MEMORANDUM OPINION
ELLIS, District Judge.
In this multi-count indictment against two defendants alleging,
inter alia,
(i) conspiracy to commit murder in aid of racketeering, (ii) murder in aid of racketeering, (Hi) attempted murder in aid of racketeering, and (iv) use of a firearm during crimes of violence, the government seeks admission of two redacted statements of one defendant, Osmin Heriberto Alfaro-Fuentes (“Alfaro”), at the joint trial of Alfaro and his co-defendant, Alirio Reyes (a.k.a.“Seco”). The statements, redacted to substitute the neutral pronoun “individual” for Reyes’ name, implicate Alfaro and an unnamed “individual” in a shooting that took place in Herndon, Virginia, on May 16, 2004. Reyes argues that because the statements, even in redacted form, remain facially incriminatory with respect to him, the Sixth Amendment requires (i) severance of Reyes’ and Alfaro’s trials; (ii) further redaction of Alfaro’s statements to remove any reference to a person other than Alfaro; or (iii) exclusion of Alfaro’s
statement altogether. At issue, therefore, is whether Alfaro’s statements to authorities that inculpate both him and Reyes can be appropriately redacted so as not to infringe Reyes’ rights under the Confrontation Clause of the Sixth Amendment.
I.
On May 16, 2004, a male and female juvenile were shot in Herndon, Virginia. The male was killed and the female was severely wounded. Arrest warrants were issued for defendants in connection with the shootings, but they had fled the jurisdiction. A month later, Alfaro and Reyes were arrested in a motel room in Los Angeles, California, where they were registered under fictitious names.
On June 21, 2004, Detectives Lee Du-ranko, Claudio Saa, and James Moore of the Herndon, Virginia, Police Department traveled to Los Angeles to continue their investigation into the May 16 shootings. On that day, the detectives interviewed Alfaro in a holding facility in Los Angeles. Prior to commencement of the interview, Alfaro was given his
Miranda
rights in English and Spanish, which he waived, and then agreed to be interviewed.
In the course of being interviewed by Detective Duranko, Alfaro acknowledged that he had been in the area where the shootings occurred on May 16, and also provided information about Reyes’ whereabouts on that day. Detective Duranko took notes while Alfaro was speaking, and then repeated to Alfaro what he understood Alfaro had said. Detective Duranko then asked Alfaro to initial next to each statement Detective Duranko had read aloud if Alfaro agreed the statement accurately reflected what Alfaro had said. Alfaro complied, initialing next to each statement to indicate his agreement.
Alfaro’s June 21 statement, which is reproduced in full below,
focuses on Alfaro’s activities on the day of the shooting and includes three references to Reyes. In
essence, Alfaro stated that he and Reyes, seeking food, went to a friend’s house near the location of the shooting. According to Alfaro, his friend drank a beer but refused to give him one. Alfaro also stated that he left the friend’s place for home, but did not know when Reyes left. Alfaro further noted that he saw the victims walking down the street near the friend’s home, but stated that “he did not shoot them.”
On July 2, 2004, at the Los Angeles Airport, Detective Duranko assumed custody of Alfaro from the United States Marshals for the purpose of returning Al-faro to Virginia. While waiting for their flight, Detective Duranko told Alfaro that Reyes was talking and blaming Alfaro for the shootings, which was not true, and that Detective Duranko wanted to hear Alfaro’s side of the story. Alfaro refused to say anything at that time, but stated he would consider telling Detective Duranko what happened once they returned to Virginia.
After arriving in Virginia, Alfaro was escorted to an interview room at the Hern-don Police Department, where he was provided food and drink and again given his
Miranda
rights. After again knowingly and voluntarily waiving his rights, Detective Duranko reinterviewed Alfaro.
During this interview, Alfaro gave a detailed summary of the events of May 16. Alfaro’s July 2 statement, reproduced in full below,
refers to Reyes fifteen times,
and details Alfaro and Reyes’ activities prior to the shootings. Most importantly here, this statement also describes the shootings themselves. In this regard, Al-faro stated that he and Reyes confronted the victims, and that after Reyes confirmed that the male was a member of a rival gang, Reyes shot both victims.
Although Alfaro’s motion to suppress the statements at issue was denied, left open was the question whether Alfaro’s statements could be effectively redacted,
or whether either severance or exclusion were required instead. This Memorandum Opinion addresses that issue.
