F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUN 17 1998 TENTH CIRCUIT PATRICK FISHER Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. Case No. 97-4037 (D.C. 96-CR-143-C) ROBERT D. REED, (District of Utah)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before HENRY , Circuit Judge, HOLLOWAY , Senior Circuit Judge, and LUCERO , Circuit Judge.
Robert Reed pled guilty to one count of wire fraud and one count of
transportation of a stolen vehicle in interstate commerce after he sold a stolen
backhoe. The district court sentenced him to a 33-month term of imprisonment.
Mr. Reed appeals his sentence. We review for clear error the district court's
factual findings at sentencing, and we review de novo the court's interpretation of
the Sentencing Guidelines. United States v. Simpson , 94 F.3d 1373, 1380 (10th
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. Cir. 1996). Finding no error, we affirm.
At sentencing, the district court assessed twelve criminal history points,
which amounted to a criminal history category of V. Mr. Reed contests three of
the twelve criminal history points, arguing that he should have been placed in
criminal history category IV. The additional three points were added as a result
of the sentences imposed for prior convictions. The first prior conviction
involved issuing a worthless check. The second prior conviction was for theft of
a backhoe and failure to appear. Mr. Reed contests one criminal history point
from the worthless check offense, and he contests two criminal history points
from the failure to appear. We shall address each contention in turn.
A. Assessment of one criminal history point for bad check offense.
In March 1990, Mr. Reed was charged with issuing a worthless check in
Barton County, Kansas. According to a copy of a journal entry 1 certified by the
Kansas state district court, Mr. Reed pled guilty to this misdemeanor charge. The
journal entry, which the state district judge signed, indicates that the court
sentenced him to a 30-day term of imprisonment in the Barton County jail, and
the court ordered him to pay restitution. Mr. Reed claims, however, that he never
appeared in court and that he never intended to plead guilty to the charge.
The copy of the journal entry contained in the record is incomplete. 1
However, a complete copy of the journal entry is appended to Mr. Reed's Opening Brief.
2 Furthermore, neither he nor his attorney signed the journal entry. According to
him, he paid court costs and restitution through an attorney, and he understood
that the case was dismissed. Thus, he argues that the district court incorrectly
relied on the journal entry to assess an additional criminal history point.
The Simpson court faced a similar issue. In Simpson , 94 F.3d at 1373, the
defendant challenged the district court's use of a prior conviction to enhance his
sentence. He claimed that the conviction was the result of a guilty plea that he
had not entered voluntarily. Id. at 1381. The probation office, however,
submitted a certified docket sheet indicating that Mr. Simpson had pled nolo
contendere and that the court found him guilty. Id. On appeal, the defendant
claimed that the docket sheet was not sufficient evidence for the court to
conclude that the conviction was genuine. 2
The Simpson court began its analysis by noting that "[t]he government
must establish the fact of a prior conviction by a preponderance of the evidence."
Id. The court stated that "a certified docket sheet is adequate, absent some
contradictory evidence by the defendant , to establish the existence of a prior
conviction for this sentencing purpose." Id. (emphasis added). The government
argues that Mr. Reed's self-serving statement that he never pled guilty does not
2 The defendant argued this despite some evidence that he had conceded the fact of his prior conviction in the trial court. Simpson , 94 F.3d at 1381.
3 constitute sufficient "contradictory evidence by the defendant" within the
meaning of Simpson . Mr. Reed argues, on the other hand, that his statement,
along with the fact that he never signed the journal entry, is sufficient
contradictory evidence.
We need not define the precise scope of "some contradictory evidence"
within the meaning of Simpson . We do not think the district court erred in
balancing the evidence before it, nor did it err in finding that the government had
proved the fact of the prior conviction by a preponderance of the evidence. The
district court weighed the certified journal entry signed by a state district judge
against Mr. Reed's self-serving statement that he never pled guilty to the
misdemeanor. The court found that the journal entry was sufficient to establish
the fact of Mr. Reed's prior conviction. Rec. vol. II at 10. We cannot say that
the district court clearly erred in so finding. Moreover, "'with the exception of a
collateral attack based on the complete denial of counsel, a district court
sentencing a defendant under the career offender provisions of the Guidelines
cannot consider a collateral attack on a prior conviction.'" Simpson , 94 F.3d at
1381 (quoting United States v. Garcia , 42 F.3d 573, 581 (10th Cir. 1994)). Thus,
the district court did not err when it assessed one criminal history point for Mr.
