17‐839‐cr United States v. Philip Zodhiates
In the
United States Court of Appeals For the Second Circuit
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August Term, 2017
No. 17‐839‐cr
UNITED STATES OF AMERICA
Appellee,
v.
PHILIP ZODHIATES,
Defendant‐Appellant.
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Appeal from the United States District Court for the Western District of New York.
No. 1:14‐cr‐00175‐2 (RJA), Richard J. Arcara, District Judge.
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1 Argued: April 9, 2018 2 Decided: August 21, 2018 3 ________ 4 5 Before: PARKER, RAGGI, Circuit Judges, AND FURMAN, District Judge.* 6 ________ 7 Defendant‐Appellant Philip Zodhiates appeals from a 8 judgment of conviction for conspiring with parent Lisa Miller to 9 remove her child from the United States to Nicaragua in order to
* Judge Jesse M. Furman, of the United States District Court for the Southern District of New York, sitting by designation.
1 obstruct the lawful exercise of parental rights by Miller’s civil union 2 partner, Janet Jenkins, in violation of the International Parental 3 Kidnapping Crime Act. See 18 U.S.C. §§ 371, 1204, and 2. 4 AFFIRMED. 5 6 7 ________ 8 PAUL J. VAN DE GRAAF, Special Assistant United 9 States Attorney (Michael DiGiacomo, Assistant 10 United States Attorney, on the brief), for James P. 11 Kennedy, United States Attorney for the Western 12 District of New York, Buffalo, New York, for 13 Appellee United States of America.
14 ROBERT B. HEMLEY (David A. Boyd, Esq., Gravel & 15 Shea PC, Burlington, Vermont; James W. Grable, 16 Jr., Connors, LLP, Buffalo, New York, on the brief), 17 Gravel & Shea PC, Burlington, Vermont, for 18 Defendant‐Appellant Philip Zodhiates. 19 20 WILLIAM J. OLSON, William J. Olson PC, Vienna, 21 Virginia, for Amici Curiae in Support of Appellant: 22 Downsize DC Foundation, DownsizeDC.org, Gun 23 Owners of America, Inc., and Gun Owners 24 Foundation. 25 ________
3
1 BARRINGTON D. PARKER, Circuit Judge: 2 3 Defendant‐Appellant Philip Zodhiates appeals from a judgment of
4 conviction in the United States District Court for the Western District of New 5 York (Arcara, J.). He was convicted of conspiring with and aiding and abetting 6 parent Lisa Miller to remove her seven‐year‐old child from the United States to 7 Nicaragua in order to obstruct the lawful exercise of parental rights by Miller’s 8 civil union partner, Janet Jenkins, in violation of the International Parental 9 Kidnapping Crime Act (“IPKCA”). See 18 U.S.C. §§ 371, 1204, and 2. 10 Zodhiates contends that the District Court erred in declining to suppress 11 inculpatory location information garnered from his cell phone records. The 12 records should have been suppressed, he argues, because, in violation of the 13 Fourth Amendment, the government had obtained them through a subpoena 14 issued pursuant to the Stored Communications Act (“SCA”), see id. § 2703(c)(2), 15 rather than a court‐approved warrant. He also contends that portions of the 16 District Court’s charge to the jury and statements by the prosecutor in his 17 summation had the effect of denying him a fair trial. We conclude that these 18 contentions are without merit and, accordingly, we affirm the judgment.
4
1 BACKGROUND 2 The facts construed in the light most favorable to the government are as 3 follows. Lisa Miller and Janet Jenkins entered into a civil union in Vermont in 4 2000. In 2002, Miller gave birth to a daughter, “IMJ.” About a year later, Miller 5 and Jenkins separated, and Miller took IMJ to Virginia while Jenkins remained in 6 Vermont. In 2003, Miller petitioned a Vermont family court to dissolve the civil 7 union and the court awarded custody to Miller and visitation rights to Jenkins. 8 After Miller repeatedly refused to respect Jenkins’ visitation rights, Jenkins 9 sought to enforce them in Virginia and, ultimately, the Virginia Court of Appeals 10 held that Vermont, not Virginia, had jurisdiction over the dispute and ordered its 11 courts to “grant full faith and credit to the custody and visitation orders of the 12 Vermont court.” Miller‐Jenkins v. Miller‐Jenkins, 637 S.E.2d 330, 332 (Va. Ct. App. 13 2006). 14 In 2007, the Vermont court warned Miller that “[c]ontinued interference 15 with the relationship between IMJ and [Jenkins] could lead to a change of 16 circumstances and outweigh the disruption that would occur if a change of 17 custody were ordered.” A. 189. Miller refused to comply with the order and, 18 following several contempt citations of Miller, Jenkins returned to court in
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1 Vermont. In November 2009, the Vermont family court awarded sole custody of 2 IMJ to Jenkins and visitation rights to Miller. 3 In September 2009, while the Vermont litigation was pending, Philip 4 Zodhiates, a businessman with strong ties to the Mennonite community, along 5 with Kenneth Miller, a Mennonite pastor living in Virginia, and Timothy Miller, 6 a Mennonite pastor living in Nicaragua, helped Miller to kidnap IMJ and flee to 7 Nicaragua.1 As confirmed by Zodhiates’ cell phone and email records, which 8 were introduced at trial, Zodhiates drove Miller and IMJ from Virginia to 9 Buffalo, and then Miller and IMJ crossed into Ontario. From Ontario, Miller and 10 IMJ traveled to Nicaragua where Miller remains a fugitive and IMJ resides. Email 11 records also show that, following the kidnapping, Zodhiates helped Miller and 12 her daughter settle in Nicaragua. Zodhiates coordinated with others to remove a 13 number of personal items from Miller’s Virginia apartment, and, in November 14 2009, Zodhiates arranged for an acquaintance who was traveling to Nicaragua to 15 bring various personal possessions to Miller. At the time of the kidnapping, 16 Virginia law made same‐sex marriages entered into outside of Virginia void
1
Lisa Miller, Timothy Miller, and Kenneth Miller are not related to each other.
