months in the penitentiary would be imposed. Upon Rosenfeld’s request however, sentence was deferred until January 30, 1939, in order to permit further investigation of certain facts contained in the report of the Probation Officer. On January 30, 1939, Rosenfeld requested a further extension until February 6, 1939, which was granted upon the condition that a new bond in the sum of $3,000 be furnished. This was done with appellees Charles-

[909]*909S. Ladinsky and Moe Kanner as sureties, On February 6, 1939, Rosenfeld failed to appear and his bond was declared forfeited by the court as to the principal and sureties, Prompt notice was given to the sureties of such forfeiture. It is stipulated between the parties that Rosenfeld’s failure to appear on February 6, 1939, was wilful and deliberate.

It appears that, within a few days after January 30, 1939, Rosenfeld stored his furniture in St. Louis under an assumed name and went to Florida. On the same day that the forfeiture was entered, the United States filed its motion for judgment upon said forfeiture which motion was duly served upon the sureties. Upon receipt of notice, the sureties undertook to locate the defendant. They expended time and money in their efforts to do so, and finally located him in Chicago. They went to Chicago and took with them a Postal Inspector. Rosenfeld was arrested, brought into court and sentenced on March 6, 1939, and was thereafter incarcerated. The motion for judgment against the sureties was presented on the same day, and on March 8, 1939, the court vacated the forfeiture, conditioned upon the sureties’ paying costs incurred in the sum of $100. This appeal followed.

The right of the court to release the sureties from the penalty of a bond forfeiture is found in Section 601, 18 U.S.C.A., which reads: “When any recognizance in a criminal cause, taken for, or in, or returnable to, any court of the United States, is forfeited by a breach of the condition thereof, such court may, in its discretion, remit the whole or' a part of the penalty, whenever it appears to the court that there has been no willful default of the party, and that a trial can, notwithstanding, be had in the cause, and that public justice does not otherwise require the same penalty to be enforced.”

It is the position of the appellant that, in view of the admitted wilful default, no discretion rested in the court, upon judgment of forfeiture being entered, to remit the whole or a part of the penalty of the bond. Appellees take the position that Section 601 is not applicable because no judgment of penalty had been entered. That is, before any judgment had been entered against the sureties, Rosenfeld was apprehended largely through the aid and assistance of the sureties, and thereafter the court duly sentenced him and set aside the forfeiture that had been entered. It is urged that the court retained full and complete jurisdiction during the term to modify or set aside “an interlocutory judgment”; that there was no final judgment of forfeiture. Apparently, it is appellees’ position that there is no final judgment of forfeiture until a money judgment has been entered against the sureties.

That appellees’ position is unsound seems clear. The forfeiture of the bond took place on February 6, 1939, when the court ordered that Rosenfeld’s bond should be forfeited. ‘ The condition of the bond had been breached by his failure to appear. Any subsequent proceedings that may have taken place to enforce the penalty of the bond was a mere continuation of the proceedings in which the judgment of forfeiture was entered. Appellees confuse a judgment entered against sureties by way of a money judgment with an adjudication of . forfeiture. Section 601 does not refer to the judgment against the sureties on the bond; it refers to the judgment of the court in forfeiting the recognizance. That the order of forfeiture is a final judgment upon the entry thereof is evident from the following cases. Detroit Fidelity & Surety Company v. United States, 8 Cir., 59 F.2d 565, certiorari denied, 287 U.S. 633, 53 S.Ct. 84, 77 L.Ed. 549; United States v. Capua et al., 7 Cir., 94 F.2d 292; United States v. Mack, 295 U.S. 480, 55 S.Ct. 813, 79 L.Ed. 1559, which cites with approval Detroit Fidelity & Surety Company v. United States, supra.

In Detroit Fidelity and Surety Company v. United States, supra, this court found that the default and adjudication of forfeiture occurred on September 26, 1930, and that a writ of scire facias was issued on the same day; that thereafter, on November 19, 1930, the principal died. In March, 1931, the indictment was nolled because of the principal’s death. Judgment in the scire facias proceedings was thereafter rendered against the surety. The surety appealed. The court stated (page 568 of 59 F.2d): “ * * * The question as to whether or not any liability accrued against the appellant must be determined by the conditions obtaining at the time of the default, and the adjudication of forfeiture was a final judgment,, at least to the extent of a declaration that there had been a default or breach of the conditions of the recognizance. The scire facias proceeding L but a continuation of the forfeiture pro[910]*910ceeding in so far as the adjudication of forfeiture is concerned, and, if the appellant was legally liable under the facts or conditions as they existed at the time of the forfeiture, the fact that subsequently the principal died and the criminal proceeding was therefore dismissed, would not constitute a defense in a proceeding of this nature.”

In United States v. Capua et al., supra, the court used similar language, stating (page 293 of 94 F.2d): “The question of liability of the sureties must be determined by the condition existing at the time of the default. The judgment of forfeiture was a final judgment, at least to the extent of an adjudication of default for breach of conditions of the recognizance. The scire facias proceeding merely continued the forfeiture proceedings, in so far as the adjudication of forfeiture was concerned, and, if the sureties were legally liable under the facts and conditions as they existed at the time of the forfeiture, the fact that the criminal proceedings were thereafter dismissed is no defense to the scire facias.”

The court having entered a judgment of forfeiture and this being a final judgment, in so far that it was an adjudication of default for breach of conditions of the recognizance, it follows that we must look to the statute for the court’s power of remission. As observed in United States v. Mack, supra (page 488 of 295 U.S.. paire 817 of 55 S.Ct., 79 L.Ed. 1559) : “The bail are bound at once upon the principal’s default. ‘If the condition of the bail bond is broken by the failure of the principal to appear, the sureties become the absolute debtors of the United States for the amount of the penalty.’ United States v. Zarafonitis [5 Cir.] 150 F. 97, 99, 10 Ann.Cas. 290; United States v. Van Fossen, 28 Fed.Cas. No. 16,607, 357, at page 358; People v. Anable, 7 Hill. (N.Y.) 33.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

NGUYEN
15 I. & N. Dec. 176 (Board of Immigration Appeals, 1975)
WONG
13 I. & N. Dec. 383 (Board of Immigration Appeals, 1969)
United States v. Hickman
155 F.2d 897 (Seventh Circuit, 1946)
Continental Casualty Co. v. United States
314 U.S. 527 (Supreme Court, 1942)
United States v. Reed
117 F.2d 808 (Fifth Circuit, 1941)
United States v. Short
34 F. Supp. 1007 (D. New Jersey, 1940)

Cite This Page — Counsel Stack

Bluebook (online)
109 F.2d 908, 1940 U.S. App. LEXIS 4014, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rosenfeld-ca8-1940.