United States v. Richardson

21 C.M.A. 383, 21 USCMA 383, 45 C.M.R. 157, 1972 CMA LEXIS 751, 1972 WL 14146
CourtUnited States Court of Military Appeals
DecidedMay 12, 1972
DocketNo. 24,681
StatusPublished
Cited by15 cases

This text of 21 C.M.A. 383 (United States v. Richardson) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richardson, 21 C.M.A. 383, 21 USCMA 383, 45 C.M.R. 157, 1972 CMA LEXIS 751, 1972 WL 14146 (cma 1972).

Opinion

Opinion of the Court

Darden, Chief Judge:

Appellate authorities have approved, without modification, a special court-martial’s finding that the appellant was guilty of a charge involving two unauthorized absences and its sentence of a bad-conduct discharge, confinement at hard labor for three months, and forfeiture of $83 per month for the same period. We consider two issues that the Court of Military Review also considered. They are whether (1) the bad-conduct discharge is supported by a verbatim record, and (2) the military judge prejudicially erred by advising the accused in open court of his right to testify in mitigation and extenuation and by questioning the appellant on his unsworn statement.

Both issues arose from this source. After findings, the military judge advised the appellant that he could then present mitigating evidence and that his options included remaining silent, testifying under oath, and furnishing orally or in writing an unsworn statement on which he could not be cross-examined. Richardson elected to make an unsworn statement explaining his absences from the U. S. S. JOHN F. KENNEDY and the Naval Training Station, Great Lakes, Illinois. He asserted that he was shifted from one duty to another aboard the KENNEDY because of his past brig record. That record was the reason he was not acceptable to the fueling division officer aboard the ship. This specific comment caused the military judge’s query that is under attack here. The following exchange between Richardson and the military judge bears on both issues:

“MJ: Richardson, you don’t need to answer me if you don’t wish. You have a perfect right to remain silent but, you mentioned fuel division. Since this was a carrier, was this black oil or aviation fuel ?
“ACCUSED: That would have been other than aviation fuel.
“MJ: O. K. Does the prosecution have anything in rebuttal?
[385]*385“TC: The prosecution has no rebuttal evidence, Your Honor.
“MJ: Beg your pardon ?
“TC: No rebuttal evidence.
“MJ: Will Trial counsel step up here please.
“The trial counsel and defense approached the bench and held a discussion.
“MJ: Trial counsel may present argument [on the sentence].”

Before the Court of Military Review, the Government filed an affidavit by the military judge. He recalled, with some uncertainty, that at the time of the statement quoted above defense counsel had already approached the bench and that at the judge’s request trial counsel followed. He asked both counsel if they desired that any special instruction be given after arguments and if defense counsel desired limiting instructions similar to those given before findings on the 'masking of one exhibit. Counsel responded in the negative.

In deciding against the appellant on the issue of a verbatim record, the Court of Military Review explained its reasoning in this way:

“In BeLarge, supra, relied upon by appellant, the conference was between the president, other court members, and counsels [sic]. In this case, the sidebar conference was between the military judge and counsels [sic] on both sides, at a point in trial immediately prior to the commencement of arguments on the sentence. Cf. United States v Ransom, 4 USCMA 195, 15 CMR 195 (1954) where an unrecorded sidebar conference between a law officer of a general court-martial and the opposing counsels [sic] did not constitute reversible error. In the case sub judice, we are certain that either of the lawyers present at the sidebar conference could have requested that the reporter record any matter of moment. Assuming it was error not to record the conference, we do not believe any prejudice could flow from the unrecorded conference under the circumstances of this case, since the military judge was not to be personally involved in the ultimate sentencing process. Nothing contained in the equivocal post-trial affidavit filed by the military judge upon government’s motion granted by this Court would detract from our decision. The assignment of error is denied.”

Appellate defense counsel insists that United States v Ransom, 4 USCMA 195, 15 CMR 195 (1954), is inapplicable in this instance, since the record does not show that the in-court exchange could not be heard by court members. He also urges that Bcmsom is no longer good authority because the 1969 Manual revision1 changed the provisions that were in effect when Ransom was decided.

Ransom was tried and convicted of several offenses, including the premeditated murder of a Korean guard and the rape of a young Korean girl. Her father testified at the court-martial. His testimony was recorded verbatim. The entry “ ‘Trial counsel, defense counsel and the law officer then conferred out of the hearing of the reporter and the court,’ ” followed. Ransom, supra, at page 202. Because Ransom was not a party to the in-court discussion, his counsel alleged prejudicial error. This Court "applied paragraphs 57p(2) and 826, and Appendix 8a, Manual for Courts-Martial, United States, 1951, in a way that rejected this contention.

The Court declared that such a conference :

“. . . [I] s entirely unlike an unrecorded conference between the law officer and the court, out of the presence of the accused. United States v Miller, 2 USCMA 272, 8 CMR 72. Neither does it in any way [386]*386destroy the completeness of the record of the actual court proceedings against the accused. See: United States v Nelson, 3 USCMA 482, 13 CMR 38.” (Id., at page 203.]

Paragraph 57 of the 1951 Manual prescribed whether the law officer or members of the court would decide interlocutory questions (other than challenges). That paragraph divided authority over this kind of issue between the members of the court and the law officer of a general court-marial or the president of a special court-martial. If a member of the court objected to a ruling of the law officer on a motion for a finding of not guilty or on the question of the sanity of an accused, members of the court decided those two issues. On other interlocutory questions, the law officer’s ruling was final. Paragraphs 57a, 57d.

Under the 1951 Manual, proceedings out of the hearing of the court members were not required except when counsel desired to argue on a proposed additional instruction. In his discretion the law officer could order any such argument recorded and appended to the record. Paragraph 73c (2). On his own initiative, or on counsel’s motion, the law officer also had authority to exclude court members during an offer of proof or when he believed preliminary evidence or argument on admissibility of proffered evidence might prejudice the rights of the accused or the Government. Paragraph 57g (2). In such instances, the Manual required the presence of opposing counsel, the accused, and the reporter. If such proceedings involved the presentation of preliminary evidence, they were recorded, transcribed, and appended to the record of trial. The proceedings that involved only arguments on admissibility of evidence or offers of proof normally were not recorded, but the law officer could direct that they be recorded, transcribed, and appended. Paragraph 57g(2); paragraph 154c.

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Cite This Page — Counsel Stack

Bluebook (online)
21 C.M.A. 383, 21 USCMA 383, 45 C.M.R. 157, 1972 CMA LEXIS 751, 1972 WL 14146, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richardson-cma-1972.