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1 there in all respects and such marriages could not be used to establish familial or 2 step‐parent rights in Virginia. See Va. Const. Art. I, § 15‐A.2 3 The Government’s investigation commenced in 2010 in Vermont, soon 4 after it became apparent that Miller had disappeared. During the course of the 5 investigation, the Government issued subpoenas, which are subjects of this 6 appeal, to nTelos Wireless, a Virginia cell phone company. The subpoenas sought 7 billing records spanning 28 months and other information3 pertaining to two cell 8 phones that had frequent contact with Kenneth Miller in September 2009. These
2
This provision was held unconstitutional by Bostic v. Schaefer, 760 F.3d 352, 384 (4th Cir. 2014).
3
Specifically:
• “All subscriber information,” such as “account number,” “subscriber name,” and “other identifying information”;
• “Means and source of payments”;
• “Length of service”;
• “Detail records of phone calls made and received (including local and incoming call records if a cellular account) and name of long distance carrier if not [nTelos]”;
• “Numeric (non‐content) detail records of text messages (including SMS), multimedia messages (including MMS), and other data transmissions made and received (including any IP address assigned for each session or connection).” A. 34.
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1 phones were listed in the customer name “Response Unlimited, Inc.,” a direct 2 mail marketing company owned by Zodhiates. The subpoenas did not request 3 the contents of phone calls or text messages, nor did they specifically request 4 information concerning the locations from which phone calls were made or 5 received. 6 In response to the subpoenas, nTelos produced billing records that showed 7 detailed call information, including the date and time of phone calls made from 8 various cell phones, together with the “service location” from which each call 9 was made or received. Information presented in the “service location” field 10 showed the general vicinity of the cell phone when the call was made or 11 received, such as a county name, but did not contain details about precisely 12 where in the general area the phone was located. These records, which were later 13 featured prominently at Zodhiates’ trial, linked Zodhiates to Miller in Virginia 14 and Buffalo, and established telephone contact among the conspirators. 15 The matter was subsequently transferred to the Western District of New 16 York, where Zodhiates, Miller, and Timothy Miller were indicted for violating 17 the IPKCA.4
4
Miller remains a fugitive. Timothy Miller pleaded guilty after being
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1 Before trial, Zodhiates moved to suppress the cell phone evidence, arguing 2 that because he had a reasonable expectation of privacy in his movements from 3 one place to another, the Government violated the Fourth Amendment when it 4 obtained the billing records with a subpoena instead of a warrant. The District 5 Court, relying on United States v. Miller, 425 U.S. 435 (1976) and Smith v. Maryland, 6 442 U.S. 735 (1979), denied Zodhiates’ motion. The District Court found it “too 7 much” to conclude that a cell phone subscriber operates under the belief that his 8 location is kept secret from telecommunication carriers and other third parties 9 and that because “there is no reasonable expectation of privacy in the cell phone 10 location information at issue in this case” a warrant was not required. A. 52. 11 (internal quotation marks omitted). At trial, the Government introduced 12 evidence including phone records reflecting contact between Zodhiates and 13 Miller in the months before the kidnapping; phone records reflecting contact 14 between Zodhiates and Miller’s father; Zodhiates’ cell phone bill showing that he 15 traveled from Virginia to Buffalo on the day of the kidnapping; and phone 16 records reflecting contact between the co‐conspirators. 17 Near the end of the trial, the District Court shared with the parties its
deported from Nicaragua to the United States.
