United States v. Rodriguez

527 F.3d 221, 2008 WL 2265898
Court of Appeals for the First Circuit·Decided June 4, 2008·No. 06-2656·Published·Cited by 60 cases

Opinion

527 F.3d 221 (2008)

UNITED STATES of America, Appellee,
v.
Yonathan RODRÍGUEZ, T/N Carlos Ramírez Oganda, Defendant, Appellant.

No. 06-2656.

United States Court of Appeals, First Circuit.

Heard March 3, 2008.
Decided June 4, 2008.

*222 Vivianne M. Marrero-Torres, Assistant Federal Public Defender, with whom Joseph C. Laws, Jr., Federal Public Defender, and Héctor L. Ramos-Vega, Assistant Federal Public Defender, were on brief, for appellant.

Myriam Y. Fernández González, Assistant United States Attorney, with whom Rosa Emilia Rodríguez-Vélez, United States Attorney, Nelson Pérez-Sosa, Assistant United States Attorney, and Thomas K. Klumper, Assistant United States Attorney, were on brief, for appellee.

Before BOUDIN, Chief Judge, TORRUELLA, Circuit Judge, and SELYA, Senior Circuit Judge.

SELYA, Senior Circuit Judge.

In United States v. Andújar-Arias, 507 F.3d 734 (1st Cir.2007), a panel of this court held that sentencing disparity attributable to the selective inauguration of so-called "fast-track" programs for the processing of immigration crimes could not form the basis for a variant sentence. Id. at 739. This appeal requires us to gauge the continued validity of Andújar-Arias in light of the Supreme Court's subsequent decisions in Gall v. United States, ___ U.S. ___, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007), and Kimbrough v. United States, ___ U.S. ___, 128 S.Ct. 558, 169 L.Ed.2d 481 (2007).

After careful evaluation of the effect of those decisions on a sentencing court's discretion, we conclude that they undermine the interpretive approach followed in a number of earlier cases in this and other circuits, including Andújar-Arias. In fidelity to the Supreme Court's new gloss, we abrogate Andújar-Arias to the extent that it is inconsistent with this opinion, vacate the sentence appealed from, and remand for resentencing.

I. BACKGROUND

We rehearse here only those facts that are necessary to place this appeal in perspective. On April 21, 2006, local authorities arrested defendant-appellant Yonathan Rodríguez as he tried to enter the United States without inspection. Shortly thereafter, a federal grand jury sitting in the District of Puerto Rico charged him with attempting illegally to reenter the country after having been removed following a felony conviction. See 8 U.S.C. § 1326(a), (b)(1).

*223 In due course, the appellant pleaded guilty to the sole count of the indictment. The presentence investigation report (PSI Report) recorded his base offense level at 8, applied a sixteen-level enhancement for a prior "crime of violence" felony conviction, USSG § 2L1.2(b)(1)(A), and recommended a three-level reduction for acceptance of responsibility, id. § 3E1.1. The appellant had three prior convictions, placing him in criminal history category (CHC) IV. Assuming an adjusted offense level of 21 and a CHC of IV, the guideline sentencing range (GSR) would have spanned 57-71 months.

The appellant objected to the PSI Report, asserting that his CHC overrepresented the gravity of his prior offenses. See id. § 4A1.3(b)(1). He also advanced two arguments in favor of a variant (i.e., non-guideline) sentence: first, that the nature and circumstances of his prior crime of violence conviction (for assaulting a federal officer some six years earlier) did not warrant a sixteen-level enhancement; and second, that the absence of an early disposition program for immigration offenses in the District of Puerto Rico created an unacceptable disparity. Importantly, he premised this last request for a variant sentence not only on 18 U.S.C. § 3553(a)(6), but also on section 3553(a)'s overarching provision and sentencing goals.

This argument requires a few words of explanation. Early disposition programs, also known as fast-track programs, date back to the mid-1990s. They popped up spontaneously in federal district courts along the border between the United States and Mexico as part of an effort to manage burgeoning immigration caseloads. See, e.g., United States v. Marcial-Santiago, 447 F.3d 715, 718 (9th Cir.2006). Typically, prosecutors would use charge-bargaining or plea-bargaining techniques to hold out the prospect of shorter sentences in return for prompt guilty pleas and waivers of appellate rights. See id.

Congress placed its imprimatur on this paradigm in 2003, authorizing the Attorney General to create early disposition programs on a district-by-district basis throughout the country and directing the Sentencing Commission to promulgate a policy statement allowing downward departures in affected cases. See Prosecutorial Remedies and Other Tools To End the Exploitation of Children Today (PROTECT) Act, Pub.L. No. 108-21, § 401(m)(2)(B), 117 Stat. 650, 675 (2003).

Following the passage of the PROTECT Act, the Attorney General established fast-track programs in a handful of judicial districts. The District of Puerto Rico was not among them.

Seizing upon this selectivity, the appellant argued below that the absence of an early disposition program in the District of Puerto Rico resulted in an unwarranted sentencing disparity. He embellished this argument with a claim that, in some districts that lacked formal fast-track programs, prosecutors engaged in rogue charge-bargaining practices for immigration offenses, generating similar disparities. Given this predicate, the appellant posited, among other things, that sentencing him within the GSR would be inconsistent with the overall thrust of 18 U.S.C. § 3553(a). In particular, he asserted that a guidelines sentence would corrode "respect for the law" and result in a sentence that is "greater than necessary to comply with the purposes" of sentencing. Id. § 3553(a)(2)(A).

The district court agreed that the appellant's CHC overrepresented the seriousness of his past crimes and departed downward to a reduced CHC of III. United States v. Rodríguez, No. 06-1057, 2006 WL 3020040, at *1 (D.P.R. Oct.19, 2006). This, *224 in turn, shrank the GSR to 46-57 months. Id. But the court refused to grant a sentence below the reconfigured GSR.

The court's reasons were twofold. First, it analyzed the record of the appellant's assault conviction and found that the assault was sufficiently serious to justify the recommended sixteen-level enhancement. Id. Second, it anticipated Andújar-Arias (not yet decided) and refused to inquire into the existence of a fast-track disparity. It indicated that it had no authority to "disregard the advisory guideline sentencing range on this ground." Id. To that end, it referred to case law holding that such a disparity was not "unwarranted" within the meaning of 18 U.S.C. § 3553(a)(6) and stated that, in any event, the absence of a fast-track program in a particular district was "a battle that must be fought with the Attorney General, and not in the courts." Id.

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