United States v. Reginald Dodd

225 F.3d 340, 2000 U.S. App. LEXIS 21423
CourtCourt of Appeals for the Third Circuit
DecidedAugust 24, 2000
Docket19-2961
StatusPublished
Cited by85 cases

This text of 225 F.3d 340 (United States v. Reginald Dodd) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Reginald Dodd, 225 F.3d 340, 2000 U.S. App. LEXIS 21423 (3d Cir. 2000).

Opinion

OPINION OF THE COURT

RENDELL, Circuit Judge.

The sole issue presented in this appeal is the difficult question of who must bear the burden of persuasion when a criminal defendant raises a justification defense to the federal charge of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1) (1994). We specifically reserved this question in United States v. Paolello, 951 F.2d 537 (3d Cir.1991), in which we defined the elements of the justification defense to § 922(g)(1). See Paolello, 951 F.2d at 544. We now conclude that, in a case such as this one, given the nature of the justification defense and of the crime charged, the defendant must prove the elements of this affirmative defense by a preponderance of the evidence. We will therefore affirm the District Court’s order of conviction and sentence.

I. Facts and Procedural History

Reginald Dodd was convicted by a jury in the United States District Court for the Eastern District of Pennsylvania of one count of being a felon in possession of a firearm. During the trial, Dodd stipulated to his status as a convicted felon and did not dispute that he had possessed a firearm for a short period of time on December 3, 1996. The only question at trial was whether Dodd was justified in possessing the gun for the purpose of preventing harm to others. The justification defense in our court has four elements: (1) that the defendant or someone else was under unlawful and present threat of death or serious bodily injury; (2) that the defendant did not recklessly place himself in a situation where he would be forced to engage in criminal conduct; (3) that the defendant had no reasonable legal alternative that would avoid both the criminal conduct and the threatened death or injury; and (4) that there was a direct causal relationship between the criminal act and the avoidance of the threatened harm. See Paolello, 951 F.2d at 540-41.

Dodd and two other eyewitnesses, his neighbors Hazel Flood and Cynthia Reed, testified in Dodd’s defense. Dodd and Flood testified that they had spotted a gun lying in the street, and that Dodd had picked it up in order to keep it out of the hands of a group of young children who were coming down the street. Dodd testified that he took the gun in order to prevent the children from hurting themselves. After Dodd picked up the gun, he put it in his pocket and walked back toward his nearby home; Dodd testified that his “intention[ ] was to pick this gun up and take it to the house and call the police and report it.” A. at 157. Before Dodd could reach his house, two plainclothes police officers,' who were responding to a radio call, 1 , stopped and frisked him, finding the .25 caliber automatic pistol.

At trial, much of the testimony concerned the issue underlying the third element of the justification defense: whether Dodd had a reasonable legal alternative to picking up the gun. Flood, who discovered the gun initially, testified that she was unwilling to pick up the gun herself. Dodd and Flood both testified that they saw no alternative to Dodd’s picking up the gun in order to prevent the approaching children from getting their hands on it. The government, whose witnesses included the arresting Philadelphia police officers, Todd Lewis and Kevin Lewis, argued that Dodd could have pursued other courses of action, such as asking Flood or Reed to call the police while Dodd stood over the gun to *343 prevent the children from taking it, covering the gun to hide it, or kicking the gun down the nearby sewer.

Diming the jury charge conference, defense counsel argued that the defendant should bear only the initial burden of production on the justification defense, while the government should bear the ultimate burden of persuasion. According to the defense’s theory, Dodd need only present some evidence to support each element of the defense; should he do so, the government would then bear the burden of disproving at least one element of the defense beyond a reasonable doubt. The government argued that where the justification defense did not negate one of the elements of the crime charged, the defendant should be required to prove each element of the defense by a preponderance of the evidence. The District Court concluded that the government had correctly described the placement of the burden of persuasion; the District Court relied principally on the reasoning of the United States Court of Appeals for the Ninth Circuit in United States v. Dominguez-Mestas. See United States v. Dominguez-Mestas, 929 F.2d 1379, 1380 (9th Cir.1991) (per curiam) (holding that the defendant bears the burden of proving a duress defense to a federal charge of unlawful importation of narcotics). The District Court, therefore, gave a jury charge that placed the burden of persuasion on the affirmative defense of justification on the defendant, by a preponderance of the evidence. The Court included an explicit description of the burden of persuasion:

[A]s to this defense the burden of proof is upon, not the Government, but upon the defendant to prove by a fair preponderance of the evidence, that is to say, to prove the defense, factually and legally, more likely than not, has been made out. Burden of proof by a preponderance of the evidence is more likely than not.

A. at 257. In her closing argument, government counsel specifically referred to “the defendant’s burden to show you there was nothing else that he could have done.” A. at 239.

During its deliberations, the jury clearly was grappling with the issues raised by the justification defense. On the first day of deliberations, the jury asked Judge Gawthrop: “Do we have to consider [Dodd’s] perception of legal alternatives?” A. at 266. The jury also requested a handwritten copy of Judge Gawthrop’s instructions on the justification defense. See A. at 271, 273-74. The jury returned a guilty verdict on the second day of deliberations.

At sentencing, the District Court granted an unopposed downward departure motion based on overrepresentation of criminal history, and imposed a sentence of 15 years’ imprisonment, the mandatory minimum sentence provided by the Armed Career Criminal Act, 18 U.S.C. § 924(e)(1). Dodd now appeals his conviction and sentence.

II. Jurisdiction and Standard of Review

The District Court had jurisdiction over this federal criminal case pursuant to 18 U.S.C. § 3231. We have appellate jurisdiction over the District Court’s final decision pursuant to 28 U.S.C. § 1291. We review de novo the District Court’s legal determination as to the appropriate placement of the burden of persuasion. See Walden v. Georgia-Pacific Corp.,

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Cite This Page — Counsel Stack

Bluebook (online)
225 F.3d 340, 2000 U.S. App. LEXIS 21423, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-reginald-dodd-ca3-2000.