United States v. Robyn L. Colon

480 F. App'x 509
CourtCourt of Appeals for the Eleventh Circuit
DecidedApril 20, 2012
Docket10-15099, 10-15212, 10-15303
StatusUnpublished

This text of 480 F. App'x 509 (United States v. Robyn L. Colon) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robyn L. Colon, 480 F. App'x 509 (11th Cir. 2012).

Opinion

PER CURIAM:

Appellants Jose L. Colon, Robyn L. Colon, and Carlos Cano appeal their convictions for conspiracy to commit bank fraud under 18 U.S.C. § 1349 and for substantive bank fraud under 18 U.S.C. § 1344(1) and (2). Each Appellant contends, inter alia, that the district court erred at trial in sustaining Maria Lozada’s invocation of her privilege against self-incrimination, and similarly, in denying the Appellants’ request that the court compel Lozada to appear as the court’s witness. Carlos further argues that the court abused its discretion by allowing the government to impeach his testimony with his 12-year-old conviction for writing bad checks. 1

I. BACKGROUND

In September 2006, Carlos Cano met Maria Lozada. Lozada, who worked for an attorney, asked Carlos to allow her to use his identity and credit history to purchase properties that they could “flip” for a higher resale price. Lozada offered him $5,000 up front for the use of his credit, in addition to a portion of future resale profits. Carlos gave Lozada his social security card, a copy of his driver’s license, as well as bank account statements. Lozada completed loan applications and other documents in Carlos’s name using false information concerning Carlos’s intent to occupy the homes as his primary residence, his employment status, as well as his monthly income. Carlos signed many documents at Lozada’s direction without reading anything contained within. In some instances, Lozada signed or initialed documents on his behalf.

Carlos introduced Lozada to his coworker, Robyn Colon. Lozada offered to pay Robyn $5,000 each time Lozada used Robyn’s identity and credit for an investor to purchase real estate. Lozada told Ro *511 byn that the investor -not Robyn — would actually make mortgage payments. Robyn and her husband, Jose, gave their personal information to Lozada who applied for loans on behalf of the Colons using false income and employment information. Additionally, many of the Colons’ mortgage applications falsely stated that the properties were for their primary, personal residence. Like Carlos, the Colons did not read any documents that they signed, and sometimes Lozada signed or initialed documents on behalf of the Colons. Neither Robyn nor Jose ever saw the properties purchased in their names or learned anything about the actual investors.

Eventually, the investors stopped making loan payments as real estate market conditions declined. Of course, the banks pursued the Appellants. When Robyn and Jose sought Lozada’s assistance, she would not respond to them. The Colons, understanding that they could be held criminally liable, voluntarily told government agents about their participation in the scheme. The Secret Service eventually opened an investigation, and in March 2010, Lozada, the Colons, and Carlos were indicted for one count of conspiracy to commit bank fraud as well as numerous counts of substantive bank fraud.

Lozada cooperated with the prosecutors and entered a plea agreement on June 15, 2010. Around the same time, the government gave defense counsel a report of an interview with Lozada which stated that Lozada admitted to initialing and signing some of the mortgage documents using Robyn’s name. At the July 2010 trial, the Government chose not to call Lozada to testify. The Appellants then wished to call Lozada as a defense witness, hoping that Lozada would testify that she signed many of the documents without the Appellants’ knowledge or consent and that she never told the Appellants that the transactions were illegal. Lozada’s attorney, however, informed the Appellants’ attorneys that Lozada, who had not yet been sentenced, intended to invoke her Fifth Amendment right against self-incrimination if called as a defense witness. Thus, the Appellants never called Lozada. The district court denied the Appellants’ request that the court order Lozada to testify as the court’s witness, citing both Lozada’s established privilege against self-incrimination prior to sentencing as well as the coercive effect that the court’s order might have on Loza-da.

While Jose chose not to testify, Robyn and Carlos both testified in their own defense. Each of them acknowledged some signatures among the mortgage and loan documents as their own, while they denied signing other documents. Each of them further testified that they believed that their participation in the purchase of the properties was legitimate and legal. Prior to trial, the Government provided written notice of its intent to use Carlos’s 1998 conviction for passing bad checks if Carlos testified in his defense at trial. The court overruled Carlos’s objection to the admission of the 1998 conviction. Consequently, when Carlos testified, he admitted on direct examination that he pled guilty to passing bad checks in 1998.

The jury found each Appellant guilty of conspiracy to commit bank fraud and at least one substantive bank fraud charge.

II. DISCUSSION

After carefully considering all of the arguments, we summarily affirm the convictions of each Appellant, but we specifically address two arguments that warrant discussion.

*512 A. Lozada’s invocation of her Fifth Amendment privilege

The Appellants collectively argue that the district court should have compelled Lozada to testify as either a defense or court witness because she received immunity for her cooperation with the government, and thus had no right to refuse to testify. The Appellants posit that if Loza-da had testified, she would have bolstered their defense of good faith, and therefore, her refusal to testify violated their Sixth Amendment right to compulsory process, as well as their Fifth Amendment right to present a complete defense.

We review de novo a district court’s ruling on the invocation of privilege against self-incrimination. United States v. Hernandez, 141 F.3d 1042, 1049 (11th Cir.1998). In the present case, the Appellants argue Lozada understood that as part of her cooperation with the Government and in exchange for a more favorable sentence, the court could compel her to testify as a government witness notwithstanding her privilege against self-incrimination. Because a court can compel a cooperating criminal to testify for the government in exchange for immunity (see Kastigar v. United States, 406 U.S. 441, 453, 92 S.Ct. 1653, 1661, 32 L.Ed.2d 212 (1972)), the Appellants argue that they also had a right to ask the court to compel testimony from their co-defendant. While the Appellants allege that Lozada entered into an immunity agreement with the Government, this agreement was not admitted into the court’s record. Nevertheless, the Appellants insist that any incriminating testimony elicited from Lozada would have already been known to the Government, and so Lozada would not have been subjected to any hazard of self-incrimination.

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Related

United States v. Hernandez
141 F.3d 1042 (Eleventh Circuit, 1998)
Chapman v. California
386 U.S. 18 (Supreme Court, 1967)
Kastigar v. United States
406 U.S. 441 (Supreme Court, 1972)
Mitchell v. United States
526 U.S. 314 (Supreme Court, 1999)
Gaines v. United States
543 U.S. 1114 (Supreme Court, 2005)
United States v. Thomas Reginald Pritchard
973 F.2d 905 (Eleventh Circuit, 1992)
United States v. Rogers
542 F.3d 197 (Seventh Circuit, 2008)
United States v. Gaines
105 F. App'x 682 (Sixth Circuit, 2004)

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Bluebook (online)
480 F. App'x 509, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robyn-l-colon-ca11-2012.