United States v. Rivera

51 F. App'x 47
Procedural entryThis page is a short order in United States v. Rivera. Read the opinion of the Court — 282 F.3d 74
Court of Appeals for the Second Circuit·Decided November 21, 2002·No. Nos. 00-1831(L), 00-1832, 00-1833, 01-1022·Published

Opinion

SUMMARY ORDER

UPON DUE CONSIDERATION of this appeal from a judgment of the United States District Court for the Southern District of New York (Colleen McMahon, Judge), it is hereby

ORDERED, ADJUDGED AND DECREED that the judgment of the district court is AFFIRMED.

Daniel Berrios, Angel Luis Lugo, Angel Aej andró, and Raul Rivera appeal from the judgment of the United States District Court for the Southern District of New York (McMahon, J.), convicting them of conspiracy to murder Efraim Torres in aid of racketeering, in violation of 18 U.S.C. § 1959(a)(5), and of murdering Efraim Torres in aid of racketeering, in violation of 18 U.S.C. § 1959(a)(1) and (2), and sentencing them principally to life in prison. Alejandro and Rivera were also convicted of using a firearm in the commission of the above, in violation of 18 U.S.C. § 924(c) and (2), and sentenced consecutively to five years in prison, and Rivera was found guilty of possession with the intent to distribute five grams and more of crack cocaine, in violation of 21 U.S.C. § 812, 841(a)(1) and § 841(b)(1)(B), for which he was sentenced to ten years in prison.

Defendants, members of the “Latin Kings,” a violent street gang, were convicted of conspiring to murder Efraim Torres. Torres, who was not a member of the gang, had intervened in a dispute between Latin Kings leader Hector Colon and another man, and in the process stabbed Colon. Colon, while named in the original indictment, died before this case came to trial. Defendants, members of the nascent Yonkers chapter of the Latin Kings, determined to kill Torres in retaliation. Defendants tried twice to locate Torres before finding him hiding in a friend’s basement apartment, where they shot him to death in front of his wife and small children.

Defendants assert eight errors in the proceedings below. None of these arguments is persuasive.

First, defendants assert that the district court erred by allowing the use of an anonymous jury. Anonymous juries are permissible when there is “first, strong [50]*50reason to believe that the jury needs protection and, second, reasonable precaution taken to minimize the effect that such a decision might have on the jurors’ opinions of the defendants.” United States v. Thomas, 757 F.2d 1359, 1365 (2d Cir.1985). Factors relevant to whether impanelling an anonymous jury is proper include: (1) the nature and seriousness of the charges; (2) evidence of defendants’ past interference or intent to interfere with the judicial process; and (3) the potential for media attention. United States v. Paccione, 949 F.2d 1183, 1192 (2d Cir.1991).

We review a trial judge’s decision to impanel an anonymous jury for abuse of discretion. United States v. Thai, 29 F.3d 785, 801 (2d Cir.1994). Here, the district court acted well within its discretion. Defendants were charged with hunting down and killing a man for publicly embarassing their gang leader. Although defendants argue that none of them had a history of jury tampering, the Latin Kings’ overall disregard for the judicial process, including their pursuit of a suspected informant, suggested that jurors might have been at risk. Defendants’ claims that incarceration and penury would bar retaliatory action in the future are defeated by the Latin Kings’ pledges of loyalty to jailed members.

The district court also sought to mitigate the potentially deleterious effects of an anonymous jury by instructing the jurors that their identities were hidden to shield them from the media, rather than defendants. Voir dire included a lengthy questionnaire, into which both parties had input. Such questionnaires can sufficiently enable the selection of unbiased jurors so as to preserve the constitutionality of anonymous juries. Thai 29 F.3d at 801. Defendants’ assertion of error in the seating of an anonymous jury therefore fails.

Second, defendants assert that the government knew for months before it disclosed to defendants that Juan Fontanez, a key prosecution witness, lied to the grand jury when he said he was present at Efraim Torres’ murder. Defendants argue that this failure to disclose impeachment evidence violated the constitutional requirement set forth in Brady v. Maryland, 373 U.S. 83, 87, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), which compels the government to disclose evidence favorable to an accused when such evidence is material to guilt or punishment. A Brady violation occurs when the government suppresses evidence that might reasonably have been expected to alter the outcome of the case. United States v. Coppa, 267 F.3d 132, 135 (2d Cir.2001).

The government’s failure to disclose Fontanez’s retraction in a timely manner is inexplicable. Defendants, however, ultimately learned the truth during Fonta-nez’s direct testimony at trial, early enough to make effective use of the information. Defendants emphasized Fonta-nez’s inconsistencies in cross-examining him; in addition, they did not request an adjournment. Because the government’s failure to disclose did not affect the outcome of the ease, there is no Brady violation.

Third, defendants argue that the admission of an excerpt of Jose Santiago’s plea allocution was error. The excerpt was admitted as a declaration against penal interest under Fed.R.Evid. 804(b)(3). We have previously held that a co-defendant’s plea allocution can be admitted as a declaration against penal interest if (1) the declarant is unavailable and (2) the statement contains “particularized guarantees of trustworthiness.” United States v. Gallego, 191 F.3d 156, 167 (2d Cir.1999). Defendants argue that Santiago was not unavailable and the excerpt of the plea allocution was inadmissible.

The district court found that Santiago was unavailable because, if called to testi[51]*51fy, Santiago would assert his Fifth Amendment privilege not to incriminate himself. Defendants argue that Santiago lost his Fifth Amendment privilege when he pleaded guilty. The Fifth Amendment privilege is not lost upon a plea of guilty when a reasonable risk of incrimination on other charges still exists. United States v. Rodriguez, 706 F.2d 31, 36-37 (2d Cir.1983). The district court did not abuse its discretion in finding that such a risk remained and, therefore, Santiago could assert his Fifth Amendment privilege if called as a witness.

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