II.
The general rule, especially in conspiracy cases, is that defendants indicted together, as here, should be tried together.
See United States v. Najjar,
300 F.3d 466, 473 (4th Cir.2002) (stating that the Supreme Court has indicated that “there is a preference in the federal system for joint trials of defendants who are indicted together”) (citing
Zafiro v. United States,
506 U.S. 534, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993)). Yet, there may be circumstances in which trying co-conspirators together results in prejudice to a defendant, and in such circumstances, Rule 14, Fed.R.Crim.P., empowers trial courts to order severance.
See
Rule 14, Fed. R.Crim.P. (“If the joinder of offenses or defendants in ... a consolidation for trial appears to prejudice a defendant or the government, the court may order separate trials of counts, sever the defendants’ trials, or provide any other relief that justice requires.”). And in this regard, settled authority makes clear that severance motions are “committed in the first instance to the sound discretion of the trial court.”
See Person v. Miller,
854 F.2d 656, 665 (4th Cir.1988).
Severance is required where the statement of one non-testifying defendant to be admitted at trial directly inculpates a co-defendant.
See Bruton v. United States,
391 U.S. 123, 137, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968). This is so, as
Bruton
and its progeny make clear, because admitting such a statement violates the co-defendant’s Sixth Amendment right to confront and cross examine the non-testifying declarant. Nor can this constitutional in
fringement be cured by a limiting instruction that the statement should not be used to determine the guilt or innocence of the co-defendant.
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MEMORANDUM OPINION
ELLIS, District Judge.
In this multi-count indictment against two defendants alleging,
inter alia,
(i) conspiracy to commit murder in aid of racketeering, (ii) murder in aid of racketeering, (Hi) attempted murder in aid of racketeering, and (iv) use of a firearm during crimes of violence, the government seeks admission of two redacted statements of one defendant, Osmin Heriberto Alfaro-Fuentes (“Alfaro”), at the joint trial of Alfaro and his co-defendant, Alirio Reyes (a.k.a.“Seco”). The statements, redacted to substitute the neutral pronoun “individual” for Reyes’ name, implicate Alfaro and an unnamed “individual” in a shooting that took place in Herndon, Virginia, on May 16, 2004. Reyes argues that because the statements, even in redacted form, remain facially incriminatory with respect to him, the Sixth Amendment requires (i) severance of Reyes’ and Alfaro’s trials; (ii) further redaction of Alfaro’s statements to remove any reference to a person other than Alfaro; or (iii) exclusion of Alfaro’s
statement altogether. At issue, therefore, is whether Alfaro’s statements to authorities that inculpate both him and Reyes can be appropriately redacted so as not to infringe Reyes’ rights under the Confrontation Clause of the Sixth Amendment.
I.
On May 16, 2004, a male and female juvenile were shot in Herndon, Virginia. The male was killed and the female was severely wounded. Arrest warrants were issued for defendants in connection with the shootings, but they had fled the jurisdiction. A month later, Alfaro and Reyes were arrested in a motel room in Los Angeles, California, where they were registered under fictitious names.
On June 21, 2004, Detectives Lee Du-ranko, Claudio Saa, and James Moore of the Herndon, Virginia, Police Department traveled to Los Angeles to continue their investigation into the May 16 shootings. On that day, the detectives interviewed Alfaro in a holding facility in Los Angeles. Prior to commencement of the interview, Alfaro was given his
Miranda
rights in English and Spanish, which he waived, and then agreed to be interviewed.
In the course of being interviewed by Detective Duranko, Alfaro acknowledged that he had been in the area where the shootings occurred on May 16, and also provided information about Reyes’ whereabouts on that day. Detective Duranko took notes while Alfaro was speaking, and then repeated to Alfaro what he understood Alfaro had said. Detective Duranko then asked Alfaro to initial next to each statement Detective Duranko had read aloud if Alfaro agreed the statement accurately reflected what Alfaro had said. Alfaro complied, initialing next to each statement to indicate his agreement.
Alfaro’s June 21 statement, which is reproduced in full below,
focuses on Alfaro’s activities on the day of the shooting and includes three references to Reyes. In
essence, Alfaro stated that he and Reyes, seeking food, went to a friend’s house near the location of the shooting. According to Alfaro, his friend drank a beer but refused to give him one. Alfaro also stated that he left the friend’s place for home, but did not know when Reyes left. Alfaro further noted that he saw the victims walking down the street near the friend’s home, but stated that “he did not shoot them.”
