United States v. Rogers

75 M.J. 270, 2016 CAAF LEXIS 370, 2016 WL 2860514
Court of Appeals for the Armed Forces·Decided May 16, 2016·No. 16-0006/CG·Published·Cited by 36 cases

Opinions

Chief Judge ERDMANN

delivered the opinion of the court.1

Contrary to his pleas, Coast Guard Electrician’s Mate Third Class Matthew A. Rogers was convicted by a panel sitting as a general court-martial of, inter alia, two specifications of committing sexual assault, in violation of Article 120, UCMJ, 10 U.S.C. § 920 (2012).2 Rogers was sentenced to a bad-conduct discharge, ten years of confinement, forfeiture of all pay and allowances, and a reduction to E-l. The convening authority approved the sentence as adjudged. On appeal, the CCA set aside several charges on grounds unrelated to the issue before this court and affirmed the remaining findings and the sentence.

The core of the implied bias test “is the consideration of the public’s perception of fairness in having a particular member as part of the court-martial panel.” United States v. Peters, 74 M.J. 31, 34 (C.A.A.F.2015), reconsideration denied, 74 M.J. 355 (C.A.A.F.2015). We granted review in this case to determine whether the military judge abused her discretion when she denied a defense challenge to Commander (CDR) K for implied bias.3

We hold that CDR K’s uncorrected misunderstanding of a relevant legal issue would cause an objective observer to have substantial doubt about the fairness of Rogers’ court-martial panel and that the military judge erred in denying the defense’s challenge to CDR K. We therefore reverse the decision of the United States Coast Guard Court of Criminal Appeals (CCA) and the military judge.4

Background

Rogers was charged with sexually assaulting M.C. while she was incapable of consenting to a sexual act due to impairment by an intoxicant, a condition that was either known or reasonably should have been known to Rogers. During the members selection process, the military judge conducted general voir dire of all potential members. One of the questions posed by the military judge was,' “If my instruction^] on the law are different from what you believe the law is or should be ... will you be able to set aside your own personal beliefs and follow the instructions that I give you?” All of the members answered in the affirmative. The members also agreed to follow the instructions that Rogers was presumed innocent until proven guilty beyond a reasonable doubt and that the burden of proving Rogers’ guilt rested with the government.

At the close of general voir dire, CDR K was called back for individual voir dire. In response to defense counsel’s questions, CDR ,K asserted her understanding of the law as to when an intoxicated person could [272]*272give consent. CDR K stated that if someone was too drunk to remember that they had sex, then they were too drunk to have consented to having sex. CDR K indicated that her undei’standing of this law came from the training provided by the Coast Guard. CDR K noted, however, that “[i]f the law told me [otherwise] ... I’d follow the law.” CDR K continued, stating that it “would have to be proven to [her]” that “someone was so drunk that they can’t remember anything ... [but] then [are] also able to give consent.”

At the close of individual voir dire, the military judge placed the following standards for challenges for cause on the record:

The following applies to all my rulings on challenges for cause. R.C.M. 912 encompasses challenges based on both actual bias and implied bias, even if counsel, do not specifically use these terms. The test for actual bias-is whether the member’s bias will not yield to the evidence presented and the judge’s instructions. The existence of actual bias is a question of fact. Accordingly, I must determine whether it is present in a prospective member.
Implied bias exists when, despite a credible disclaimer, most people in the same position as the court member would be prejudiced.
In determining whether implied bias is present, I look at the totality of the circumstances. Implied bias is viewed objectively through the eyes of the public. Implied bias exists if the objective observer would have substantial doubt about the fairness of the accused’s court-martial panel.
In close cases, military judges are enjoined to liberally grant defense challenges for cause. The liberal grant mandate does not apply to government challenges for cause.

Along with challenges to other members, the defense challenged CDR K for actual and implied bias. The military judge denied the challenge, ruling:

I find that there is no actual bias. The member clearly stated her willingness to yield to the evidence and follow my directions.
As to implied bias, would there be a substantial doubt as to the fairness or impartiality, I believe that her entire statements, taken in context, would not leave a reasonable member of the public, doubt as to the fairness of her impartiality. I listened to her entire answers, also from both counsel. She had every opportunity to say she would not consider my instruction, especially based on alcohol consumption. She did not state that. I believe that she would be a [sic] impartial and fair member, so the challenge for cause is denied.

As the senior ranking member, CDR K was the president of the panel.

During the members’ deliberations, CDR K forwarded a question to the military judge asking, “What is the legal definition of ‘competent?’” In response, the military judge instructed the members that, “[t]here is no further legal definition of the word ‘competent’” and that they must “rely on [their] understanding of the common definition of the word.”

Arguments

Rogers argues that the military judge should have granted the defense challenge based on CDR K’s understanding of an intoxicated person’s ability to give consent, because CDR K believed “that if you are so drunk that you can’t remember giving consent, then you are too drunk to give consent.” Rogers asserts this misunderstanding of the law was never corrected by the military judge, even when CDR K asked for the definition of “competent” during deliberations. Rogers also argues that CDR K’s statements that it “would have to be proven to me” that “someone was so drunk they can’t remember anything ... [but] then [are] also able to give consent,” effectively shifted the burden of proof on that issue from the government to the defense. Rogers argues that, .because of these erroneous beliefs, CDR K’s presence on the panel created a high risk that the public would not believe he had received a fair trial.

The government responds that “[although [CDR K’s] statements are not entirely cor[273]*273rect, she [did] indicate a willingness to follow the law and ... recognised] that what she knew came from her understanding of the training she received.” The government further contends that “[o]nce alerted to the fact that she was mistaken, CDR K unequivocally-stated that she would be able to follow the instructions given by the military judge.”

Standards op Review

“This Court’s standard of review on a challenge for cause premised on implied bias is less deferential than abuse of discretion, but more deferential than de novo review.” United States v. Bagstad, 68 M.J.

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United States v. Rogers, 75 M.J. 270, 2016 CAAF LEXIS 370, 2016 WL 2860514 (Ark. 2016).

75 M.J. 270 (United States v. Rogers) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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