United States v. Pope

146 F. App'x 536
Court of Appeals for the Second Circuit·Decided September 9, 2005·No. Docket No. 04-4852·Published·Cited by 3 cases

Opinion

SUMMARY ORDER

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED AND DECREED that the judgment of the district court be, and it hereby is, AFFIRMED.

Defendant Irvin Lee Pope appeals his conviction, pursuant to a guilty plea, of being a felon in possession of a firearm in or affecting commerce, 18 U.S.C. § 922(g)(1), and his mandatory minimum sentence under the Armed Career Criminal Act, 18 U.S.C. § 924(e).

A. Rule 11

Pope argues that the district court committed plain error by failing to inform him of his right to testify and to present evidence at trial, as required by Fed. R.Crim.P. 11(b). Because Pope did not object before the district court, his Rule 11 claim is reviewed for plain error. See United States v. Vonn, 535 U.S. 55, 62-63, 122 S.Ct. 1043, 152 L.Ed.2d 90 (2002). “In the context of a Rule 11 violation, to show plain error, a defendant must establish that the violation affected substantial rights and that there is ‘a reasonable probability that, but for the error, he would not have entered the plea.’ ” United States v. Vaval, 404 F.3d 144, 151 (2d Cir.2005)(quoting United States v. Dominguez Benitez, 542 U.S. 74, 124 S.Ct. 2333, 159 L.Ed.2d 157 (2004)).

Even assuming that the district court did commit error by not informing Pope in the exact words of Rule 11(b)(1)(E), Pope has not established that this error affected his substantial rights. He points to nothing in the record that would suggest that “there is ‘a reasonable probability that, but for the error, he would not have entered the plea.’ ” Id.

B. Competency Hearing

Pope argues that the district court should have ordered an evidentiary hearing before sentencing him because there were “numerous signs” that he was incompetent. “A district court’s determination that ‘reasonable cause’ to hold a competency hearing is absent is reviewed only for abuse of discretion.” United States v. Quintieri, 306 F.3d 1217, 1232-33 (2d Cir.2002), cert. denied sub nom. Donato v. United States, 539 U.S. 902, 123 S.Ct. 2246, 156 L.Ed.2d 110 (2003). “A district court abuses its discretion if it bases its ruling on a mistaken application of the law or a clearly erroneous finding of fact.” United States v. Couto, 311 F.3d 179, 185 (2d Cir.2002) (internal quotation marks and citation omitted).

“The constitutional right to due process is violated when a person who is incompetent is convicted of a crime, whether the [539] conviction follows a trial or a plea of guilty.” Harris v. Kuhlmann, 346 F.3d 330, 349 (2d Cir.2003) (citing Cooper v. Oklahoma, 517 U.S. 348, 354, 116 S.Ct. 1373, 134 L.Ed.2d 498 (1996)). A defendant may be presumed to be competent. See Cooper, 517 U.S. at 355, 116 S.Ct. 1373. But even when the defendant does not make a timely request for a competency hearing, a hearing must be held when there is reasonable ground to conclude that the defendant may not be competent to stand trial. See id. at 354 n. 4,116 S.Ct. 1373; 18 U.S.C. § 4241(a).

In this case, the district court did not abuse its discretion in failing to order a competency hearing sua sponte. “A failure by trial counsel to indicate that the defendant had any difficulty in assisting in preparation or in comprehending the nature of the proceedings provides substantial evidence of the defendant’s competence,” United States v. Kirsh, 54 F.3d 1062, 1071 (2d Cir.) cert. denied 516 U.S. 927, 116 S.Ct. 330, 133 L.Ed.2d 230 (1995) (internal quotation marks and citation omitted), although an assessment of competency by the attorney is not determinative, see United States v. Hemsi, 901 F.2d 293, 295-96 (2d Cir.1990). While defense counsel was somewhat equivocal at first, he ultimately told the court that he could not represent that Pope was incapable of understanding the proceedings and that he did not think there was an issue as to Pope’s legal competency.

Furthermore, the issues which Pope raises do not indicate that there was reasonable cause to order a competency hearing. First, “ ‘[i]t is well-established that some degree of mental illness cannot be equated with incompetence to stand trial.’” United States v. Nichols, 56 F.3d 403, 412 (2d Cir.1995) (quoting United States v. Vamos, 797 F.2d 1146, 1150 (2d Cir.1986), cert. denied, 479 U.S. 1036, 107 S.Ct. 888, 93 L.Ed.2d 841 (1987)). Rather, “[t]he mental illness must deprive the defendant of the ability to consult with his lawyer ‘with a reasonable degree of rational understanding’ and to understand the proceedings against him rationally as well as factually.” Id. (quoting Dusky v. United States, 362 U.S. 402, 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (per curiam)). There was no indication in the record that Pope’s panic disorder and depression were inconsistent with this ability.

Second, his letters to the court, although “meandering,” as the court noted, and somewhat “incoherent and rambling,” as Pope argues, did not indicate that he lacked a rational and factual understanding of the proceedings against him.

Third, regarding Pope’s behavior during the sentencing hearing, while he was obviously agitated, his behavior was not so bizarre and irrational as to warrant holding a competency hearing despite counsel’s statements on the subject. As for the fact that he refused to return to the courtroom after the proceedings resumed, it does not seem that Pope’s behavior was beyond his control or a product of a mental defect that rendered him unable to rationally consult with his lawyer and understand the proceedings. Cf. United States v. Williams, 113 F.3d 1155, 1160 (10th Cir.1997) (finding defendant’s outbursts and hysteria extreme enough to trigger a “bona fide doubt” about the petitioner’s competency to stand trial).

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United States v. Pope, 146 F. App'x 536 (2d Cir. 2005).

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