United States v. Ronald Bartlett

416 F. App'x 508
CourtCourt of Appeals for the Sixth Circuit
DecidedMarch 23, 2011
Docket09-6223
StatusUnpublished
Cited by5 cases

This text of 416 F. App'x 508 (United States v. Ronald Bartlett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ronald Bartlett, 416 F. App'x 508 (6th Cir. 2011).

Opinion

ROGERS, Circuit Judge.

Ronald Bartlett appeals his 151-month sentence for bank robbery, challenging the district court’s resolution of several matters relating to allegations in the presentence report that Bartlett sexually abused his daughter. Bartlett claims that the court refused to (1) rule on the disputed allegations, (2) strike these allegations from the PSR, and (3) append its findings to the report. The'district court properly decided not to rule on the matter, and was not required to strike the allegations. On issuance of the mandate, however, the district court should ensure — pursuant to Criminal Rule 32 — that its determination that it was unable to resolve the allegations is either included in, or attached to, the PSR.

Bartlett pled guilty to one count of bank robbery in June 2009. The probation office prepared a presentence report, to which Bartlett filed two objections. He first objected to his criminal history calculation, an objection he later withdrew at the sentencing hearing. Bartlett also objected to the fact that the report stated that his ex-wife accused him of sexually abusing their daughter. He claimed never to have abused their daughter, and asked the court to excise the allegation under Criminal Rule 32(d)(3)(C), which requires district courts to remove information from a presentence report that “might result in physical or other harm to the defendant.”

The district court held a sentencing hearing in September 2009. To resolve the second objection, the court heard testimony from Bartlett, Bartlett’s fiancée, and Bartlett’s probation officer. The court also reviewed documents from the Rape and Sexual Abuse Center in Nashville, Tennessee, where Bartlett’s daughter received counseling for sexual abuse. After reviewing all the evidence, the court concluded that it was “unable to resolve whether the ... allegations are true or false.” R. 52 at 34. As a compromise, the court “order[ed] that the presentence report be revised to indicate that Mr. Bartlett denies that he sexually abused his daughter and the Court is unable to resolve whether the reported allegations are true or false.” Id. The court then sen *510 tenced Bartlett to 151 months in prison, at the bottom of his guidelines range.

The PSR that we have been supplied on appeal, however, states only that the “defendant denies that he sexually abused his daughter.” It does not state that the district court was unable resolve whether the allegations are true or false, and Bartlett contends that the court’s ruling has not been attached to the PSR.

Bartlett raises three challenges to his sentence under Criminal Rule 32. Bartlett’s first purported error is that the district court failed to resolve whether he had sexually abused his daughter. The court, however, stated that it would not consider the disputed allegations in reaching a sentence, obviating the need for a factual finding under Criminal Rule 32. Rule 32 requires a district court to “rule on the dispute or determine that a ruling is unnecessary” “for any disputed portion of the presentence report.” Fed. R.Crim.P. 32(i)(3)(B) (emphasis added). The district court opted for the latter course — a determination that a ruling one way or another was unnecessary because the court was “not going to take it into account in terms of sentencing.” R. 52 at 35. This is precisely what Rule 32 allows district courts to do: “determine that a ruling is unnecessary ... because the court will not consider the matter in sentencing.” Fed.R.Crim.P. 32(i)(3)(B).

Bartlett next challenges the district court’s decision not to strike from the PSR the fact that his ex-wife alleged that he had sexually abused their daughter. In response to Bartlett’s request to excise these particulars from the report, the district court modified the report to indicate that Bartlett disputed the relevant allegations. This course of action was within the court’s discretion because Bartlett has provided nothing beyond his own statement that he will be adversely affected by the PSR as it now stands. Criminal Rule 32 provides:

The presentenee report must exclude ... any other information that, if disclosed, might result in physical or other harm to the defendant or others.

Fed.R.Crim.P. 32(d)(3)(C). Bartlett maintains that the court should have removed the allegations that he sexually abused his daughter, because those allegations could “result in harm to him” from “prison employees or other inmates.” Appellant Br. at 12.

Criminal Rule 32(d)(3)(C) does not require the automatic exclusion of any unproved allegations of sexual abuse. The claim that any allegation of sexual abuse will result in harm to the accused, without more, is too speculative to fall within the Rule’s directive to exclude information that “might cause physical or other harm to the defendant.” The exclusion appears to apply to proven as well as unproven allegations, so that if all allegations of sexual misconduct must be excluded, a PSR sent to the Bureau of Prisons could never include the underlying facts or conduct of sexually based offenses. This would be an anomalous result. In any event, as it stands, the PSR in this case does not say that the allegations are true. Thus, to the extent that allegations of sexual abuse pose any danger to Bartlett (a speculation he does not even attempt to support), that danger is obviously diminished by the report’s indication that the allegations are just that — allegations that are unproven and disputed. The district court therefore did not abuse its discretion, or make a clearly erroneous determination of fact, in declining to find the possibility of “physical or other harm to the defendant.”

Rule 32(d)(3)(C)’s directive also must be read in light of other provisions which require the PSR to include “circumstances *511 affecting the defendant’s behavior,” Fed. R.Crim.P. 32(d)(2)(A)(iii), and “any other information that the court requires, including information relevant to the factors under 18 U.S.C. § 3553(a),” Fed.R.Crim.P. 32(d)(2)(F). Whether or not they are true, the allegations of sexual abuse are part of Bartlett’s “history and characteristics.” See 18 U.S.C. § 3553(a)(1). As the district court noted, these allegations are part of “the personal and family data that needs to be provided in the presentence report.” R. 52 at 35. Indeed, although it might be going too far to say that Rule 32(d)(2)(F) requires that allegations of sexual abuse be included in a defendant’s PSR, the Rule certainly suggests that such allegations may be included.

We have reviewed compliance with many aspects of Rule 32 for abuse of discretion. See, e.g., United States v. LeBlanc,

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Bluebook (online)
416 F. App'x 508, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ronald-bartlett-ca6-2011.