United States v. Robert McKay

285 F. App'x 637
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 16, 2008
Docket07-11305, 07-11621
StatusUnpublished
Cited by3 cases

This text of 285 F. App'x 637 (United States v. Robert McKay) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert McKay, 285 F. App'x 637 (11th Cir. 2008).

Opinion

PER CURIAM:

Appellants Michael McKay and Robert McKay were indicted, along with Phillip Ciccarelli and James Lynch, 1 by a federal grand jury in the Southern District of Florida in relation to their activities controlling and financially exploiting the American Maritime Officers Union (“the-Union”) and its member benefit plans (“the Plans”).

I.

Following a 21-day jury trial, the defendants were convicted of various charges stemming from their actions in conducting the affairs of the Union and the Plans through a pattern of racketeering, which included acts of misconduct in the following areas: (1) political campaign contributions; (2) housing leased by the Plans; (3) funds for entertainment and expenses used *639 by the Plans; (4) Union elections; and (5) expense reports. Robert McKay, the secretary-treasurer of the Union, and Michael McKay, the president of the Union, were convicted of a Racketeer Influenced and Corrupt Organizations Act, 18 U.S.C. § 1962(c) (“RICO”) conspiracy, the object of which was to financially exploit the Union and the Plans for personal gain. Following the convictions, the government sought forfeiture of the amount of illicit proceeds generated by the racketeering enterprise, as well as those proceeds generated by the mail fraud and embezzlemept; the government also included the salaries paid by the Union to both Robert and Michael in its loss calculation. The government asserted that because Robert and Michael were convicted of the RICO conspiracy charge, they were jointly and severally liable for the full amount of the proceeds generated from that enterprise.

The district court sentenced Michael to 78 months’ imprisonment, three years supervised release, $271,040.21 in restitution, and a $525.00 assessment. The district court sentenced Robert to 15 months’ impi'isonment, three years supervised release, '$271,040.21 in restitution, and a $450.00 assessment.

The district court also issued final judgments of forfeiture against Michael in the amount of $2,002,275.71, and Robert in the amount of $509,744.71, with Michael and Robert jointly and severally liable for the $509,744.71. The defendants then perfected their appeals, which we consolidated.

II.

The issues presented on appeal are:

(1) Whether sufficient evidence supports the defendants’ RICO conspiracy convictions for controlling and exploiting the Union and its associated Plans.

(2) Whether the district court abused its discretion in instructing the jury regarding the proof the government must demonstrate to establish that the defendants willfully joined the RICO conspiracy and in denying the defendants’ requested instruction regarding their alleged good faith reliance on the advice of Union counsel.

(8) Whether sufficient evidence supported the defendants’ respective mail fraud and embezzlement convictions.

(4) Whether the district court properly apportioned the defendants’ financial responsibility for the RICO conspiracy in their respective forfeiture and sentencing orders.

(5) Whether the district court abused its discretion in denying a mistrial regarding the government’s rebuttal comments about defense counsel’s attempt to explain certain documentary evidence.

III.

We review claims for insufficiency of the evidence in the light most favorable to the government, and a defendant’s conviction will not be overturned if a reasonable jury could have found the evidence established guilt beyond a reasonable doubt. United States v. Brantley, 68 F.3d 1283, 1287 (11th Cir.1995).

A district court’s refusal to give a jury instruction requested by the defense is reviewed for abuse of discretion only. United States v. Morales, 978 F.2d 650, 652 (11th Cir.1992).

This court reviews de novo the district court’s legal conclusions regarding forfeiture and sentencing and the district court’s factual findings for clear error. United States v. Browne, 505 F.3d 1229, 1278 (11th Cir.2007), cert. denied, — U.S. -, 128 S.Ct. 2962, — L.Ed.2d - (2008); United States v. Williams, 340 F.3d 1231, 1234-35 (11th Cir.2003).

*640 “The decision to grant a mistrial lies within the sound discretion of the [district court] since [it] is in the best position to evaluate the prejudicial effect of a statement or evidence on the jury.” United States v. Satterfield, 743 F.2d 827, 848 (11th Cir.1984) (quoted in United States v. Mendez, 117 F.3d 480, 484 (11th Cir.1997)).

IV.

After reviewing the record, and reading the parties’ briefs, we conclude that there is no merit to any of the arguments defendants make in this appeal, and we therefore affirm their convictions, the district court’s forfeiture order, and Michael’s sentence.

The record demonstrates that at trial the government presented direct testimony, recorded conversations, and documentary evidence that more than supported the jury’s verdict finding Michael and Robert guilty of the RICO conspiracy and their respective challenges to the substantive counts of conviction. As officers and leaders of the Union, Michael and Robert used their positions to exploit the Union and the Plans for their own financial and political benefits with a detriment to the Union and the Plans.

We also conclude from the record that the district court did not abuse its discretion in giving the pattern RICO jury instructions properly setting forth the proof required to establish a defendant’s willing agreement to join the conspiracy. We also conclude that the district court acted within its discretion in denying a requested instruction regarding the defendants’ alleged reliance on the advice of counsel. The instruction was not supported by the evidence and was already adequately covered by the good faith jury instructions.

Robert challenges the forfeiture order holding him jointly and severally liable for funds misappropriated by Michael, arguing that he can only be held liable for funds related to his own embezzlement count of conviction and not RICO predicate acts for which he claims he was not responsible. Michael challenges the inclusion of his Union salary in his forfeiture order and in the fraud loss amounts used to calculate his sentence.

Robert also challenges his legal liability for Michael’s manipulation of the Union and Plans expenditures, which Robert distinguishes from his admitted liability for the amounts he was found to have personally embezzled from the Union.

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Cite This Page — Counsel Stack

Bluebook (online)
285 F. App'x 637, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-mckay-ca11-2008.