United States v. Rockower

136 F. Supp. 225, 1955 U.S. Dist. LEXIS 2400
CourtDistrict Court, E.D. New York
DecidedNovember 23, 1955
DocketCr. No. 21856
StatusPublished
Cited by3 cases

This text of 136 F. Supp. 225 (United States v. Rockower) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rockower, 136 F. Supp. 225, 1955 U.S. Dist. LEXIS 2400 (E.D.N.Y. 1955).

Opinion

BYERS, District Judge.

This defendant filed on February 8, 1955, a petition for an order setting aside the judgment of conviction entered against him in this court on February 1, 1928, and for a hearing in that behalf.

The application is described as being for relief in the nature of a writ of error coram nobis, and has been so dealt with to avoid any technical confusion between that remedy and the office of Tit. 28 U.S.C. § 2255.

The petition was required by the undersigned to be supplemented by an affidavit containing, among other things, a statement admitting or denying in detail the correctness of the defendant’s criminal record as set forth in Appendix I to the Government’s opposing brief filed February 25, 1955.

Such an affidavit was filed June 24, 1955 and as to two of the offences so recited, denial is made; also one sentence is said to have been for two years instead of three. Otherwise the defendant’s criminal record as a whole is now deemed to have been accurately stated.

The present application is to be distinguished in the legal sense, from the one discussed in U. S. v. Rockower, 2 Cir., 171 F.2d 423, wherein the denial of an earlier petition was affirmed. Certiorari was denied in 337 U.S. 931, 69 S.Ct. 1484, 93 L.Ed. 1738.

The instant petition asserts that the possibility of relief in the courts of the State of New York referred to in the opinion last referred to, has been dissipated by later decisions, and that relief by habeas corpus has proved unavailing for reasons stated by Judge Brennan in the District Court for the Northern District of New York. As a result, the pending application was sanctioned by Judge Swan, who induced the defendant’s present attorney to act for him, as a public service. Mr. Griffin ably responded to that call to duty, and this court is indebted to him for his performance of a difficult task.

All procedural problems have been clarified by the latest decisions in U. S. v. Morgan, 346 U.S. 502, 74 S.Ct. 247, 98 L.Ed. 248 and 2 Cir., 222 F.2d 673. Accordingly a hearing was held in this court on October 13, 18 and November 10, 1955, these dates having been selected by defendant’s counsel as convenient to him; the defendant and his counsel were present on these several days.

The purpose of the hearing was to bring to light all available testimony concerning the events of late January and early February 1928 involving the defendant’s arrest, arraignment and plea of guilty.

Only in reference thereto was anything of substance developed, in addition to the facts discussed in the said opinion reported of our Court of Appeals, supra.

No one is forbidden to realize that the provision of the Sixth Amendment touching the right of a defendant in a criminal prosecution to have “the Assistance of Counsel for his defence” was intended to prevent injustice to an accused person; nor that the right can be waived. Johnson v. Zerbst, 304 U.S. 458, at page 465, 58 S.Ct. 1019, 82 L.Ed. 1461.

At the hearing, the defendant testified in his own behalf, and called Mr. Robert N. Gilmore as a witness. The Government called Mr. Chester L. Cain, retired Post Office Inspector, Mr. James Amadei, now an attorney and formerly assistant secretary of the Brooklyn Bar Association when Henry Rasquin was secretary ; the latter gentleman, now deceased, was the United States Commissioner acting at the time of this defendant’s arrest, and before whom he was brought for arraignment. Also Mr. Herbert W. Halls, now a U. S. Postal Inspector and in 1928 a confidential employee in the Post Office Inspection Office in Brooklyn. He testified that he was present when this defendant was brought before the Commissioner and remembers what took place; also that [227]*227he was present in court on February 1, 1928 when the defendant entered his plea of guilty to two counts, of a fourteen count indictment which charged seven dlifferent forgeries of money orders and seven different utterings and passings.

Also Mr. Wilson D. McKerrow, executive director of the Brooklyn Society for the Prevention of Cruelty to Children, and the custodian of its records. He brought those records, and testified in part to their showing, but since the matters so revealed had to do with earlier incidents of the defendant’s career, they were of little moment in dealing with this petition.

The defendant’s testimony showed that he was 28 years or thereabouts of age, on February 1, 1928, and briefly recited his family relationships, and boyhood, He was arrested in Syracuse on January 11, 1928, by the Syracuse police, at the request of the Postal authorities in Brooklyn. On the following day he was interviewed in the former city, by Post Office Inspectors William Plath (now deceased) and Chester L. Cain above mentioned.

While on the train he stated that in response to a suggestion by Plath that he plead guilty, he had said, “ * * * Well, I may have to get a lawyer,” thus revealing an awareness of the necessities which would soon confront him — a “rather complete legal sophistication”, to quote from the opinion of our Court of Appeals in connection with his earlier petition.

It is unnecessary to recapitulate the testimony of the defendant given in open court, since it comes down to a denial that he was advised of his right to be advised by counsel, either before the Commissioner, or in open court on February 1, 1928, when he was called upon to plead to the indictment.

The Government witnesses Cain and Halls testified to the contrary as to the arraignment before the Commissioner; and Halls alone, as to the proceedings in court before Judge Moscowitz.

Mr. Gilmore testified that he had no recollection of having been assigned to advise the defendant on February 1, 1928; that he had no entry in his own records on the subject; that he would have had such a record if he had advised a.plea of not guilty and urged a trial; that it is possible that he was assigned to advise this defendant on the day in question; that he accepted many such assignments at that time (as did other lawyers), being in court on other matters. That frequently, non-Volstead Act defendants (in 1928 and thereafter) were advised by lawyers appearing in those cases, at the request of the court.

On the conflicting testimony of the defendant on his own behalf, and of Cain and Halls called by the Government, the court now finds and states that the defendant was advised of his right to have counsel represent him, by Commissioner Rasquin; that when he appeared in court to plead to the indictment on or about February 1, 1928 the court appointed counsel to advise him; that counsel did so advise him, and the plea of guilty to counts 1 and 2 of the fourteen count indictment was not accepted by Judge Moscowitz until the defendant had consulted with such counsel, in the court room on that day.

The reasons for accepting the testimony of Cain are:

a. His presence in Syracuse, and conducting the defendant from that city to Brooklyn, on January 13, 1928, with P. 0.

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Related

United States v. Baker
158 F. Supp. 842 (E.D. Arkansas, 1958)
United States v. Benjamin Rockower
235 F.2d 49 (Second Circuit, 1956)
United States v. Rockower
235 F.2d 49 (Second Circuit, 1956)

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Bluebook (online)
136 F. Supp. 225, 1955 U.S. Dist. LEXIS 2400, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rockower-nyed-1955.