United States v. Robert L. Allison, Jr.

59 F.3d 625, 1995 U.S. App. LEXIS 16153, 1995 WL 392039
CourtCourt of Appeals for the Seventh Circuit
DecidedJune 30, 1995
Docket92-2642
StatusPublished
Cited by12 cases

This text of 59 F.3d 625 (United States v. Robert L. Allison, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert L. Allison, Jr., 59 F.3d 625, 1995 U.S. App. LEXIS 16153, 1995 WL 392039 (7th Cir. 1995).

Opinion

CUMMINGS, Circuit Judge.

Robert L. Allison was convicted by a jury of eight counts of mail and wire fraud and sentenced to 24 months in prison. He appeals his conviction and we affirm.

Facts

Allison fleeced investors through two bogus investment schemes which he operated from 1986 to 1991 under the names New Design Financial Services and Northwest *627 Development. In the first scheme, Allison promised investors — in a formal payout letter — a tenfold return on their $3000-$4000 investments. Allison promised to reap these extraordinary yields by investing his clients’ money in Japanese yen. The money was “invested” instead in his girlfriend’s checking account.

Allison touted his impressive “connections” with large corporations and the Canadian government. He told one investor that “the yen deal” was so big that no bank could handle it. He also claimed to be involved in a multi-trillion dollar transaction. He admitted at trial that that figure was more than eight times the United States gross national product. Needless to say, Allison’s victims were not sophisticated investors and included a waitress, a homemaker, a paper-mill worker and a seamstress. When the promised payouts did not materialize, Allison would attempt to wheedle more money out of his victims “in order for the deal to go through” and would blame delays on attorneys, banks, travel problems and the complexity of the transactions. When all else failed, he would stop returning calls.

In addition to his “yen dealings,” Allison promised to provide small business people with long term, low interest, no-collateral loans. After Allison deposited their advance fees in his girlfriend’s account, no borrower ever received any loan money.

Discussion

1. Impeachment of defendant based on his refusal to meet with the FBI

The FBI twice contacted the defendant to discuss his financial dealings. Allison put off these requests and never met with the FBI. At trial, the government questioned Allison about his refusal to meet with the FBI in order to impeach his testimony that his dealings were all on the up and up. On appeal, Allison, relying on Doyle v. Ohio, 426 U.S. 610, 96 S.Ct. 2240, 49 L.Ed.2d 91, argues that the government’s references during cross-examination and closing argument to his refusal to meet with the FBI violated due process and require reversal of his conviction.

Doyle and subsequent eases hold that it is fundamentally unfair and violative of due process for the government to comment on a defendant’s post-arrest, post-Mi randa silence. Allison’s reliance on Doyle is misplaced, however, because he was never arrested and “the Fifth Amendment is not violated by the use of pre-arrest silence to impeach a criminal defendant’s credibility.” Jenkins v. Anderson, 447 U.S. 231, 238, 100 S.Ct. 2124, 2129, 65 L.Ed.2d 86. In attempting to salvage his argument, Allison claims, citing United States v. Cummiskey, 728 F.2d 200 (3rd Cir.1984), that even though he was never arrested, the government still had the burden of establishing that he had not been Mirandized 2 before they could comment on his potentially inculpatory silence and avoidance of the FBI.

Cummiskey, however, involved the government’s comment on the defendant’s silence at the time of arrest. The court immediately sustained the defendant’s general objection which, the Third Circuit held, was sufficient to put the government on notice of the obvious Doyle problem. The government then had the burden under Fed.R.Evid. 104(b) of establishing the absence of a Miranda warning as a condition of fact on which relevancy of the post-arrest silence depended. Even in Cummiskey, the Third Circuit did not reverse the defendant’s conviction but only remanded for a post-trial hearing to determine if a Miranda warning was given at the time of arrest.

In the present case, because the defendant was not taken into custody nor interviewed by the FBI before trial, there was no occasion at which a Miranda warning would have been given. The prosecutor, therefore, had no reason to believe that his comments raised a potential Doyle problem and thus no reason to elicit for the record the absence of such a warning. Moreover, though defense counsel objected several times, he did not raise a Doyle issue and unlike the post-arrest situation in Cummiskey where the required Miranda warning was presumably given, a general objection would not have been suffi *628 cient to alert the prosecution to the alleged problem. Finally, defense counsel’s initial objection, that the defendant had a constitutional right not to talk to the FBI, was not sustained: The court stated, “that’s understood, Counsel. Proceed.” At that point, if a real Doyle issue existed, it was up to the defense to bring it to the court’s attention. 3 Fed.R.Evid. 103(a)(1). The government’s failure to divine the “true nature” of Allison’s objection and explicitly establish on the record the absence of a Miranda warning where neither the facts nor defense counsel’s objections suggested that one was given, does not require reversal or remand.

Finally, Allison argues that even if there was no Doyle violation, the government nonetheless committed constitutional error when it commented on Allison’s failure to meet •with the FBI. Allison is mistaken. Where there is no arrest or Miranda warning, there is no due process violation. Fletcher v. Weir, 455 U.S. 603, 102 S.Ct. 1309, 71 L.Ed.2d 490 (1982).

II. Government’s comments on defendant’s veracity

Allison complains that the government improperly interjected its disbelief of the defendant’s veracity during closing argument and rebuttal. Because defendant did not object to these comments at trial, we review only for plain error. United States v. Spivey, 859 F.2d 461, 466 (7th Cir.1988). The government’s comment at closing argument that defendant had not told the truth was a reasonable inference based on the inconsistency of the defendant’s testimony with the other evidence and was not improper. 4 Id. at 466.

During rebuttal the prosecutor stated: ‘Whether Mr.

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Bluebook (online)
59 F.3d 625, 1995 U.S. App. LEXIS 16153, 1995 WL 392039, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-l-allison-jr-ca7-1995.