On July 2, 2004, at the Los Angeles Airport, Detective Duranko assumed custody of Alfaro from the United States Marshals for the purpose of returning Al-faro to Virginia. While waiting for their flight, Detective Duranko told Alfaro that Reyes was talking and blaming Alfaro for the shootings, which was not true, and that Detective Duranko wanted to hear Alfaro’s side of the story. Alfaro refused to say anything at that time, but stated he would consider telling Detective Duranko what happened once they returned to Virginia.
After arriving in Virginia, Alfaro was escorted to an interview room at the Hern-don Police Department, where he was provided food and drink and again given his
Miranda
rights. After again knowingly and voluntarily waiving his rights, Detective Duranko reinterviewed Alfaro.
During this interview, Alfaro gave a detailed summary of the events of May 16. Alfaro’s July 2 statement, reproduced in full below,
refers to Reyes fifteen times,
and details Alfaro and Reyes’ activities prior to the shootings. Most importantly here, this statement also describes the shootings themselves. In this regard, Al-faro stated that he and Reyes confronted the victims, and that after Reyes confirmed that the male was a member of a rival gang, Reyes shot both victims.
Although Alfaro’s motion to suppress the statements at issue was denied, left open was the question whether Alfaro’s statements could be effectively redacted,
or whether either severance or exclusion were required instead. This Memorandum Opinion addresses that issue.
II.
The general rule, especially in conspiracy cases, is that defendants indicted together, as here, should be tried together.
See United States v. Najjar,
300 F.3d 466, 473 (4th Cir.2002) (stating that the Supreme Court has indicated that “there is a preference in the federal system for joint trials of defendants who are indicted together”) (citing
Zafiro v. United States,
506 U.S. 534, 113 S.Ct. 933, 122 L.Ed.2d 317 (1993)). Yet, there may be circumstances in which trying co-conspirators together results in prejudice to a defendant, and in such circumstances, Rule 14, Fed.R.Crim.P., empowers trial courts to order severance.
See
Rule 14, Fed. R.Crim.P. (“If the joinder of offenses or defendants in ... a consolidation for trial appears to prejudice a defendant or the government, the court may order separate trials of counts, sever the defendants’ trials, or provide any other relief that justice requires.”). And in this regard, settled authority makes clear that severance motions are “committed in the first instance to the sound discretion of the trial court.”
See Person v. Miller,
854 F.2d 656, 665 (4th Cir.1988).
Severance is required where the statement of one non-testifying defendant to be admitted at trial directly inculpates a co-defendant.
See Bruton v. United States,
391 U.S. 123, 137, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968). This is so, as
Bruton
and its progeny make clear, because admitting such a statement violates the co-defendant’s Sixth Amendment right to confront and cross examine the non-testifying declarant. Nor can this constitutional in
fringement be cured by a limiting instruction that the statement should not be used to determine the guilt or innocence of the co-defendant.
While
Bruton
made clear that “facially incriminatory” statements must be excluded, it left open whether and what kind of redactions of a statement might avoid a Sixth Amendment violation. Thus, the Supreme Court revisited
Bruton
on two later occasions to determine the scope of the rule announced in that case with regard to redactions. In
Richardson v. Marsh,
481 U.S. 200, 107 S.Ct. 1702, 95 L.Ed.2d 176 (1987), the Supreme Court held that the admission of a defendant’s confession, accompanied by a limiting instruction, does not violate a co-defendant’s confrontation right if “the confession is redacted to eliminate not only the defendant’s name, but any reference to his or her existence.”
Id.
at 211, 107 S.Ct. 1702. And this is so even when other evidence properly admitted at trial otherwise links the co-defendant to the statement.
See id.
at 208-211, 107 S.Ct. 1702. In other words, under
Richardson,
a defendant’s statement redacted to eliminate the co-defendant’s name and any reference to his or her existence does not run afoul of
Bruton
even if there is other evidence in the case linking the co-defendant to the statement.
Notably,
Richardson
raised, but did not resolve, another question left open in
Bru-ton,
namely whether a statement redacted such that the co-defendant’s name is replaced with a neutral pronoun, such as “person,” “individual,” or “associate,” may be admitted under
Bruton. See Richardson,
481 U.S. at 208-09, 107 S.Ct. 1702;
Bruton,
391 U.S. at 134 n. 10, 88 S.Ct. 1620. One aspect of this question was addressed in
Gray v. Maryland.
