United States v. Rivas

3 M.J. 282, 1977 CMA LEXIS 9389
CourtUnited States Court of Military Appeals
DecidedAugust 8, 1977
DocketNo. 31,138; NCM 75-0552
StatusPublished
Cited by146 cases

This text of 3 M.J. 282 (United States v. Rivas) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rivas, 3 M.J. 282, 1977 CMA LEXIS 9389 (cma 1977).

Opinions

Opinion of the Court

PERRY, Judge:

The appellant was tried by a military judge sitting alone as a general court-martial upon specifications of a charge laid under Article 92 of the Uniform Code of Military Justice, 10 U.S.C. § 892, alleging wrongful possession, sale, and transfer of three tablets of phencyclidine, a controlled substance. He was found not guilty of the sale, but guilty of the other two offenses. Thereupon, he was sentenced to a bad-conduct discharge, confinement at hard labor for one year, forfeiture of all pay and allowances, and reduction to the lowest enlisted grade. The convening authority reduced the amount of forfeitures to $200 per month for one year, but otherwise approved the findings and the sentence. Additionally, the convening authority suspended for a period of time that portion of the sentence adjudging a bad-conduct discharge, confinement at hard labor in excess of 6 months and forfeiture of $200 per month in excess of 6 months. The United States Navy Court of Military Review has affirmed.

The appellant contends before this Court, as he did before the Court of Military Review, that the military judge erred in failing to strike, sua sponte, the direct testimony of a prosecution rebuttal witness who had invoked his Fifth Amendment1 privilege against self-incrimination during cross-examination. We hold that the judge did not err, but that defense counsel’s failure to move for such remedy under the circumstances constituted ineffective assistance of counsel.

A review of the testimony offered at trial by each side relevant to the matters before us is necessary as a predicate to this opinion. The principal prosecution witness, Private First Class Michael Daniels (a confessed drug user turned CID informant) had known the appellant for about 3 months before the incident in question. Desiring to make a drug purchase from a fellow soldier named Martinez, and knowing that Martinez and the appellant were friends, Daniels approached the appellant about 7:00 on the morning of June 21,1974, and asked the latter for some tetrahydrocannabinol (THC). The appellant responded that he had none, but that Martinez might have some. Daniels asked the appellant to talk to Martinez about selling Daniels some of his THC. After several unsuccessful attempts to reach Martinez throughout that workday, Daniels himself contacted Martinez in the barracks about 4:00 that afternoon. Martinez told Daniels that he had some THC but that it was in Bor’s car. Shortly thereafter, while Martinez was in the shower, Bor arrived in the squad bay with some THC. According to Daniels, the appellant took three tablets from Bor’s plastic bag, in Bor’s presence, and gave them to Daniels in exchange for a $10 bill, returning $1.00 change to Daniels. Daniels testified that the $10 bill had been given him by a CID agent named Sanchez for the purpose of making a controlled buy. After [284]*284the transaction, Daniels said he left the barracks, contacted Sanchez, and gave the agent three tablets and the $1.00.

Agent Sanchez confirmed that Daniels had made a controlled buy on June 21 from the appellant in Bor’s presence. He indicated that the appellant was not apprehended on these charges until a month later, so that Daniels could make additional buys on the installation. When the appellant finally was taken into custody, his person, wall locker, and possessions were searched, but neither the $10 bill nor any contraband was discovered.

For the defense, Staff Sergeant Huff, who had known Daniels for 8 months, during 4 of which he was Daniels’ platoon sergeant, testified that, based on his day-today observation of Daniels, he considered Daniels both unreliable and unbelievable, even under oath.

The appellant testified prior to findings that at the time of the incident he was a tank commander in the 2d Platoon, Company B, 2d Tank Battalion, and, as such, he was responsible for the tank’s maintenance, operation, and crew. The appellant stated that at 11:30 on the night of June 18, he put his tank on the maintenance ramp. He said that to the best of his recollection, his tank still was on the ramp on June 21 and that he and not more than one other member of the crew worked on it. He noted that whenever his tank was on the ramp, it was his duty as its commander to supervise its maintenance. His memory of June 21 was unclear, but he swore that if battalion maintenance was working on his tank, he would necessarily have been there working with them. He neither remembers being in the squad bay nor seeing Daniels on June 21. As explanation for his lack of certain memory, the appellant revealed that it was not until July 23 that he was made to realize that he would have to account for his whereabouts on June 21. He swore that he did not possess or transfer phencyclidine on June 21, though he does recall a conversation some time in late June with Daniels in which the latter had asked him for some drugs, but the appellant had responded negatively.

