United States v. Powers

842 F.3d 177, 2016 U.S. App. LEXIS 20767, 2016 WL 6871452
Court of Appeals for the Second Circuit·Decided November 21, 2016·No. No. 15-3867-cr·Published·Cited by 18 cases

Opinions

Judge POOLER concurs in the judgment and opinion of the Court and files a concurring opinion,

PER CURIAM:

Defendant-Appellant Heath Powers pleaded guilty to thirteen counts of child-pornography-related offenses and now appeals his judgment of conviction, challenging (1) the factual basis supporting his plea as to one of the thirteen counts and (2) the reasonableness of his 480-month (forty-year) sentence of imprisonment. The Government concedes that the District Court (Mae A. D’Agostino, Judge) committed “plain error” by accepting Powers’s plea to the count challenged on appeal and that Powers’s conviction as to that count must be vacated, but argues that resentencing is [178] unnecessary. We disagree with the Government with respect to the appropriate remedy. Because the error below was a so-called “conviction error,” de novo resen-tencing is required.

Accordingly, we REMAND the cause to the District Court with instruction to vacate the erroneous count of conviction and for de novo resentencing.

BACKGROUND

While working as a babysitter, Powers took sexually explicit photos of, and engaged in sexual acts involving, a seven-year-old girl (“V-l”). On August 4, 2014, Powers took four pornographic photographs of V-l. That same day, Powers connected with an undercover FBI agent through an online site used to swap pornographic pictures of children, and sent all four images to the agent. On August 5, 2014, Powers took seven more photographs of V-l and, on August 7, 2014, sent four of these seven to the same undercover agent. One of the images in this second batch was unique; unlike the other images of V-l (in either batch), it did not focus on the child’s pubic area and instead “the child’s bare chest [wa]s the focus of .the image.” PSR ¶ 9(a).

On August 10, 2014, Powers was babysitting when law enforcement agents executed a search warrant at the home of V-l. In the course of questioning, Powers admitted to taking sexually explicit photographs of V-l, to distributing them online, and to receiving pornographic images of other children. Powers provided his iPhone 4 (and its passcode) to the agents, which revealed approximately 125 photographs of V-l as well as other pornographic photos of children. In a search of Powers’ residence, agents found other electronic devices that contained more child pornography.

The following month, a federal grand jury returned an indictment charging Powers with eleven counts of production of child pornography (Counts One through Eleven, or “the production counts”), in violation of 18 U.S.C. § 2251(a), (e); one count of distribution of child pornography (Count Twelve), in violation of 18 U.S.C. §§ 2252A(a)(l)(A) [sic]1 and (b)(1), and 2256(8)(A); and one count of possession of child pornography (Count Thirteen), in violation of 18 U.S.C. §§ 2252A(a)(5)(B) and (b)(2), and 2256(8)(A.). Although it is not necessarily apparent from the record on appeal which image corresponded to which production count, the Government submits in its appellate brief that Count Six had as its factual basis the production of the “bare chest” image-.

On June 2, 2015, Powers pleaded guilty to all counts in the indictment without a plea agreement. On November 19, 2015, the District Court sentenced Powers to a below-Guidelines 480-month (forty-year) term of imprisonment.2

DISCUSSION

The Government concedes that the District Court committed “plain error” by allowing Powers to plead guilty to a count for which there was no “factual basis for [179] the plea.”3 Specifically, the image of V-l that focused on her bare chest was not within the definition of “sexually explicit conduct” prohibited by . 18 U.S.C. § 2251(a), and conduct relating to it cannot serve as a factual basis for a conviction thereunder.4 We agree that Powers’s count of conviction related to that image, but only that image, must therefore be vacated. The principal issue on appeal is thus the appropriate remedy where only part of a conviction is subsequently overturned.

Our opinion in United States v. Rigas, 583 F.3d 108 (2d Cir. 2009), aimed to settle that very question. Rigas sought to clarify United States v. Quintieri, 306 F.3d 1217 (2d Cir. 2002), which had held that the “default rule” to remedy a so-called “conviction error”—as distinct from a so-called “sentencing error”—is de novo resentencing. See Quintieri, 306 F.3d at 1228 & n.6. After considering Quintieri and its progeny, Rigas explained that Quintieri had “created a rule, not a guideline,” and to the extent it or prior cases were ambiguous, Rigas “resolve[d] any ambiguity” in favor of de novo resentencing following conviction errors. Rigas, 583 F.3d at 117-19.

Subsequent characterizations of the rule in non-precedential summary orders and in passing dicta in published opinions have remained somewhat ambiguous, however. One panel read Rigas, albeit only in a summary order, as having established an essentially uniform rule.5 Other panels, likewise in summary orders or in dicta, have continued to use, at least as a matter of linguistics, the “default rule” formulation of Quintieri when mentioning Rigas,6 Notably, however, applications of the rule, be-it characterized as “default” or not, are almost entirely consistent. No. case cited in [180] footnote six permitted a district judge, following partial vacatur of a conviction, simply to enter an amended judgment.

Indeed, it appears that only one post-Rigas case has allowed a district judge to do so. See United States v. Moreno-Montenegro, 553 Fed.Appx. 29, 31-32 (2d Cir. 2014). That summary order reasoned as follows:

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United States v. Powers, 842 F.3d 177, 2016 U.S. App. LEXIS 20767, 2016 WL 6871452 (2d Cir. 2016).

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