United States v. Richard Carroll

26 F.3d 1380, 1994 WL 272303
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 26, 1994
Docket93-5030
StatusPublished
Cited by340 cases

This text of 26 F.3d 1380 (United States v. Richard Carroll) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard Carroll, 26 F.3d 1380, 1994 WL 272303 (6th Cir. 1994).

Opinion

NATHANIEL R. JONES, Circuit Judge.

Appellant Richard Carroll appeals his conviction for possession and distribution of cocaine, alleging that:

(1) the court erred by failing to instruct the jury to disregard improper remarks by the prosecutor;
(2) the court erred by not bringing the matter to trial within the required time limit;
(3) the court erred by determining that Carroll’s sentencing range was within criminal history two; and
(4) the court erred by not producing witness interview notes for Appellant’s inspection.

The second, third, and fourth allegations are entirely meritless. However, the issue raised in the first allegation merits an extended discussion. We have developed at least three different approaches to this issue, at least one of which is inconsistent with the other two. For this reason, we offer an in-depth analysis so as to clarify our doctrine on *1382 prosecutorial misconduct in closing argument. It turns out that, by failing to admonish the jury to disregard the prosecutor’s improper remarks at closing argument, the trial court committed reversible error. Therefore, we reverse Carroll’s conviction and remand for a new trial.

I. Facts

Appellant was indicted for possession of cocaine with intent to distribute, in violation of 21 U.S.C. § 841(a)(1), and for conspiracy to possess with intent to distribute cocaine in violation of 21 U.S.C. § 846. The trial was continued three times, first upon a motion by Appellant, and the next two times upon motion by the government due to the unavailability of a material government witness, Robin Patrick, for medical reasons. For purposes of measuring the time until trial, the court did not count the period in which the continuances were pending. Before the jury was impaneled, Appellant moved for a dismissal under the Speedy Trial Act, 18 U.S.C. § 3161 et seq.; this motion was denied.

At trial, Robin Patrick testified that she had a plea agreement with the government according to which she would receive a lesser sentence in exchange for her truthful testimony. She further testified that Appellant had provided cocaine to her before Appellant met her husband, and that she set up deals between Appellant and her husband to enable her husband to purchase more cocaine from Appellant.

Her husband, Richard David Patrick, Jr., testified that he, too, had an agreement with the government according to which he would receive a lesser sentence in return for his truthful testimony. He further testified that his wife set up a cocaine deal between Appellant and himself. Other witnesses identified the cocaine that Appellant sold to the Pat-ricks.

At closing argument, the prosecutor stressed that the Patricks’ plea agreements provided that any lies or half-truths on the part of the witnesses would void the agreements, and he declared that if Richard Patrick lied, he would lose the benefit of their plea agreement. 1 Appellant objected, and the court sustained, ruling that the prosecutor could comment on what the agreement says, but could not tell what the government would or would not do if the witness did not tell the truth. Moments later, the prosecutor made a very similar point with regard to Robin Patrick. 2 There was no objection at that time. During his rebuttal, the prosecutor reiterated these points. 3 Again, Appel *1383 lant objected, but this time the court overruled the objection, saying that the agreement is in evidence and that the statement to which Appellant objected was “a proper comment on the evidence.” R. 36-2 at 281.

The jury found Appellant guilty on both counts. At the disposition proceedings, based upon a prior Florida conspiracy to import marijuana conviction, the court found that Appellant’s sentencing range fell within criminal history category two. This appeal followed.

II. Discussion

A. Improper Remarks by Prosecutor

The first issue on appeal involves a challenge to the district court’s denial of Appellant’s motion for a mistrial. “We review the denial of a motion for mistrial for an abuse of discretion.” United States v. Chambers, 944 F.2d 1253, 1263 (6th Cir.1991), ce rt. denied, — U.S.-, 112 S.Ct. 1217, 117 L.Ed.2d 456 (1992); United States v. Atisha, 804 F.2d 920, 926 (6th Cir.1986), cert. denied, 479 U.S. 1067, 107 S.Ct. 955, 93 L.Ed.2d 1003 (1987). 4 An abuse of discretion exists when the reviewing court is firmly convinced that a mistake has been made. In re Benedectin, 857 F.2d 290, 307 (6th Cir. 1988), cert. denied, 488 U.S. 1006, 109 S.Ct. 788, 102 L.Ed.2d 779 (1989); Schrand v. Federal Pacific Electric Co., 851 F.2d 152, 156-57 (6th Cir.1988). The first issue also involves improper comments made by the prosecutor without objection from Appellant. These we review only for plain error. United States v. Young, 470 U.S. 1, 16, 105 S.Ct. 1038, 1046, 84 L.Ed.2d 1 (1985); United States v. Morrow, 977 F.2d 222, 229 (6th Cir.1992) (en bane), cert. denied, — U.S. -, 113 S.Ct. 2969, 125 L.Ed.2d 668 (1993). “The plain error doctrine mandates reversal ‘only in exceptional circumstances’ and only where the error is so plain that ‘the trial judge and prosecutor were derelict in countenancing it.’ ” United States v. Slone, 833 F.2d 595, 598 (6th Cir.1987) (quoting United States v. Mendez-Ortiz, 810 F.2d 76, 78 (6th Cir.1986), cert. denied, 480 U.S. 922, 107 S.Ct. 1384, 94 L.Ed.2d 697 (1987); United States v. Hook, 781 F.2d 1166, 1172 (6th Cir.), cert. denied, 479 U.S. 882, 107 S.Ct. 269, 93 L.Ed.2d 246 (1986); United States v. Frady, 456 U.S. 152, 163, 102 S.Ct. 1584, 1592, 71 L.Ed.2d 816 (1982)).

Appellant contends that during the prosecutor’s closing remarks, “he improperly vouched for the credibility of the Government’s witnesses, put the prestige of the Government behind them, and commented on evidence not before the jury.” Appellant’s Br. at 6. We find that the record supports this allegation.

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Bluebook (online)
26 F.3d 1380, 1994 WL 272303, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-carroll-ca6-1994.