Finally, the defense offered the testimony of two other witnesses — one live and the other by stipulation — in support of the appellant’s alibi defense* Staff Sergeant Griffin (by stipulation) testified that he was the Heavy Section Leader of the 2d Platoon and that the appellant was the commander of one of the tanks in the platoon. He stated that after completion of an operation on June 18, most, if not all, of the tanks in the platoon went immediately into maintenance in the tank park. After confirming that when a tank is being worked on its commander must be present, and after noting that general maintenance on the tank without any major problems surfacing requires 4 days, he testified that he would have been notified on June 21 if the appellant had not been present on the tank ramp during working hours. However, he received no such notification. Gunnery Sergeant Roseboro confirmed that the appellant’s tank was in the tank park for maintenance during the week in question; that the tank commander is required to be present until the crew is secured; and that repairs on the tank could not have been completed in 3 days without overtime. Finally, he testified that as he was leaving the tank park at 3:50 the afternoon of June 21, he saw the appellant there and, at that time, no one had secured from work. He judged that the barracks where the transaction was alleged to have occurred was about four miles from the ramp.

That, basically, was the state of the pertinent evidence at the close of the defense presentation. Obviously, at that point the case turned on a very close question of credibility. The prosecution then called as a rebuttal witness Lance Corporal Dennis Bor. On direct examination, Bor indicated that he was a crewman on the appellant’s tank and that the crew did perform maintenance on the tank on June 21. However, Bor testified that the crew left the ramp between 4:00 and 4:30 and went immediately to the squad bay. He contended that Martinez was with him and while Martinez [285]*285took a shower, Daniels entered the squad bay and began a discussion with the appellant. Bor said that the appellant’s first response to Daniels was “ . . . I’ll sell you some of my dope.” Bor said that this conversation occurred between 4:30 and 4:40. He further revealed that he saw the appellant with a brown, plastic, transparent bottle which contained pills and that the appellant and Daniels then went into Martinez’ cubicle. After this point, Bor claimed he saw nothing.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. SALINAS
Navy-Marine Corps Court of Criminal Appeals, 2024
United States v. Hutchinson
Navy-Marine Corps Court of Criminal Appeals, 2015
United States v. Private E2 ZAKARIA H. LOUTFI
Army Court of Criminal Appeals, 2013
United States v. Private First Class AMANDA N. MOSS
Army Court of Criminal Appeals, 2013
United States v. Specialist CHISTOPHER J. MATTHEWS (2d Corrected Copy)
66 M.J. 645 (Army Court of Criminal Appeals, 2008)
Williams v. Roche
468 F. Supp. 2d 836 (E.D. Louisiana, 2007)
United States v. Jenkins
62 M.J. 582 (Air Force Court of Criminal Appeals, 2005)
United States v. Diaz
61 M.J. 594 (Navy-Marine Corps Court of Criminal Appeals, 2005)
United States v. Wallace
58 M.J. 759 (Navy-Marine Corps Court of Criminal Appeals, 2003)
United States v. Mazer
58 M.J. 691 (Navy-Marine Corps Court of Criminal Appeals, 2003)
United States v. Thomas
56 M.J. 523 (Navy-Marine Corps Court of Criminal Appeals, 2001)
United States v. Primeau
55 M.J. 572 (U S Coast Guard Court of Criminal Appeals, 2001)
United States v. Cole
54 M.J. 572 (Army Court of Criminal Appeals, 2000)
United States v. Jackson
54 M.J. 527 (Navy-Marine Corps Court of Criminal Appeals, 2000)
United States v. Dewrell
52 M.J. 601 (Air Force Court of Criminal Appeals, 1999)
United States v. Clemente
51 M.J. 547 (Army Court of Criminal Appeals, 1999)
United States v. Young
50 M.J. 717 (Army Court of Criminal Appeals, 1999)
United States v. Marshall
52 M.J. 578 (Navy-Marine Corps Court of Criminal Appeals, 1999)
United States v. Mahler
49 M.J. 558 (Navy-Marine Corps Court of Criminal Appeals, 1998)
United States v. Henley
48 M.J. 862 (Air Force Court of Criminal Appeals, 1998)

Cite This Page — Counsel Stack

Bluebook (online)
3 M.J. 282, 1977 CMA LEXIS 9389, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rivas-cma-1977.