There, the Supreme Court concluded that it is not enough to replace the co-defendant’s name “with an obvious blank, the word ‘delete,’ a symbol, or similarly notify the jury that a name has been deleted,” such that it is nonetheless “facially incriminatory” and “directly accusatory”; such a redacted statement still falls within the
Bruton
rule and is inadmissible.
Id.
at 193-95, 88 S.Ct. 1620.
Gray
did not, however, address whether redactions that replace the co-defendant’s name with a neutral pronoun, instead of a deletion or blank space, might, in some circumstances, be constitutionally permissible where other indepen
dent evidence might permit the jury to conclude that the co-defendant is the person referenced in the redacted statement.
While the circuits are split
on this question, current Fourth Circuit authority interpreting
Bruton, Richardson,
and
Gray
teaches that a defendant’s statements are admissible if the co-defendant’s name is redacted and replaced with a neutral pronoun or phrase such as “person” or “individual,” or even “friend,” “partner,” “associate,” or “client,” provided there is reasonable assurance that use of such a neutral phrase does not result in a statement that is “directly accusatory” or “facially incriminatory” in the same manner as an unredacted or unrevised statement.
Thus, the Fourth Circuit, like the majority of circuits, has explicitly extended the
Bru-ton
line of cases to permit admission of redacted statements that replace a co-defendant’s name with “a symbol or neutral pronoun” such that the statement is not facially incriminatory, “even though the
statement’s application to [the co-defendant] is linked up by other evidence properly admitted against the defendant.”
To be sure, it is also clear that there may be circumstances where no redaction can serve to obviate the Sixth Amendment violation; in these circumstances, the reference to the co-defendant’s name as well as his existence must be redacted. In yet other circumstances, no redaction or neutral pronoun substitution will suffice to eliminate a Sixth Amendment violation, in which event the statement must be excluded or a severance ordered. Thus, the question is whether, given these principles, Alfaro’s statements may be adequately and appropriately redacted by using neutral pronouns in lieu of references to Reyes such that they are properly admissible at defendants’ joint trial without violating Reyes’ Sixth Amendment right of confrontation.
The answer is clear: Both of Alfaro’s statements can be appropriately and effectively redacted to eliminate any reference that is facially inculpatory with respect to Reyes. When Alfaro’s June 21 statement is redacted
to substitute the neutral pronoun “individual” in place of references to Reyes, it clearly incriminates, at most, only Alfaro. There is simply nothing in the redacted statement that incriminates the other “individual,” let alone indicates that the unnamed individual is Reyes. Accordingly, Alfaro’s June 21 statement, redacted in this way, does not offend Reyes’ Sixth Amendment rights.
See, e.g., United States v. Akinkoye,
185 F.3d 192, 198 (4th Cir.1999) (“Given the neutral phrases used in the statements [“another person,” “another individual,” or “a guy in New York”] the defendants were not prejudiced in any way.”);
United States v. Vogt,
910 F.2d 1184, 1191-92 (4th Cir.1990) (upholding admission of redacted statement that replaced defendant’s name with the neutral pronoun, “client”);
United States v. Smallwood,
307 F.Supp.2d 784, 789 (E.D.Va.2004) (upholding redacted statements that used neutral pronoun instead of defendant’s name).
The same result obtains with respect to Alfaro’s July 2 statement. As redacted,
that statement is not facially incriminatory with respect to Reyes for at least two reasons. First, the neutral pronoun “individual” does not in any way suggest that Reyes was the unnamed shooter mentioned in Alfaro’s July 2 statement.
To be sure, the government may offer other independent evidence that may lead the jury to conclude that the unnamed “individual” is in fact Reyes, but that does not render the statement inadmissible; the Supreme Court has explicitly stated that this possibility does not render an otherwise properly redacted statement constitutionally inadmissible.
See Richardson,
481 U.S. at 208-211, 107 S.Ct. 1702;
see also United States v. Vogt,
910 F.2d 1184,
1191-92 (4th Cir.1990) (admitting redacted statement although the “incriminating import [of the redaction] was certainly infera-ble from other evidence that earlier had been admitted properly against him”).