Reed's bad check conviction.
B. Assessment of two criminal history points for failure to appear.
4 In August 1992, Mr. Reed was charged with theft of a backhoe. During
the course of the proceedings, he failed to appear for a hearing, and he was
subsequently charged with failure to appear. On November 2, 1993, a court
imposed a five-year sentence for the underlying crime and an additional one-year
sentence, to run consecutively, for the failure to appear.
In the case at bar, the district court assessed three criminal history points
for the theft sentence and an additional two points for the failure to appear
sentence. Mr. Reed argues that the court erred when it assessed the additional
two points for the failure to appear. According to him, since the theft and the
failure to appear were related, and since they were consolidated for sentencing
purposes, the district court should only have assessed a total of three criminal
history points for the theft and failure to appear combined.
According to U.S.S.G. § 4A1.2(a)(2), for purposes of computing criminal
history points, "[p]rior sentences imposed in unrelated cases are to be counted
separately." According to the commentary, "[p]rior sentences are not considered
related if they were for offenses that were separated by an intervening arrest." Id.
cmt. 3. The government, relying on United States v. Wilson , 41 F.3d 1403 (10th
Cir.
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F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS JUN 17 1998 TENTH CIRCUIT PATRICK FISHER Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. Case No. 97-4037 (D.C. 96-CR-143-C) ROBERT D. REED, (District of Utah)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before HENRY , Circuit Judge, HOLLOWAY , Senior Circuit Judge, and LUCERO , Circuit Judge.
Robert Reed pled guilty to one count of wire fraud and one count of
transportation of a stolen vehicle in interstate commerce after he sold a stolen
backhoe. The district court sentenced him to a 33-month term of imprisonment.
Mr. Reed appeals his sentence. We review for clear error the district court's
factual findings at sentencing, and we review de novo the court's interpretation of
the Sentencing Guidelines. United States v. Simpson , 94 F.3d 1373, 1380 (10th
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. Cir. 1996). Finding no error, we affirm.
At sentencing, the district court assessed twelve criminal history points,
which amounted to a criminal history category of V. Mr. Reed contests three of
the twelve criminal history points, arguing that he should have been placed in
criminal history category IV. The additional three points were added as a result
of the sentences imposed for prior convictions. The first prior conviction
involved issuing a worthless check. The second prior conviction was for theft of
a backhoe and failure to appear. Mr. Reed contests one criminal history point
from the worthless check offense, and he contests two criminal history points
from the failure to appear. We shall address each contention in turn.
A. Assessment of one criminal history point for bad check offense.
In March 1990, Mr. Reed was charged with issuing a worthless check in
Barton County, Kansas. According to a copy of a journal entry 1 certified by the
Kansas state district court, Mr. Reed pled guilty to this misdemeanor charge. The
journal entry, which the state district judge signed, indicates that the court
sentenced him to a 30-day term of imprisonment in the Barton County jail, and
the court ordered him to pay restitution. Mr. Reed claims, however, that he never
appeared in court and that he never intended to plead guilty to the charge.
The copy of the journal entry contained in the record is incomplete. 1
However, a complete copy of the journal entry is appended to Mr. Reed's Opening Brief.
2 Furthermore, neither he nor his attorney signed the journal entry. According to
him, he paid court costs and restitution through an attorney, and he understood
that the case was dismissed. Thus, he argues that the district court incorrectly
relied on the journal entry to assess an additional criminal history point.
The Simpson court faced a similar issue. In Simpson , 94 F.3d at 1373, the
defendant challenged the district court's use of a prior conviction to enhance his
sentence. He claimed that the conviction was the result of a guilty plea that he
had not entered voluntarily. Id. at 1381. The probation office, however,
submitted a certified docket sheet indicating that Mr. Simpson had pled nolo
contendere and that the court found him guilty. Id. On appeal, the defendant
claimed that the docket sheet was not sufficient evidence for the court to
conclude that the conviction was genuine. 2
The Simpson court began its analysis by noting that "[t]he government
must establish the fact of a prior conviction by a preponderance of the evidence."
