United States v. Restrepo

936 F.2d 661
CourtCourt of Appeals for the Second Circuit
DecidedJune 12, 1991
DocketNos. 20-22, 148, 149 and 386; Dockets 89-1596, 89-1637, 89-1667, 90-1046, 90-1150 and 90-1178
StatusPublished
Cited by32 cases

This text of 936 F.2d 661 (United States v. Restrepo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Restrepo, 936 F.2d 661 (2d Cir. 1991).

Opinion

MAHONEY, Circuit Judge:

On January 4, 1989, officers of the New York Drug Enforcement Task Force made ten arrests in connection with a seizure of approximately $18,300,000 in cash narcotics proceeds, firearms, financial and narcotics records, and other items from four different locations in Queens and Nassau counties, New York. Six of the arrestees — Alexander Lara, Aguilera Martinez, Carlos Andrade, Omar Ospina, Ana Ruiz, and Jose Rivera — pled guilty to a money laundering charge, see 18 U.S.C. § 1956(a)(1)(A)® (1988), and Rivera pled guilty to several additional charges. They were thereafter sentenced by the United States District Court for the Eastern District of New York, Charles P. Sifton, Judge, principally to varying terms of imprisonment.

The government appeals from all the sentences, challenging the district court’s imposition of terms of imprisonment below those specified by the Sentencing Guidelines. The grounds for these downward departures included: (1) the minimal roles of Lara, Martinez, and Andrade; (2) the view that obstruction of justice by Ruiz and Rivera was offset by their incarceration for civil contempt; (3) the finding that Ruiz’ involvement was due in part to the influence of her paramour, defendant Carlos Restrepo; and (4) the belief that Ospina’s sentence would otherwise be disproportionate to the sentences imposed upon certain of his codefendants.

Ruiz cross-appeals, contending that the district court failed adequately to consider both her presentence report and a memorandum submitted on her behalf by the National Center on Institutions and Alternatives (“NCIA”), a private organization that proposes sentencing alternatives, resulting in a due process violation. Rivera also cross-appeals, but argues on appeal only that the district court improperly sentenced him.

We affirm the sentences of Lara, Martinez, and Andrade. We vacate the sen[664]*664tences of Ospina, Ruiz, and Rivera, and remand for resentencing.

Background

A. The Offense Conduct.

In December 1988, agents of the New York Drug Enforcement Task Force began surveillance of the Zoom Furniture and Appliance Warehouse in Queens, New York. The agents determined that no legitimate business was being conducted at the warehouse, and seized duct tape containing cocaine residue from its trash. As observation continued, agents followed a vehicle that had previously been observed at the warehouse to a residence at Olcott Street in Queens, where the driver twice left the house carrying a beeper to place calls from a nearby public telephone. Later in the month, agents observed a U-Haul truck arrive at the warehouse, followed by a red Taurus automobile. As the truck exited through the garage door of the warehouse, agents spotted a GMC truck parked inside.

On January 4, 1989, agents who were surveilling the Olcott Street residence followed a vehicle from there to a house in Great Neck, New York. Later that day, Restrepo and Ruiz were observed arriving at the Great Neck residence in the previously identified red 'Taurus. They left the house two hours later, and followed a heavily laden Astro van driven by Ospina to a warehouse in Maspeth, Queens. Along the way, Restrepo drove the Taurus in a manner indicative of countersurveil-lance, frequently changing lanes as he and Ruiz examined the occupants of nearby vehicles.

The Astro van entered the Maspeth warehouse, while Restrepo and Ruiz went into a diner across the street and stationed themselves at a table with a view of the warehouse. After consulting twice with a man who came from the warehouse to the diner, Restrepo and Ruiz drove the Taurus directly to, and shone its lights upon, a nearby police surveillance vehicle. As that vehicle drove away, the Taurus followed it out of the neighborhood.

While this pursuit was occurring, the warehouse door opened and the agents entered the warehouse. Inside, they saw An-drade and Lara run to the rear of the building, discovered Martinez hiding in the back seat of a car, and found Ospina in the driver’s seat of the previously sighted GMC truck. Further, the agents came upon bundles of cash in a compartment beneath two loose floorboards of the truck. Upon their return to the warehouse in the Taurus, Restrepo and Ruiz were also apprehended.

A search warrant was then obtained for the two Queens warehouses, as well as the Olcott Street and Great Neck residences. At the Maspeth warehouse, agents seized $18.3 million in cash from the GMC truck, semiautomatic weapons, and approximately thirty-five boxes of handwritten notes reflecting amounts of money and denominations. They found at the Great Neck home approximately $630,000 in cash, money counting machines and wrappers, a machine gun, and financial records that depicted the laundering of over $43 million during the prior three months. Additionally, Rivera was arrested at the home after admitting that he lived there. The agents discovered $5,000 in cash and a pistol at the Olcott Street residence, and narcotics records at the Zoom warehouse. Finally, traces of cocaine were found in hidden compartments of the GMC truck and the Astro van in the Maspeth warehouse.

B. The Guilty Pleas.

In satisfaction of a four count indictment, Lara, Martinez, Andrade, Ospina, and Ruiz pled guilty to a count that charged the conduct of a financial transaction involving the proceeds of narcotics distribution with the intent to promote that unlawful activity in violation of 18 U.S.C. § 1956(a)(l)(A)(i) (1988). The government agreed that: (1) each defendant was entitled to a two-level reduction under the Sentencing Guidelines for acceptance of responsibility; (2) the amount of money involved in the charged financial transaction was $18.3 million; (3) Lara, Martinez, An-drade, and Ruiz were entitled to a four-level reduction for their minimal roles in the offense; and (4) no obstruction of justice or criminal contempt charges would be brought against Ruiz for her refusal to [665]*665provide handwriting exemplars. Subsequently, after commencement of his trial with three codefendants, Rivera pled guilty to the four counts with which he was charged.1

At the time of their pleas, all six defendants-appellees admitted that they understood the seized cash to be narcotics proceeds. In addition, Andrade and Martinez confessed their role in packing and loading the money, and Lara said he “was at the door looking out and waiting to help load up the money.” Ospina stated that he brought the GMC truck to the warehouse and helped load it, and Ruiz that she acted as a lookout from the diner. Finally, Rivera admitted counting the cash, recording amounts, and agreeing to disguise its source and facilitate its exportation.

C. The Sentences.

A presentence report (“PSR”) was prepared for each defendant. The guideline calculations in the PSRs for Lara, Andrade, and Martinez were essentially identical. The base offense level for the money laundering charge was 23, see U.S.S.G. § 2S1.1(a)(1), to which three levels were added for knowledge that the funds were narcotics proceeds, see id. § 2S1.1(b)(1), and nine levels for the stipulated amount of funds involved, see id. § 2Sl.l(b)(2)(J).

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Bluebook (online)
936 F.2d 661, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-restrepo-ca2-1991.