Equally important, Alfaro’s July 2 statement indicates that the shootings took place after Alfaro visited with Negro and Negro’s girlfriend, Melissa. Thus, the statement that Alfaro “and ‘another individual’ left Negro’s residence when they saw the [victims]” is ambiguous with respect to the identity of the person who left with Alfaro. Even if a juror assumed that Reyes was the person with Alfaro prior to their arrival at Negro’s, there is no reason to believe they would assume that Reyes necessarily was the person who left with Alfaro. Two other “individuals” who were there other than Reyes-Negro and his girlfriend-are also candidates to be the “individual” who left with Alfaro.
For these reasons, Alfaro’s July 2 statement, redacted in this way, does not implicate Reyes “on its face.”
United States v. Locklear,
24 F.3d 641, 646 (4th Cir.1994).
Reyes argues that the redactions highlight, rather than obscure, that Reyes is the unnamed “individual,” and that no neutral pronoun can remove the incriminatory taint of Alfaro’s statement with respect to Reyes. Accordingly, Reyes argues, the redactions must be altered to eliminate any reference to the existence of another person.
Gray,
523 U.S. at 191, 118 S.Ct. 1151 (“The Confrontation Clause is not violated by the admission of a nontestify-ing codefendant’s confession with a proper limiting instruction when, as here, the confession is redacted to eliminate not only the defendant’s name, but any reference to his or her existence”).
This argument is unpersuasive. First, as noted, the redacted statement, fairly construed, does not, on its face, incriminate Reyes. Moreover, removing any reference to another individual would severely distort the meaning of Alfaro’s statements. In their current form, Alfa-ro’s statements make clear that Alfaro was present at the shootings, but that he was not the shooter. By eliminating any reference to any other person, the redaction urged by Reyes would necessarily imply that Alfaro alone confronted the victims immediately prior to the shootings. Put differently, Reyes’ proffered version of Alfaro’s statement would identify Alfaro-not another “indmdual”-as the shooter. It is hard to imagine a redaction less consistent with Alfaro’s actual statements. Accordingly, Reyes’ proposed redaction would impermissibly prejudice Alfaro by selectively editing Alfaro’s statements in a manner that invites the inference that Alfaro was the shooter.
See Howard v. Moore,
131 F.3d 399, 418 (4th Cir.1997) (upholding district court’s decision to exclude redacted statements because exclusion did not materially alter the meaning of the confessions);
see also
Rule 106, Fed.R.Evid. (“When a writing or recorded statement or part thereof is introduced by a party, an adverse party may require the introduction at that time of any other part or any
other writing or recorded statement which ought in fairness to be considered contemporaneously with it.”)
Reyes argues alternatively that, barring severance of defendants’ trials, the redac-tions at issue must be excluded altogether because they are essentially identical to the redacted statement invalidated by the Supreme Court in
Gray. See Gray,
523 U.S. at 193, 118 S.Ct. 1151. Specifically, Reyes maintains that, within the context of this case, the substitution of
any
neutral pronoun for Reyes’ name to redact the statements in question is no different from inserting a blank space in place of Reyes’ name, because a juror wondering about the identity of the unnamed “individual” “need only lift his eyes to [Reyes], sitting at counsel table, to find what will seem the obvious answer.”
Id.
In cases materially identical to this one, however, the Fourth Circuit has rejected this argument.
See, e.g., United States v. Smith,
43 Fed.Appx. 529, 533, 2002 WL 482561 (4th Cir.2002) (unpublished opinion) (stating that substituting a co-defendant’s name with “friend” does not violate
Bruton); United States v. Holmes,
30 Fed.Appx. 302, 307-08 (4th Cir.2002) (unpublished opinion) (finding that testimony regarding defendant’s statement which referred to a co-defendant as “partner” did not violate
Bru-ton
).
Both
Smith
and
Holmes
involved joint trials of two co-defendants where the statement of a confessing co-defendant was redacted using the terms “friend” and “partner,” respectively. Reyes correctly argues that the appropriateness of a redaction cannot be determined in the abstract; whether a redaction sufficiently safeguards a defendant’s right to confrontation necessarily depends on the facts of each case. Reyes, however, points to no material factual difference between the redacted statements upheld in
Smith
and
Holmes
and the redacted statements at issue here. Accordingly, Alfaro’s June 21 and July 2 statements, redacted appropriately and accompanied by a limiting instruction, do not infringe Reyes’ Sixth Amendment right to confrontation.
An appropriate Order has issued.