United States v. Rex

3 M.J. 604, 1977 CMR LEXIS 831
CourtU.S. Navy-Marine Corps Court of Military Review
DecidedMarch 30, 1977
DocketNCM 76 2161
StatusPublished

This text of 3 M.J. 604 (United States v. Rex) is published on Counsel Stack Legal Research, covering U.S. Navy-Marine Corps Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rex, 3 M.J. 604, 1977 CMR LEXIS 831 (usnmcmilrev 1977).

Opinion

MURRAY, Senior Judge:

On appeal from his conviction, at a second trial, of a charge of conspiracy to obstruct justice, in violation of Article 81, Uniform Code of Military Justice, 10 U.S.C. § 881, the appellant raises an issue of double jeopardy — more precisely known as former jeopardy in military law — based upon an abuse of discretion by the trial judge at appellant’s first trial which ended through a sua sponte declaration of mistrial.

At the second trial, appellant’s defense counsel, both military and civilian, made a number of motions prior to the entry of appellant’s guilty plea to Charge I (the conspiracy) and not guilty to the remaining charges pursuant to a pretrial agreement. One of the motions was for a dismissal of all charges on the ground that the trial judge at the earlier court-martial, as noted, had abused his discretion in declaring the mistrial. The motion was later amended to a motion to dismiss on former jeopardy grounds. In support thereof, appellant introduced the verbatim record of the earlier proceedings and the court recessed to allow the new judge an opportunity to read that exhibit. After a continuance, the new judge denied the motion.

The record of the earlier proceeding indicates that appellant was arraigned and pleaded not guilty to the same marijuana possession and larceny charges which were also referred to the second trial. The government’s case had been presented and the trial counsel had rested. The defense then called a Private First Class Tagg, whose testimony basically implicated an in[606]*606dividual named Stouffer in the larceny and marijuana specifications. Then defense counsel called the trial counsel as his next witness. The trial counsel inquired into the nature of this unusual procedure without asking for an Article 39(a) session out of the hearing of the members. The original trial judge compounded this error by also insisting, in front of the members, to know why the defense wanted to call the trial counsel as a witness. It should have been obvious to both the prosecutor and the trial judge that such procedure was ill-advised, but since he was directed to clarify the “nature of” the request — in the presence of the members — defense counsel replied:

DC: He [the trial counsel] has apparently been in telephonic communication with STOUFFER, and we believe that STOUFFER has made admissions to Captain CASSIDY [the TC] regarding this, we would like to have Captain CASSIDY testify.

The judge considered that such testimony would be hearsay and, therefore, inadmissible. The defense counsel argued that trial counsel’s testimony might be an exception to the hearsay rule and, stated that the exception was “that it is an admission against him [Stouffer], as he has admitted to a crime.” Finally realizing the potentially prejudicial effect to the government that defense counsel’s answers might be making on the members, the military judge called an Article 39(a) session out of the hearing of the members. During this session, the trial counsel related the circumstances surrounding a telephone call he had received. Trial counsel made it clear that defense counsel was on the line at the same time; that trial counsel had no way of identifying the caller as either Stouffer, the appellant, or some other third party; that the caller initially admitted that the marijuana was his but then denied it; and that the defense counsel had not requested that Stouffer be subpoenaed as a witness because he “knew” Stouffer would deny culpability on the witness stand.1 The following colloquy then ensued:

TC: . . However, I feel it is prejudicial to bring it up in front of the members, making it look like the government was trying to hide some material evidence, defense counsel knowing that he didn’t even want to talk with me, even though STOUFFER would not admit to taking the stuff.
MJ: Well, gentlemen, especially Lieutenant BAER, you have indicated, in the presence of the members, material which has not been proven in any way before this court. There had been nothing more than pure bald assertion this might transpire. The members of the court have heard this. The question at this time is whether or not that statement has so tainted these proceedings that we need to continue. I personally would like an opportunity to do some research on this, and I suggest that each of you do the same before this court returns.

When the Article 39(a) session reconvened, the trial counsel requested that the judge explain to the members the background of the question. The judge then tried to get the government and defense to agree on a stipulation of fact, but this attempt was unsuccessful. The possibility of an instruction to the members was then discussed.

The defense suggested that the military judge “re-advise” the members that anything said by either counsel was not evidence and that they should disregard his statement. The trial counsel objected:

[607]*607MJ: Now, Captain CASSIDY, do you think that would be sufficient to erase from the minds of the members this statement?
TC: No, Your Honor, we do not. We believe that defense counsel, that his statement seems to show — put a bad light on the government, seems to be saying that this man STOUFFER gave him information, STOUFFER is unable to or will not come forward, the government is not prepared to give this information to them, and we feel, if we are going to continue this court-martial, with these particular members, it is going to be necessary to explain to them exactly the background, why this statement was made by defense, knowing full well that STOUFFER would not be a witness for the defendant. We request that the members be given a full account of the background of STOUFFER-this conversation, from Lieutenant BAER’s statement.
DC: We would just like to reiterate that we feel this problem can be overcome by an instruction by the military judge on this.
MJ: Very well. I will instruct the members of the court concerning their need to disregard any statement made by Lieutenant BAER, and also instruct them upon inferences from that statement, regarding possible misconduct or bad faith on the part of the government. Is that sufficient, Captain CASSIDY?
TC: I don’t believe so, Your Honor. I feel that they have been given the impression — the members have now been outside the courtroom for approximately 45 minutes, and I think unless they heard in this courtroom the government knows what STOUFFER has to say and the government has not produced him, and defense counsel may still be looking for him, we believe that if the military judge just says disregard defense counsel — that will not clear the impression the government knows something they are not telling the members of the court, we feel that their minds have been set, that they are looking forward to what STOUFFER has to say, and we feel at this time to say “Just forget about it,” will not clearly wipe it out of their minds. We feel that this should be brought out and explained to them fully.

At no time did either the prosecution or defense ask for a mistrial or seek anything except clarifying instructions to the members.

In this frame of reference the members were again summoned, and the judge instructed them as follows:

MJ: ....

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Bluebook (online)
3 M.J. 604, 1977 CMR LEXIS 831, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rex-usnmcmilrev-1977.