United States v. Roman

22 C.M.A. 78
CourtUnited States Court of Military Appeals
DecidedDecember 22, 1972
DocketNo. 25,613
StatusPublished
Cited by1 cases

This text of 22 C.M.A. 78 (United States v. Roman) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roman, 22 C.M.A. 78 (cma 1972).

Opinions

Opinion of the Court

Darden, Chief Judge:

We granted review of this case on the issues whether the military judge was empowered to convene proceedings in revision; whether the sentence instructions were prejudicially erroneous ; and whether the sentence was illegally increased in the revision proceedings.

On October 26, 1971, accused was brought to trial before a general court-martial and pleaded guilty to charges of absence without leave and missing movement. The pleas were duly accepted, and the military judge entered findings of guilty. A military jury sentenced him to dishonorable discharge, confinement at hard labor for 6 months, and “to forfeit two-thirds of all pay and allowances.” Before announcement of the sentence, the military judge examined the court’s worksheet and made no comment.

On November 9, 1971, the court reassembled, together with accused and counsel, at the direction of the judge. He announced that, when reading the. record of trial to authenticate it, he discovered that he had omitted a portion of the presentencing instructions concerning voting procedure and that “the sentence, as it relates to forfeitures is ambiguous.”

The judge then determined from the court members that they had in fact followed the proper voting procedure despite the lack of instructions and that, by their sentence, they intended to adjudge a forfeiture of two-thirds of accused’s pay and allowances per month for 6 months.

Over objection by defense counsel, who unsuccessfully moved for a rehearing on sentence before another court-martial, the judge fully instructed the court on matters pertaining to sentence. At his direction, the court once more considered punishment and sentenced the accused to dishonorable discharge, confinement at hard labor for 6 months, and forfeiture of $95 per month for 6 months.1

I

Article 62, Uniform Code of Military Justice, 10 USC § 862, provides:

“(b) When there is an apparent error or omission in the record or [80]*80where the record shows improper or inconsistent action by a court-martial with respect to a finding or sentence which can be rectified without material prejudice to the substantial rights of the accused, the convening authority may return the record to the court for appropriate action [Emphasis supplied.]

The Manual for Courts-Martial, United States, 1969 (Revised edition), also provides for similar action by the convening authority, noting that:

“. . . In such a case, the record is ordinarily transmitted to the trial counsel ... by a written communication pointing out the apparent defect in the record and directing the reconvening of the court for the purpose of reconsideration and revision of its proceedings.” [Manual, supra, paragraph 86d.] [Emphasis supplied.]

The Government does not dispute that the provisions of Article 62 and the Manual authorize the convening authority to direct proceedings in revision but contends that the statute is not the exclusive basis for reconvening a court-martial to undertake corrective action; the Manual also provides that the court may be reconvened on its own motion, Manual, supra, paragraphs 80b and c, Appendix 8 d.

This Court noticed this additional authority in United States v Barnes, 21 USCMA 169, 170, 44 CMR 223 (1972). After considering the direction of revision proceedings under Article 62, supra, we commented:

“In elaboration, the Manual, supra, provides that the Court may be reconvened on its own motion or by the convening authority, that the proceeding in revision may occur if the court has not been dissolved, and that the military judge, the accused, and counsel for both sides must be present during open sessions. Paragraph 80 b and c, Manual, supra. The types of error or omission contemplated are not those arising out of an improperly recorded record of trial; these errors are cured by a certificate of correction. Paragraph 86c, Manual, supra. The omission or inconsistent action that may be the subject of a proceeding in revision must be one that can be rectified without material prejudice to the substantial rights of the accused, however.”

While, as appellate defense counsel point out, specific provision for revision proceedings on. the court’s own motion was made for the first time in the Manual for Courts-Martial, United States, 1951, the practice long antedates that volume. Winthrop noted that, until the court transmits its proceedings to the reviewing authority for his action, it “may reconsider and reform its findings and sentence at discretion.” Winthrop’s Military Law and Precedents, 2d ed, 1920 Reprint, page 454, footnote 33. Furthermore this Court has approved of instances in which the court has reconvened itself to correct errors in its proceedings. United States v Barnes, supra; United States v Liberator, 14 USCMA 499, 34 CMR 279 (1964); United States v Robinson, 4 USCMA 12, 15 CMR 12 (1954).

Precisely the same situation confronts us in the present case, and we reiterate our holding in United States v Barnes, supra, that a court-martial may be reconvened to conduct revision proceedings either, as in United States v Liberator, supra, at the suggestion of the prosecutor or, as here and in Barnes, on the initiative of the military judge.

II

An affirmative answer to the abstract question of whether a court-martial may reconvene on its own motion to conduct proceedings in revision does not solve the issues presented. Their resolution depends on the more important subject of the action the court may take regarding the case after it has reconvened.

Article 62(b) limits proceedings in revision to apparent omissions in the record or “improper or inconsistent [81]*81action . . . with respect to a finding or sentence which can be rectified without material prejudice to the accused.” The Manual points out that the action to be taken is “entirely corrective” and states that the attention of the court may be drawn “to any ambiguous or apparently illegal action” in the prior proceedings. Manual for Courts-Martial, United States, 1969 (Revised edition), paragraph 80c and d. Historically, “defects or errors cannot here be corrected which from their nature can be remedied or prevented only at the stage of the proceedings at which they occur ... as errors in the charges or specifications, or misrulings of the court upon objections to testimony.” Winthrop, supra, at page 455. And the court may not reconsider a finding of not guilty or increase the severity of the sentence that it has imposed, unless the sentence prescribed is mandatory. Article 62, supra; United States v Barnes, supra.

What is intended to be accomplished in revision proceedings is, as the Manual states, correction of the record to reflect unintended omissions, to clarify ambiguities, and to correct improper or illegal sentence announcements, the alteration of which does not materially prejudice the substantial rights of the accused. Thus, in Barnes, we permitted reconvening of the court to ascertain that the accused was fully advised on the record of his counsel rights, as required by our holding in United States v Donohew, 18 USCMA 149, 39 CMR 149 (1969). As accused was free to declare, in response to the inquiries made of him, that he wished other representation, or to state, as he did, that he was satisfied with his trial representative, no harm could accrue from the proceedings.

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