United States v. Robert McCulligan

256 F.3d 97, 2001 U.S. App. LEXIS 15399, 2001 WL 761083
CourtCourt of Appeals for the Third Circuit
DecidedJuly 6, 2001
Docket00-2562
StatusPublished
Cited by39 cases

This text of 256 F.3d 97 (United States v. Robert McCulligan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert McCulligan, 256 F.3d 97, 2001 U.S. App. LEXIS 15399, 2001 WL 761083 (3d Cir. 2001).

Opinion

OPINION OF THE COURT

BARRY, Circuit Judge:

Appellant contends that he was convicted of one crime but sentenced for another. We agree, and will remand for resentenc-ing.

I.

Several Deputy U.S. Marshals arrived at an apartment complex in West Norriton, Pennsylvania on June 17, 1999 to arrest Robert McCulligan, who was wanted for a violation of supervised release. As McCul-ligan attempted to drive his vehicle out of an entrance to the complex, Deputies O’Donnell and Kurtz blocked his path with their vehicle and ordered him to stop. McCulligan responded by driving rapidly in reverse. The deputies pursued, and the two vehicles collided when McCulligan apparently attempted to turn around. McCulligan later claimed that the deputies rammed his vehicle; the deputies contended McCulligan rammed theirs. Either *99 way, the force of the impact locked the vehicles’ front bumpers together at a roughly perpendicular angle, preventing MeCulligan from proceeding. As the deputies exited their vehicle and Deputy O’Donnell moved toward the driver’s side door of McCulligan’s vehicle, however, MeCulligan again put his vehicle in reverse. Unable to break free, McCulligan’s vehicle began to fish-tail dangerously as its wheels spun; fortunately, it did not strike either deputy. Deputy Kurtz approached McCulligan’s vehicle, punched out the driver’s-side window with his hand and gun, and ordered MeCulligan to stop. McCulli-gan surrendered.

MeCulligan was charged with assault on Deputies O’Donnell and Kurtz under 18 U.S.C. § 111(a), two counts of assault on a federal officer with a deadly or dangerous weapon under 18 U.S.C. § 111(b), and destruction of government property under 18 U.S.C. § 1361. At trial, the government argued that MeCulligan purposefully collided with the deputies’ vehicle and would have seriously injured Deputy O’Donnell had his vehicle broken free while fishtailing. The jury, however, found McCulli-gan guilty only of the § 111(a) assault on Deputy O’Donnell and destruction of government property, a result which, as the District Court remarked, indicated that the jury was “unpersuaded by the government’s version of the collision.” United States v. McCulligan, No. 99-410-01, slip op. at 4, 2000 WL 1660033 (E.D.Pa. Nov. 3, 2000).

At sentencing, MeCulligan argued that his actions amounted to nothing more than “simple assault” under § 111(a), which carries a maximum prison term of one year. Section 111(a) also provides for three years’ imprisonment in “all other cases” of assault (hereinafter “non-simple assault”). 1 The District Court found that “the fishtailing movements of defendant’s car when O’Donnell was standing close by are enough to support an aggravated assault, albeit not necessarily with a deadly or dangerous weapon.” MeCulligan, Slip Op. at 13. The District Court then used the three-year maximum term from the “all other cases” provision in determining McCulligan’s sentencing range under the Sentencing Guidelines.

MeCulligan now appeals the District Court’s judgment. We have jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). We exercise plenary review over questions of law as well as the District Court’s application of the Sentencing Guidelines. United States v. Williams, 236 F.3d 858, 861 (3d Cir.2000).

II.

The United States Criminal Code describes the two crimes at issue — simple *100 assault and “all other cases” of assault — in a single statutory subsection, 18 U.S.C. § 111(a). Under Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), the fact that various offenses are grouped together or share a particular label is irrelevant. Instead, the Apprendi Court held, except for the fact of a prior conviction, “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Apprendi 120 S.Ct. at 2362-63. The relevant inquiry is whether “the required finding expose[s] the defendant to a greater punishment than that authorized by the jury’s guilty verdict.” Id. at 2365. Because non-simple assault carries a greater statutory maximum than simple assault, each element of non-simple assault must be charged in the indictment and proven to a jury beyond a reasonable doubt.

The District Court instructed the jurors that they were to find McCulligan guilty upon proof of three elements: (1) that he forcibly assaulted the person named in the indictment, (2) that the victim was a federal officer, and (3) that McCulligan did the acts charged voluntarily and intentionally. App. at 768, 771-772. The Court further instructed the jury that “forcible assault” means “any deliberate and intentional attempt or threat to inflict physical injury on another person with force or strength, when the attempt or threat is coupled with an apparent present ability to do so ... A forcible assault may be committed by a defendant without actually touching, striking or doing bodily harm to the other person.... ” Id. at 768. The government concedes that whatever fact separates “all other cases” of assault from mere “simple assault,” the jury was not asked to find it. Appellee’s Br. at 41-42. Any sentence greater than one year on the § 111 count thus represents error under Apprendi.

Preliminarily, we must respond to the government’s contention that because McCulligan failed to object to any Appren-di error either at trial or during sentencing, we review only for plain error. We surely would not have expected McCulli-gan to object to the “simple assault” jury charge at issue in this case; he had no responsibility and certainly no incentive to point out that the government could have attempted to win a conviction on some greater offense. United States v. Candelario, 240 F.3d 1300, 1305 (11th Cir.2001). No error occurred from McCulligan’s perspective until the sentencing stage, when, although not explicitly invoking Apprendi he in fact objected to the Court’s determination that his offense of conviction was something greater than simple assault. 2

*101 To preserve the right to appeal a district court ruling, “it is sufficient that a party, at the time the ruling ... is made or sought, makes known to the court the action which that party desires the court to take ... and the grounds therefor.” Fed.R.Crim.P.

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Bluebook (online)
256 F.3d 97, 2001 U.S. App. LEXIS 15399, 2001 WL 761083, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-mcculligan-ca3-2001.