United States v. Rosen

448 F. Supp. 926, 1977 U.S. Dist. LEXIS 12821
CourtDistrict Court, E.D. Louisiana
DecidedNovember 21, 1977
DocketCrim. A. No. 77-181
StatusPublished

This text of 448 F. Supp. 926 (United States v. Rosen) is published on Counsel Stack Legal Research, covering District Court, E.D. Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rosen, 448 F. Supp. 926, 1977 U.S. Dist. LEXIS 12821 (E.D. La. 1977).

Opinion

CHARLES SCHWARTZ, District Judge.

Dr. Isadore I. Rosen, a medical doctor, has been charged in a twenty-five count indictment with dispensing and distributing controlled substances in violation of Title 21, U.S. Code, § 841(a)(1). A jury was waived, and the case was tried to the Court.

In order for the Government to convict the defendant, it is necessary that it prove:

1. That defendant distributed or dispensed a controlled substance.

2. That he acted knowingly and willfully-

3. That he did so other than in good faith for legitimate medical treatment.

Defendant does not contest but in fact admits that the first two elements of the charged offense have been satisfied.

To the extent that any of the following findings of fact constitute conclusions of law they are adopted as such, and to the extent that the conclusions of law constitute findings of fact, they are adopted as such.

SPECIAL FINDINGS OF FACT1

Defendant is 68 years old, graduated from medical school some 42 years ago and since 1951 has operated a clinic in Amite, Louisiana, a rural community approximately 73 miles from New Orleans and 50 miles from Baton Rouge. He claims to have given up a general surgery and obstetrics practice because of age. He further claims to have begun his obesity practice in earnest for the last seven years; that such portion of his practice has grown to approximately 60% of his practice. The counts described in the indictment are based upon the defendant’s prescribing and/or delivering controlled substances to six law enforcement agents posing as patients on separate occasions between April 29, 1976 and March 7, 1977. The controlled substances are set out in the various counts of the indictment. The agents all utilized undercover names. The evidence reflects that all of the controlled substances which were mentioned in the indictment were either distributed to the agents or the prescription for same was subsequently filled by a pharmacist or druggist. Thus, the principal issue to be resolved by the Court is whether the Government has demonstrated by clear and convincing proof beyond a reasonable doubt that the dispensation of the drugs and the circumstances surrounding such dispensation as to each of the six undercover agents was not in good faith and not for legitimate medical treatment. The pattern of the doctor’s operation was generally as follows:

Patients were not required to make an appointment in advance. A receptionist [928]*928would come to the waiting room and ask who was present for the obesity program. Those present for such program were then required to sign a register (a small spiral note book), and those who were there for the first time were also required to give the receptionist an identification card with their picture on it, usually, their driver’s license. On the patient’s first visit his name was transcribed onto a 3 X 5 card. The patient was then weighed on a 40 year old scale, his or her blood pressure was taken (in most instances by one of the doctor’s employees, none of whom were registered nurses) and the information was thereafter transcribed on the 3X5 card. The other information placed on the card was the patient’s address, the date of the visit, age, and the prescription given. No medical history of the patient was taken. Specifically, the patient was not asked whether he was allergic to any type of drugs, whether he had a heart condition or any other ailments which might affect him, anything in particular about his general health or previous illnesses, or illnesses from which he might be suffering at the time of the visit, his employment, etc., nor were any tests such as a hyperthyroid test2 given. After the card was completed, the defendant proceeded to give a short stereotyped innocuous “lecture” relative to weight control, consisting primarily of telling the patients that they should reduce their food intake, drink plenty of water, chew their food slowly, loss of weight was accomplished primarily by using more calories than one consumes, and that exercise was necessary. In most cases he handed the patient a little yellow book about weight control. Usually these weight control “lectures” were given to several people at a time. Unless the patient was present by himself, these instructions were directed to the group as a whole with no attempt to individualize same. The defendant would call the patient to his desk which was in the same room where the lecture had been given, then discuss with the patient what type of prescription or pills he was going to give him, and then proceed either to give him a prescription or the pills. He received his fee for same in cash, but no record was made on the card of the amount charged each particular patient.3 The doctor gave no specific instructions to the patient regarding the taking of the pills, except that which appeared on the label of the package or vial containing the pills.4 The patient was not given an appointment for, and/or ever instructed with regard to follow up treatment. Thus apparently the patient was free to return or not return as the patient saw fit after receiving the pills. When the patient returned he was weighed (but his blood pressure was not taken). The only entry made on his 3X5 card on a subsequent visit was the date, the patient’s weight and the prescription given. On a patient’s subsequent visit no history was taken, no questions were asked as to whether there were any ill effects from taking the pills, and the only conversation between the patient and the doctor was a comment as to whether weight was gained or lost, and what type of drug would be prescribed. Sometimes pills or another prescription would be given when the patient had gained weight, and other times pills or prescriptions would be given when the patient lost weight. In most instances the defendant was careful not to prescribe pills at less than one-month intervals. Even those patients without local addresses were not asked who referred them to the clinic. The particular facts and circumstances (in addition to the aforesaid) relating to the receipt of pills by the six informants is as follows:

[929]*929AGENT LAWRENCE ANTOINE

On April 29, 1976, without prior appointment, Lawrence Antoine, (whose undercover name was Lawrence Angelo) accompanied by Special Agent Claude Smith, (undercover name Ron Harris) arrived at the defendant’s office. After the attendant asked who was present for the obesity program, he, Agent Smith (Ron Harris) and three female patients went into the inner office. The male attendant asked for a picture I.D. They gave him their bogus drivers licenses 5 and then the doctor came in and said, “Listen up, everybody, I have to be out of here in five minutes.” (Tr. p. 40). He then gave a two or three minute talk on weight reduction, the doctor weighed Agent Antoine with all his clothes on, and after discussion wrote him a prescription for 60 Biphetamine 20’s (Count II of the Indictment). After Agent Antoine told the defendant that the “blacks keep him up all night,” the defendant replied to the effect that “You kids know all about these uppers and downers, don’t you,” and wrote him an additional prescription for sixty Placidyl tablets or capsules (Count III of the Indictment). The doctor did not take a medical history from Agent Antoine or ask him about his past illnesses, his eating habits, his employment, allergies, etc.

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Bluebook (online)
448 F. Supp. 926, 1977 U.S. Dist. LEXIS 12821, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rosen-laed-1977.