United States v. Raul Saldivar, Sr., Raul Saldivar, Jr.

710 F.2d 699, 1983 U.S. App. LEXIS 25571, 13 Fed. R. Serv. 803
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 25, 1983
Docket82-3012
StatusPublished
Cited by6 cases

This text of 710 F.2d 699 (United States v. Raul Saldivar, Sr., Raul Saldivar, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Raul Saldivar, Sr., Raul Saldivar, Jr., 710 F.2d 699, 1983 U.S. App. LEXIS 25571, 13 Fed. R. Serv. 803 (11th Cir. 1983).

Opinion

TUTTLE, Senior Circuit Judge:

This is an appeal from the conviction of a father and son following a joint trial in which the father was charged in four counts and the son in two counts of aiding and abetting others in transporting illegal aliens within the United States.

The appellants’ contentions fall into six categories:

I. Were these appellants properly joined for trial?
II. Was the testimony of two government witnesses barred by the principles of collateral estoppel?.
III. Did the district court commit plain error in excluding appellants’ proffered character testimony?
IV. Did the trial court err in its handling of the cross-examination of appellant Saldivar, Sr. and the closing arguments by government counsel?
V. Were the judgments of conviction adequately supported by the admissible evidence?
VI. Did the trial court commit reversible error in granting the government a three months continuance for the commencement of the trial?

PREAMBLE

These two appellants, father and son were jointly indicted with a number of others in a 20 count indictment, the first count of which alleged a conspiracy to commit all the other counts. The case went to trial in the district court in Arizona. At the conclusion of the introduction of evidence in that earlier trial, the court directed a verdict of acquittal on the conspiracy count because, as it stated, “The evidence is more susceptible of the interpretation that more than one conspiracy existed.” The United States dismissed a number of the counts, and the jury, while acquitting Saldivar, Jr. on several of the counts alleging that he had acted jointly with his father and acquitting Saldivar, Sr. on a number of counts in which he is alleged to have acted jointly with his son, was then unable to agree upon the guilt or innocence of the remaining party. The case was then transferred to the Southern District of Florida for the second trial.

Much of the complaint of the appellants in the court below, and now here, arises from the refusal of the trial court to rule out in advance of trial the offering by the government of any of the evidence introduced at the Phoenix trial which might tend to show an agreement between father and son to violate the statute and the refusal of the trial court to sever the four counts remaining alive against the father from the two counts remaining alive against the son.

I. Were these appellants properly joined for trial?

The Federal Rules of Criminal Procedure authorize the joinder for trial of separate counts against separate individuals alleged to have committed separate crimes, provid *702 ed the explicit requirements of the Rule are met. The Rule provides as follows:

Joinder of defendants. Two or more defendants may be charged in the same indictment or information if they are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses. Such defendants may be charged in one or more counts together or separately and all of the defendants need not be charged in each count.

Fed.R.Crim.P., Rule 8(b). The six counts of the indictment here alleged four successive acts in approximately a one year period by Saldivar, Sr. and two separate acts following immediately after and within a total of two years for the entire six by Saldivar, Jr. Each count charged in the following terms (except that the name of the third parties differed in each):

On or about November 1978 in the District of Arizona and elsewhere Frederico Villalon [and] Raul Saldivar, Sr. ... did aid and abet the transportation and movement by means of a motor vehicle from the District of Arizona to Bonita Springs, Florida, Angel Gonzales Hernandez an alien not duly admitted by an Immigration officer and not lawfully entitled to enter and reside within the United States in order to further the alien’s being in the United States illegally, and they then knew that the alien was in the United States in violation of the law and they then knew and had reasonable grounds to believe that the alien’s last entry in the United States occurred less than three years prior to November 1978.
In violation of Title 8, United States Code, Section 1824(a)(2) and Title 18, United States Code, Section 2. 1

The appellants correctly say that there is nothing on the face of these six counts of the indictment that connects them as having participated in the criminal conduct alleged. Appellant claims that the question whether the standards required by Rule 8 have been met must be tested from the face of the indictment itself and that the trial court erred in not severing the cases for trial. Each appellant urges that this was prejudicial to him because a jury which should be hearing only evidence against him also heard evidence against the other defendant charged in a separate count of the indictment.

While the indictment, standing alone, might not have clearly shown any connection between Senior and Junior except that of father and son, since it did not allege even a joint ownership of their Bonita Springs farm or their successive operations of their labor contract business, the law is clear in this Circuit that the correctness of the trial court’s ruling on a Rule 8 motion depends not only on what is literally contained within the four corners of the indictment but also on “the evidence adduced at trial.” United States v. Leach, 613 F.2d 1295, 1299 (5th Cir.1979). 2 See also, United States v. Butera, 677 F.2d 1376,1385 (11th Cir.1982) where this Court adopted the Leach standard:

The offenses charged in this indict- ■ ment, however, are related and the facts as alleged and proved show a substantial identity of facts and participants. The indictment itself reflects sales of increasing quantity. In its pretrial response to DeNoma’s motion for severance, the government stated that the facts at trial would show a single objective, that is, a large-scale narcotics transaction, and that each individual transaction was meant to lead up to the succeeding transaction. These allegations were indeed borne out by the facts developed at trial. See United States v. Leach, 613 F.2d 1295, 1299 (5th Cir.1980) (propriety of joinder determined from indictment, pretrial proceed *703 ings and record at trial) .... sis added.) (Empha-

677 F.2d at 1385.

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Bluebook (online)
710 F.2d 699, 1983 U.S. App. LEXIS 25571, 13 Fed. R. Serv. 803, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-raul-saldivar-sr-raul-saldivar-jr-ca11-1983.