United States v. Richard Hamilton

553 F.2d 63, 1977 U.S. App. LEXIS 13865
CourtCourt of Appeals for the Tenth Circuit
DecidedApril 13, 1977
Docket76-1313
StatusPublished
Cited by30 cases

This text of 553 F.2d 63 (United States v. Richard Hamilton) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard Hamilton, 553 F.2d 63, 1977 U.S. App. LEXIS 13865 (10th Cir. 1977).

Opinion

BREITENSTEIN, Circuit Judge.

Petitioner-appellant Hamilton appeals from an order denying his “Motion and Petition to Vacate Conviction and Sentence” submitted alternatively under Rule 35, F.R.Crim.P., and 28 U.S.C. § 2255. We affirm.

On October 18,1972, in the United States District Court for the District of Kansas, petitioner pleaded guilty to conspiring to import a controlled substance in violation of 21 U.S.C. §§ 960 and 963. On December 11, he was sentenced to imprisonment for three years with parole eligibility to be determined pursuant to 18 U.S.C. § 4208(a)(2). At the time of plea and sentence he was not told of any mandatory parole term.

The Bureau of Prisons called the attention of the trial court to the mandatory parole provisions of the narcotic laws. On April 5, 1973, the court on its own motion and without notice to, or presence of, petitioner or his retained counsel, amended the judgment of sentence to impose the mandatory three-year parole provision of 21 U.S.C. § 841. Petitioner had pleaded guilty to violations of 21 U.S.C. §§ 960 and 963.

Petitioner then filed a motion for correction of sentence and pointed out that he had not been prosecuted under § 841. In his motion petitioner said that a “Special Parole Term of Two Years pursuant to 21 U.S.C. § 960 would be proper.” He asked that the judgment and sentence as amended on April 5 be amended to provide for the two-year parole requirement of § 960. On September 20, without notice to, or presence of, petitioner or his counsel, the court again amended the judgment to provide for a two-year special parole as required by § 960. The unique parole provisions of the 1970 amendments to the narcotic laws only become material if the defendant violates his parole provisions. See Bachner v. United States, 7 Cir., 517 F.2d 589, 597, and McRae v. United States, 8 Cir., 540 F.2d 943, 946, n.3.

The acceptance of the guilty plea and the subsequent imposition of sentence, both without advising the petitioner of the mandatory parole requirements, violated Rule 11(e), F.R.Crim.P. McCarthy v. United States, 394 U.S. 459, 471-472, 89 S.Ct. 1166, 22 L.Ed.2d 418. The first amendment *65 of the sentence, the addition of the mandatory parole requirement, took place without notice to, or the presence of, either the petitioner or his retained counsel. In Mayfield v. United States, 10 Cir., 504 F.2d 888, in the absence of both defendant and counsel, the district court resentenced the defendant by adding to the original sentence the mandatory parole requirement of § 841. We held that the presence of the defendant was required and remanded for resentencing. Ibid. at 889.

Petitioner’s application for alternative relief either under Rule 35, F.R.Crim.P. or under § 2255 was denied by the court without any response by the government and without hearing oral argument. Petitioner has served his term. On September 8,1976, the United States Parole Commission terminated his special parole term. The government concedes that the release from parole does not moot the case. See Carafas v. LaVallee, 391 U.S. 234, 237, 88 S.Ct. 1556, 20 L.Ed.2d 554.

The trial court held, and the government contends, that petitioner’s motion for correction of sentence, which asserted that parole could only be ordered under § 960, waived any objection he might have had to a violation of Rule 11. Petitioner’s motion was for correction of sentence under Rule 35. A motion to correct a sentence does not attack the validity of the underlying conviction. Brown v. United States, 5 Cir., 480 F.2d 1036, 1039. The § 2255 proceeding before us attacks the validity of the conviction. The presentation of the Rule 35 motion was no waiver of a right to proceed under § 2255.

The district court violated Rule 11 in failing to advise petitioner of the mandatory parole term. In McCarthy v. United States, 394 U.S. 459, 471, 89 S.Ct. 1166, 1173, 22 L.Ed.2d 418, the court said “prejudice inheres in a failure to comply with Rule 11.” At least four circuits have held that a guilty plea must be set aside when the trial court has failed to advise a defendant of the mandatory parole provisions of the narcotic laws. See United States v. Yazbeck, 1 Cir., 524 F.2d 641; Ferguson v. United States, 2 Cir., 513 F.2d 1011; United States v. Wolak, 6 Cir., 510 F.2d 164; and Roberts v. United States, 3 Cir., 491 F.2d 1236.

None of the four decisions just cited mentioned the decision in Davis v. United States, 417 U.S. 333, 94 S.Ct. 2298, 41 L.Ed.2d 109. In that case the petitioner sought § 2255 relief for vacation of his conviction because of a post-conviction change in the construction of the Selective Service laws. The Court stated that not all errors of law could be raised on a § 2255 motion. The Court reiterated its holding in Hill v. United States, 368 U.S. 424, 429, 82 S.Ct. 468, 7 L.Ed.2d 417, that for collateral relief to be available something more than a simple violation of a formal requirement of a rule of criminal procedure must be shown. The Court suggested that the proper inquiry under § 2255 is, Ibid. 417 U.S. at 346, 94 S.Ct. at 2305:

“[WJhether the claimed error of law was ‘a fundamental defect which inherently results in a complete miscarriage of justice,’ and whether ‘[i]t presents] exceptional circumstances where the need for the remedy afforded by the writ of habeas corpus

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Bluebook (online)
553 F.2d 63, 1977 U.S. App. LEXIS 13865, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-hamilton-ca10-1977.