United States v. Rita Lopez

580 F. App'x 754
CourtCourt of Appeals for the Eleventh Circuit
DecidedSeptember 12, 2014
Docket13-14217
StatusUnpublished

This text of 580 F. App'x 754 (United States v. Rita Lopez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rita Lopez, 580 F. App'x 754 (11th Cir. 2014).

Opinion

I. BACKGROUND

PER CURIAM:

Between March and October 2011, Lopez paid a doctor for prescriptions for home-health services for various Medicare beneficiaries. The doctor had not properly diagnosed the beneficiaries or prescribed the services. Lopez gave the prescriptions to others, who submitted false Medicare claims based on the prescriptions. Lopez also introduced others to the doctor who engaged in the same conduct. Medicare paid approximately $335,036 to various entities based on the fraudulent prescrip *755 tions. Lopez knew the prescriptions were fraudulent and would be used to submit fraudulent Medicare claims. 1

After the government charged Lopez with one count of health-care fraud, in violation of 18 U.S.C. § 1347, Lopez signed a written plea agreement, in which she agreed to plead guilty to the charged count. The parties jointly agreed to recommend the following Sentencing Guidelines calculations: (1) a base offense level of 6, under U.S.S.G. § 2B1.1; (2) a loss amount of $335,036 and a resulting 12-level increase, under § 2Bl.l(b)(l)(G); (3) a 3-level acceptance-of-responsibility reduction, under U.S.S.G. § 3E1.1; (4) a total offense level of 15; (5) a criminal history category of I; and (6) a resulting Guidelines range of 18-24 months of imprisonment. The agreement stated the government would not be bound to make these recommendations, if Lopez (a) failed to make full, accurate, and complete disclosure to the Probation Office of the circumstances surrounding her relevant offense conduct; (b) was found to have misrepresented facts to the government before entering into the plea agreement; or (c) committed any misconduct after entering into the agreement, including making any false statements or misrepresentations to any government entity or official.

In the agreement, the government reserved the right to inform the judge and the Probation Office of all facts pertinent to sentencing, including all relevant information concerning Lopez and her background and any offenses committed, whether charged or not. The government further reserved the right “to make any recommendation as to the quality and quantity of punishment,” “[sjubject only to the express terms of any agreed-upon sen-fencing recommendations contained in th[e] agreement.” R. at 59.

In addition, Lopez agreed to entry of a money judgment against her in the amount of $335,036. She also agreed to assist the government in all proceedings involving the forfeiture of her interests in property to satisfy the money judgment. Lopez agreed to provide the government with a financial statement within 30 days of the judge’s acceptance of her plea.

On May 14, 2013, Lopez pled guilty to the charged count. The district judge accepted Lopez’s plea and adjudicated her guilty on that date. The Sentencing Guideline calculations in Lopez’s initial presentence investigation report (“PSI”) were the same as those agreed on by the parties, and yielded a Guidelines range of 18-24 months of imprisonment. Lopez filed a sentencing memorandum, in which she requested a sentence of probation with limited home confinement. Lopez asserted she had played a limited role in the scheme and did not retain any of the Medicare funds, which were paid to her employer. Lopez further contended she had introduced the doctor to only one other person, who had obtained fee-based prescriptions.

The government responded that, in Lopez’s sentencing memorandum, she had “completely misrepresented herself and the nature of her criminal conduct.” R. at 91. The government detailed Lopez’s multiple doctor visits, during which she bought fraudulent prescriptions and discussed what she paid other doctors for such prescriptions. The government asserted Lopez had introduced several other participants into the scheme, and she had lied when government agents initially approached her. Consequently, the government requested a 24-month sentence.

*756 During Lopez’s initial August 2013 sentencing hearing, she withdrew her assertion that she had introduced only one other person to the doctor. The district judge noted Lopez’s PSI appeared to contain incomplete information as to her finances and contained no information about her prior employment or her husband’s income. The probation officer stated Lopez had provided little financial information during her interview. Lopez stated her husband, who recently had left her, previously had worked at Wal-Mart, but currently was retired on a pension. The government noted Lopez previously had said her husband ran a travel agency. The judge adjourned the hearing, to give Lopez the opportunity to make a full disclosure of her finances.

An amended PSI, which again contained the same Guidelines calculations, included additional information concerning Lopez’s prior employment. The amended PSI stated that, from 2006 through 2010, Lopez had cared for her ailing mother-in-law, who had died in 2010. Lopez reported her husband had supported her financially during this time. From April 2010 through December 2012, Lopez had worked as a marketer for Florida Patient Care and had been paid $6.15 per hour.

During Lopez’s continued sentencing hearing, disagreements between the parties remained as to the accuracy of the financial information provided by Lopez. Following two recesses, Lopez explained she and the government had resolved several issues. The sole remaining issue concerned whether Lopez had been employed from 2006 to 2010. Lopez’s counsel suggested an evidentiary hearing be held to resolve the government’s claim that Lopez had lied about her employment.

Following a third recess, Lopez identified a correction to be made to the information she had provided to the Probation Office. She explained that, while caring for her mother-in-law from 2006 through 2010, she had been paid at times by OD Home Healthcare for her work as her mother-in-law’s home healthcare aide. Lopez further stated she also ran a corporation named Lucky Job Employment, through which she had been paid by OD Home Healthcare for home healthcare aide referrals.

The government called Special Agent Liz Santa Maria, of the Federal Bureau of Investigation (“FBI”). Agent Santa Maria testified that, while conducting an investigation into Continuous Home Care Services, Inc. (“CHCS”), a home healthcare agency, she identified various checks written from CHCS to Lucky Job Employment Corp., Rita Lopez, and R & R Employment Corp. Lucky Job Employment and R & R Employment were incorporated by Lopez. Santa Maria identified 10 checks dated between January and July 2010, in amounts ranging from $500 to $2,200, for a total of approximately $14,000. She testified agents had not sought to find all checks written to Lopez.

Agent Santa Maria further testified she had interviewed Daisy Acosta, who was a patient recruiter for Paradise Home Healthcare and a “check-casher.” R. at 223. Acosta told Santa Maria that Acosta had spoken with Lopez before speaking with government agents. Lopez told Acosta “she didn’t have to speak to agents and, if she were asked any questions, to say, ‘No,’ ‘No,’ ‘No.’” R. at 224. Santa Maria first spoke with Acosta on June 7, 2013.

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Bluebook (online)
580 F. App'x 754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rita-lopez-ca11-2014.