Id. The court stated that "a certified docket sheet is adequate, absent some
contradictory evidence by the defendant , to establish the existence of a prior
conviction for this sentencing purpose." Id. (emphasis added). The government
argues that Mr. Reed's self-serving statement that he never pled guilty does not
2 The defendant argued this despite some evidence that he had conceded the fact of his prior conviction in the trial court. Simpson , 94 F.3d at 1381.
3 constitute sufficient "contradictory evidence by the defendant" within the
meaning of Simpson . Mr. Reed argues, on the other hand, that his statement,
along with the fact that he never signed the journal entry, is sufficient
contradictory evidence.
We need not define the precise scope of "some contradictory evidence"
within the meaning of Simpson . We do not think the district court erred in
balancing the evidence before it, nor did it err in finding that the government had
proved the fact of the prior conviction by a preponderance of the evidence. The
district court weighed the certified journal entry signed by a state district judge
against Mr. Reed's self-serving statement that he never pled guilty to the
misdemeanor. The court found that the journal entry was sufficient to establish
the fact of Mr. Reed's prior conviction. Rec. vol. II at 10. We cannot say that
the district court clearly erred in so finding. Moreover, "'with the exception of a
collateral attack based on the complete denial of counsel, a district court
sentencing a defendant under the career offender provisions of the Guidelines
cannot consider a collateral attack on a prior conviction.'" Simpson , 94 F.3d at
1381 (quoting United States v. Garcia , 42 F.3d 573, 581 (10th Cir. 1994)). Thus,
the district court did not err when it assessed one criminal history point for Mr.
Reed's bad check conviction.
B. Assessment of two criminal history points for failure to appear.
4 In August 1992, Mr. Reed was charged with theft of a backhoe. During
the course of the proceedings, he failed to appear for a hearing, and he was
subsequently charged with failure to appear. On November 2, 1993, a court
imposed a five-year sentence for the underlying crime and an additional one-year
sentence, to run consecutively, for the failure to appear.
In the case at bar, the district court assessed three criminal history points
for the theft sentence and an additional two points for the failure to appear
sentence. Mr. Reed argues that the court erred when it assessed the additional
two points for the failure to appear. According to him, since the theft and the
failure to appear were related, and since they were consolidated for sentencing
purposes, the district court should only have assessed a total of three criminal
history points for the theft and failure to appear combined.
According to U.S.S.G. § 4A1.2(a)(2), for purposes of computing criminal
history points, "[p]rior sentences imposed in unrelated cases are to be counted
separately." According to the commentary, "[p]rior sentences are not considered
related if they were for offenses that were separated by an intervening arrest." Id.
cmt. 3. The government, relying on United States v. Wilson , 41 F.3d 1403 (10th
Cir. 1994), argues that the sentences for theft and for failure to appear are
unrelated because they were separated by an intervening arrest. We agree that
Wilson controls the disposition of this portion of Mr. Reed's appeal.
5 In Wilson , the defendant, who was convicted of being a felon in possession
of a firearm, had formerly faced charges for three other crimes and, while the
charges were pending, had failed to appear for a scheduled court hearing. Id. at
1404. He was subsequently charged with bail jumping. Id. He received a five-
year suspended sentence for the underlying crimes and a one-year suspended
sentence for bail-jumping, to run concurrently. Id.
At Mr. Wilson's sentencing on the felon in possession of a firearm
conviction, the district court assessed one criminal history point for the three
underlying crimes and one criminal history point for bail-jumping. Id. Mr.
Wilson argued that he should only have received one criminal history point
instead of two because the sentences were "related" within the meaning of
U.S.S.G. § 4A1.2. On appeal, this court noted that the bail-jumping charge and
the other charges were separated by an intervening arrest. Relying on comment 3
to § 4A1.2, the court held that the bail-jumping sentence was properly counted
separately. Id. at 1405.
Likewise, in the case at bar, Mr. Reed was arrested for his failure to appear
after he had been charged with theft. Thus, according to § 4A1.2 cmt. 3 and
Wilson , the two sentences were unrelated because they were separated by an
intervening arrest. The district court, therefore, correctly treated the sentences
separately for the purpose of assessing criminal history points.
6 In sum, the district court properly assessed one criminal history point for
the worthless check sentence and an additional two criminal history points for the
failure to appear sentence. Therefore, we AFFIRM the judgment of the district
court.
Entered for the Court,
Robert H. Henry Circuit Judge