United States v. Puerto Rico

227 F.R.D. 28, 2005 U.S. Dist. LEXIS 3519, 2005 WL 525624
CourtDistrict Court, D. Puerto Rico
DecidedFebruary 16, 2005
DocketCiv. No. 99-1435(JAG)
StatusPublished

This text of 227 F.R.D. 28 (United States v. Puerto Rico) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Puerto Rico, 227 F.R.D. 28, 2005 U.S. Dist. LEXIS 3519, 2005 WL 525624 (prd 2005).

Opinion

OPINION AND ORDER

GARCIA-GREGORY, District Judge.

On April 27, 1999, the United States of America (“United States”) filed this action against the Commonwealth of Puerto Rico (“Commonwealth”), its governor, and some of the governor’s cabinet members (collectively “the parties”), alleging violations of the civil rights of a group of persons with mental retardation and developmental disabilities living in residential facilities that provide care, services and treatment under a contract with the Commonwealth (Docket No. 1). This suit was the result of a United States’ investigation into six such residential facilities and pursuant to the Civil Rights of Institutionalized Persons Act of 1980, 42 U.S.C. §§ 1997-1997j. On May 4, 1999, the Court approved an Interim Settlement Agreement between the parties (Docket 2). On April 17, 2000, the parties submitted a Supplemental Interim Settlement Agreement (Docket No. 15). In September 2001, after a period of negotiation between the parties, the Commonwealth filed the parties’ Community-Based Service Plan (“CBSP”). On September 27, 2001, the United States filed a memorandum in support of the CBSP, and the Court entered the Plan as an Order on October 9, 2001 (Docket Nos. 99 and 105). On April 23, 2002, the parties filed with the Court a joint submission listing the participants covered by the CBSP (Docket No. 159). On March 29, 2004, Instituto Psicopedagogico (“Instituto”) filed for intervention and Fundación Modesto Gotay (“Fundación”) (collectively “Intervenors”) did the same on June 4, 2004 (Docket Nos. 342 and 362). For the reasons discussed below, the Court DENIES Fundación and Institute’s motions for intervention.

[30]*30FACTUAL BACKGROUND

Instituto and Fundación are private entities that provide housing, care, and treatment to patients with disabilities. Both institutions have contracts with the Department of Health of the Commonwealth of Puerto Rico (“Department of Health”) according to which they provide the aforementioned services. The CBSP list filed by the parties on April 23, 2002, named 41 of the Institute’s 60 patients and 29 of the Fundacion’s patients as CBSP participants. Sometime in late February, 2004, the Department of Health informed Intervenors the patients that were to be transferred to different community homes as selected by the Department of Health pursuant to the CBSP. Intervenors allege that they were not aware that these patients were on the CBSP list and were going to be transferred until the Department of Health informed them. Them claim is that the rights of the patients and their financial interests are jeopardized and, thus, they must intervene in the existing litigation in order to protect those rights.

DISCUSSION

A. Motion to Intervene Standard

Pursuant to Civil Procedure Rule 24, an outsider may request intervention in an action between third parties. This intervention, depending on the circumstances, may be of right or permissive.

Intervention of Right. Upon timely application anyone shall be permitted to intervene in an action: (1) when a statute of the United States confers an unconditional right to intervene; or (2) when the applicant claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant’s ability to protect that interest, unless the applicant’s interest is adequately represented by existing parties.

Fed.R.Civ.P. 24(a). Thus, except in the instances in which there is an unconditional statutory right to intervene, intervention of right shall be limited to the cases in which the disposition of the action impairs, as a practical matter, the intervenor’s interest and ability to protect it. See 7C Wright, Miller & Kane, Federal Practice and Procedure: Civil 2D § 1907, at 249-251. The First Circuit has created a four-part test for determining whether intervention of right is available. This test requires: (1) that the application be timely; (2) that the applicant claim an interest relating to the property or transaction which is the subject of the action; (3) that the disposition of the action may, as a practical matter, impair or impede that applicant’s ability to protect the interest; and (4) that the applicant shows that the interest will not be adequately represented by existing parties. See Conservation Law Foundation of New England, Inc. v. Mosbacher, 966 F.2d 39, 41 (1st Cir.1992); Travelers Indem. Co. v. Dingwell, 884 F.2d 629, 637 (1st Cir.1989). An “applicant who fails to meet any one of these requirements cannot intervene.” Conservation Law Foundation, 966 F.2d at 41.

On the other hand, permissive intervention is available upon request and at the Court’s discretion, pursuant to a conditional statutory right or a common question of law or fact.

Permissive intervention. Upon a timely application anyone may be permitted to intervene in an action: (1) when a statute of the United States confers a conditional right to intervene; or (2) when an applicant’s claim or defense and the main action have a question of law or fact in common. [¶]... ] In exercising its discretion the court shall consider whether the intervention will unduly delay or prejudice the adjudication of the rights of the original parties..

Fed.R.Civ.P. 24(b). Absent a conditional statutory right to intervene, intervenor must ■ show that there is a common question of law or fact. Once this threshold matter has been established, it is for the Court to exercise its discretion, taking as a principal consideration whether allowance would prejudice the rights of the original parties. Afterwards, the “district court can consider almost any factor rationally relevant but enjoys broad discretion in granting or denying the motion.” Daggett v. Commission on Governmental Ethics and Election Practices, 172 F.3d 104, 113 (1st Cir.1999).

[31]*31B. Instituto and Fundacion’s Motion for Intervention

Both of Intervenors’ motions rely on Rule 24(a) for their requests. At the hearing held by the Court on September 10, 2004 (Docket No. 385), however, Intervenors seemed to base their arguments on both permissive intervention and intervention of right. The Court will, thus, address both possibilities.

Intervenors’ main argument is that the interests and well-being of their patients will be in jeopardy if the Department of Health transfers them from their current institutions into new ones. They claim that this transfer is a civil rights violation of their patients and, thus, the Court should permit their intervention as guardians of their patients’ interests and rights. As an additional reason, both Intervenors have submitted that their financial situation would be affected by the transfer of patients.

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227 F.R.D. 28, 2005 U.S. Dist. LEXIS 3519, 2005 WL 525624, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-puerto-rico-prd-2005.