United States v. Roberts

20 M.J. 689, 1985 CMR LEXIS 3639
CourtU.S. Army Court of Military Review
DecidedMay 31, 1985
DocketCM 445481
StatusPublished
Cited by6 cases

This text of 20 M.J. 689 (United States v. Roberts) is published on Counsel Stack Legal Research, covering U.S. Army Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roberts, 20 M.J. 689, 1985 CMR LEXIS 3639 (usarmymilrev 1985).

Opinion

OPINION OF THE COURT

MARDEN, Senior Judge:

Appellant was convicted, contrary to his pleas, by a military judge sitting as a general court-martial, of extortion, bribery, and obstructing justice in violation of Articles 127 and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 927 and 934 (1982). He was acquitted of larceny and bribery charges in violation of Articles 121 and 134, UCMJ, 10 U.S.C. §§ 921 and 934. The convening authority approved the sentence to a dishonorable discharge, forfeiture of all pay and allowances, confinement at hard labor for three years and reduction to the grade of E-l.

On 15 November 1983, an Article 39(a)1 session was held for the sole purpose of allowing Captain (CPT) M, then appellant’s trial defense counsel, to move to withdraw from the case. Captain M, in his written motion to withdraw,2 stated he believed his client guilty and further stated that his client would “offer a different version of the events than he told me when discussing the [potential] guilty plea.” Later in the motion, CPT M stated that because of his [691]*691belief that appellant would commit perjury he requested discharge from his duties as defense counsel. The military judge discussed with the appellant the ramifications of perjury and the role of an attorney in cases where the attorney has formed a judgment that the testimony of his client would be false. During that discussion, appellant stated, “I have strong feelings as to the incident because most [sic] of my testimony, if I do testify, is not false.” The military judge ascertained that appellant did not object to CPT M’s withdrawal, and ultimately the military judge permitted CPT M to withdraw from the case. The military judge instructed CPT M not to discuss with his successor any opinion he might have formed about the prospect of perjury. Captain B was next appointed as appellant’s detailed defense counsel and undertook his representation. She was specifically precluded by the military judge from viewing her predecessor’s motion to withdraw and knew nothing of the extent of CPT M’s disclosures.

At the following session, after appellant requested trial by military judge alone, the judge informed him that he remembered “the general nature of the conflict between you and your [prior] attorney____” Appellant acknowledged that he understood this fact, whereupon the military judge approved his request. Appellant pled not guilty, took the stand in his own behalf, and was convicted of several charges and acquitted of others as indicated above. He now alleges he was denied the effective assistance of counsel by CPT M’s improper disclosures made in connection with his motion to withdraw. Appellant also contends that, notwithstanding his request for trial by military judge alone, the military judge had a sua sponte obligation to recuse himself. We perceive the issues somewhat differently and believe the real questions are: Whether the military judge erred by failing to remove himself from the case as a fact finder either by recusal or by denial of appellant’s request for trial by military judge alone; and whether, by denying CPT B access to the damaging information that formed the basis for CPT M’s motion to withdraw, the military judge vitiated the effectiveness of appellant’s election of trial by military judge alone. We hold that the military judge erred for the reasons set forth below.

I.

A military judge is not necessarily disqualified to sit as an impartial fact finder when he has been exposed to certain factual information concerning a case. See United States v. Cooper, 8 M.J. 5 (C.M.A. 1979); United States v. Bradley, 7 M.J. 332 (C.M.A.1979). To the contrary, he has a duty not to withdraw from a case where there is no basis for recusal. See United States v. Stewart, 2 M.J. 423 (A.C.M.R. 1975). However, he does have an interest in having the trial free from substantial doubt regarding fairness or impartiality. Id. The military judge’s decision to sit as fact finder will not be disturbed on appeal unless clearly erroneous. The standard for review of that decision is abuse of discretion. See United States v. Montgomery, 16 M.J. 516 (A.C.M.R.1983); United States v. Stewart, 2 M.J. 423. In reviewing this case, we find that the military judge abused his discretion when he accepted appellant’s request to sit without members. Such action left the judge tainted by the knowledge that appellant’s original attorney, CPT M, disbelieved his client’s prospective testimony. The revelation by an appellant’s counsel that his client intends to commit perjury is so egregious that it disables the fact finder from impartially judging the merits of appellant’s defense. See United States v. Radford, 14 M.J. 322 (C.M.A.1982); United States v. Winchester, 30 C.M.R. 74 (C.M.A.1961). See also Lowery v. Cardwell, 575 F.2d 727 (9th Cir. 1978).3 While the military judge specifically ascertained that the appellant felt no qualms about his deciding the case alone, and while he assured appellant that he had [692]*692formed no opinion as to his guilt or innocence,4 we believe the rationale discussed in the cases cited above preclude him from acting as fact finder. Under these circumstances he should have either denied appellant’s request for a judge alone trial, or transferred the case to another military judge.5

II.

We also hold that the military judge erred by denying appellant’s second counsel, CPT B, information about what had transpired. In an obvious effort to protect appellant’s rights and to minimize CPT M’s improper disclosure, the military judge attempted to prevent CPT B from being influenced by what had previously occurred. While we applaud the military judge’s motives, we cannot condone his actions. Conducting an adequate factual investigation is a component of effective assistance of counsel. United States v. Wright, 489 F.2d 1181 (D.C.Cir.1973). The withholding from CPT B of that portion of the transcript containing CPT M’s motion for withdrawal and the order directing CPT M not to discuss his opinions with his successor left CPT B inadequately informed to advise appellant in a meaningful fashion concerning his forum rights. Cf. United States v. Mougenel, 6 M.J. 589 (A.F.C.M.R. 1978), pet. denied, 6 M.J. 194 (C.M.A.1979), and cases cited therein; Davis v. Alaska, 415 U.S. 308, 94 S.Ct. 1105, 39 L.Ed.2d 347 (1974) (confidentiality of juvenile record yields to right of an accused effectively to cross-examine an adverse witness for bias); United States v. Selva, 559 F.2d 1303 (5th Cir.1977); and United States v. Gregory, 472 F.2d 484

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Bluebook (online)
20 M.J. 689, 1985 CMR LEXIS 3639, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roberts-usarmymilrev-1985.