United States v. Pinkston

18 C.M.A. 261, 18 USCMA 261, 39 C.M.R. 261, 1969 CMA LEXIS 528, 1969 WL 5966
CourtUnited States Court of Military Appeals
DecidedApril 18, 1969
DocketNo. 21,525
StatusPublished
Cited by19 cases

This text of 18 C.M.A. 261 (United States v. Pinkston) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pinkston, 18 C.M.A. 261, 18 USCMA 261, 39 C.M.R. 261, 1969 CMA LEXIS 528, 1969 WL 5966 (cma 1969).

Opinions

Opinion of the Court

Ferguson, Judge:

The accused pleaded guilty to three specifications of larceny and one of wrongful appropriation of United States Government property, three specifications of absence without leave and one specification of carrying a concealed weapon ( a switchblade knife), in violation of Articles 121, 86, and 134, Uniform Code of Military Justice, 10 USC §§ 921, 886, and 934, respectively. He was sentenced to a bad-conduct discharge, total forfeitures, and confinement at hard labor for one year. Intermediate appellate authorities have affirmed the findings and sentence without modification.

We granted review on two issues raised by appellate defense counsel, the first of which questions the providence of accused’s plea to the Charge and specifications alleging larceny and wrongful appropriation.

In an out-of-court hearing held prior to the entry of the plea in open court, the law officer was informed by defense counsel that the accused intended to plead guilty to all of the Charges and specifications. Thereupon the law officer undertook, by questioning of the accused, to explain the meaning and effect of such a plea and to satisfy himself that the plea was provident. After he informed the accused that his plea of guilty would be accepted, the following colloquy took place:

[262]*262“DC: One further thing, sir, because I feel sure this will come up, the defense intends to have Pvt. Pink-ston make a statement in his own behalf. As you might have gathered from some of the affidavits, the exhibits we intend to introduce in mitigation, there is a possibility of some matters arising which might suggest a possible defense and we have discussed this and we are not asserting it. Perhaps you would care to briefly hear the substance of it.
“LO: What matters in defense might possibly come up?
“DC: The extent of the testimony is that once involved with this thing, sir, Pvt. Pinkston was afraid that if he did not continue, harm would come to his fiancee and his child and so he continued to participate as the charges indicate. The offenses occurred in August and December and then in January and he felt he was unable to withdraw because of his fear of harm to his fiancee and his child.
“LO: Well, I think that would be more a matter in mitigation. It would not be a defense to the commission of the offenses as set forth. It might explain possibly his reasons for committing them.
“DC: Yes, sir. This is the position of the defense, but I wanted to air the matter at this time.
“LO: Right. All right, thank you. Is there any other matter to be taken up?
“DC: No, sir.
“LO: Anything from the prosecution?
“TC: No, sir.
“LO: All right, the hearing is closed and you may reconvene the court.”

When the court reconvened, the accused, through his counsel, entered a plea of guilty and the court returned a finding in accordance therewith. After the findings, the accused testified under oath in mitigation of the charged offenses. He detailed his background and told of his love for a Thai woman which resulted in her giving birth to his son. He claimed he was prevented from marrying his fiancee because his company commander refused to give permission, despite numerous requests. With regard to the larceny and wrongful appropriation offenses, the accused testified that he took the property because threats had been made by unidentified Thai nationals against his life and the lives of his son and his fiancee if he did not comply with their demands. He stated that the Battalion had put him on restriction from town “because the CID called down and told them these ‘pu chais’ was going to kill me, which I was worrying about myself. I was worried about my girl and baby.” He contended that he was of the opinion he had no choice but to steal, especially since his friend had been shot as a direct result of these transactions with this group. Asked if his conduct was motivated by fear for the well-being of his fiancee and child, the accused responded:

“Yes, sir, after Coates got shot I knew — I knew because I never did it for my security — they told me if I never took nothing out of camp they would kill her and kill me, too. So, I didn’t have no choice.”

The defense of duress is available to an accused who was acting under a well-grounded apprehension of immediate death or serious bodily harm. See United States v Fleming, 7 USCMA 543, 23 CMR 7. See also 21 Am Jur 2d, Criminal Law, § 100, Coercion or duress, page 180; Annotation: Coercion, compulsion, or duress as defense to criminal prosecution, § 2, Nature and elements of du-' ress or coercion, page 910, and § 5, Fear based on threats or injury to others, page 917, 40 ALR2d. In United States v Margelony, 14 USCMA 55, 33 CMR 267, we noted that while the law officer correctly instructed on the defense of duress to a Charge of passing worthless checks under Article 123a, Code, supra, 10 USC § 923a, we held that he erred by not extending this instruction to the lesser included offense of failing to maintain sufficient funds, since the defense, if raised by the evidence, applies to all aspects of the transaction. Mar-gelony had testified that other persons [263]*263had hit him in the face and stomach and threatened him and his fiancee with even worse treatment in the future if he did not sign the checks in question.

In the case at bar the accused testified that his life and the lives of his son and fiancee had been threatened. He was placed on restriction for his own protection. His friend had been shot as a direct result of his participation in this operation. Under the circumstances we believe that his testimony, although given in mitigation, was sufficient to place the law officer on notice that a potential defense to the charges of larceny and wrongful appropriation existed.

Article 45(a), Code, supra, 10 USC § 845, provides:

“If an accused arraigned before a court-martial makes an irregular pleading, or after a plea of guilty sets up matter inconsistent with the plea, or if it appears that he has entered the plea of guilty improvidently or through lack of understanding of its meaning and effect, or if he fails or refuses to plead, a plea of not guilty shall be entered in the record, and the court shall proceed as though he had pleaded not guilty.”

See also Manual for Courts-Martial, United States, 1951, paragraph 70&, which comports generally with Rule 11, Federal Rules of Criminal Procedure. As we stated in United States v Vance, 17 USCMA 444, 446, 38 CMR 242:

“. . . The responsibility for accepting a plea of guilty in a general court-martial is solely that of the law officer (president in a special court-martial), and such a plea should be accepted only after a most searching inquiry. United States v Chancelor, 16 USCMA 297, 36 CMR 453.”

In Vance, as here, a most thorough inquiry into the providence of accused’s plea was made by the law officer. However, Vance, despite his plea of guilty to a charge of desertion, continually asserted that he had been previously discharged.

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Cite This Page — Counsel Stack

Bluebook (online)
18 C.M.A. 261, 18 USCMA 261, 39 C.M.R. 261, 1969 CMA LEXIS 528, 1969 WL 5966, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pinkston-cma-1969.