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1 proposed jury charge—to which no objection was lodged—which read, in part, 2 as follows:
3 In this case, the term “parental rights” means Janet Jenkins’ right to 4 visit IMJ, as that right was defined by the law and courts of Vermont 5 at the time IMJ was removed from the United States. . . . To find 6 that Zodhiates acted with the intent to obstruct the lawful exercise of 7 parental rights, you must find that he acted deliberately with the 8 purpose of interfering with Janet Jenkins’ parental rights. You may 9 consider all of the evidence of Zodhiates’ other acts in determining 10 whether the government has proven beyond a reasonable doubt 11 that Zodhiates acted with this intent. 12 13 United States v. Zodhiates, No. 14‐CR‐175‐RJA, 2016 U.S. Dist. LEXIS 125002, at *9‐
14 10 (Sept. 14, 2016). 15 Relying on the intended charge, the prosecutor stated in his rebuttal 16 summation that “[i]t doesn’t matter what [Zodhiates] understands about Virginia 17 litigation,” A. 267, and that the Virginia litigation “should have no bearing on the 18 intent issues,” id. at 262. That evening, following closing arguments, the defense 19 concluded that this remark by the prosecutor had been improper and requested 20 that the District Court include in its charge a “curative instruction regarding the 21 relevance of Virginia law,” reading in part that:
22 Parental rights for purposes of this case are defined by reference to 23 the law of the state where the child, [IMJ], lived before leaving the 24 United States. Prior to this case, there were a series of court
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1 proceedings in Vermont and Virginia about the parental rights of 2 Lisa Miller and Janet Jenkins. One legal issue in the proceedings was 3 whether Vermont or Virginia law governed the parental rights of 4 Lisa Miller and Janet Jenkins. In its summation, the Government 5 suggested that Virginia law is irrelevant to this case. That is 6 incorrect. 7 8 If, as Lisa Miller requested, Virginia had found that Janet Jenkins 9 had no parental rights, it would have been impossible for Lisa Miller 10 to obstruct parental rights for purposes of the international parental 11 kidnapping statute because Janet Jenkins would have had no 12 parental rights that could be obstructed. I will instruct you shortly 13 that as a matter of law, Vermont law was found to control. I will also 14 instruct you about what parental rights Janet Jenkins had and when. 15 16 By instructing you as to the law, I am not instructing you on what 17 the defendant knew or intended with regard to parental rights. That 18 is a question of fact which you must decide, and which the 19 government must prove beyond a reasonable doubt. In doing so, 20 you may consider evidence about the litigation in both Vermont and 21 Virginia for the purpose of considering whether the prosecution has 22 proven beyond a reasonable doubt that Mr. Zodhiates knew Janet 23 Jenkins had parental rights, understood those rights, and intended 24 to obstruct those rights. 25 26 Id. at 74.
27 The District Court denied the request. It concluded that “[n]othing in the 28 Court’s current charge precludes the jury from considering both the Virginia and 29 the Vermont litigation when it decides whether the defendant knew about and 30 intended to obstruct Vermont rights.” Id. at 289. It also concluded that “the
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1 Court’s intended charge gives the jury a properly balanced instruction on what 2 evidence it may consider with regard to the issue of intent” and that “[t]he Court 3 also believes that expressly instructing the jury that it may consider a Virginia 4 litigation . . . runs the risk of unnecessarily confusing the jury.” Id. at 288‐89. At 5 the conclusion of the trial, the District Court instructed the jury consistent with 6 the proposed instruction it had shared with the parties earlier. Zodhiates 7 subsequently raised this challenge to the District Court’s instruction in a motion 8 under Fed. R. Civ. P. 33 for a new trial, which the Court denied. 9 The jury found Zodhiates guilty on both counts of the indictment and the 10 District Court sentenced him principally to 36 months of incarceration. This 11 appeal followed. Zodhiates’ main contentions are that the District Court erred in 12 refusing to suppress the cell phone records and denying his requested curative 13 charge. We disagree and therefore we affirm. 14 DISCUSSION 15 I. Fourth Amendment Challenge 16 Zodhiates contends that the government violated the Fourth Amendment 17 when it secured his cell phone records by subpoena under the SCA because it 18 was required to proceed by a warrant supported by probable cause and,
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1 consequently, the records were inadmissible. When considering an appeal 2 stemming from a motion to suppress evidence, we review legal conclusions de 3 novo and findings of fact for clear error. United States v. Ganias, 824 F.3d 199, 208 4 (2d Cir. 2016) (en banc). 5 During the pendency of this appeal, the Supreme Court decided Carpenter 6 v. United States, 138 S. Ct. 2206 (2018), in which it held that “an individual 7 maintains a legitimate expectation of privacy in the record of his physical 8 movements as captured through [cell service location information]” and, 9 therefore, under the requirements of the Fourth Amendment, enforcement 10 officers must generally obtain a warrant before obtaining such information. Id. at 11 2217. However, Zodhiates is not entitled to have the records suppressed because, 12 under the “good faith” exception, when the Government “act[s] with an 13 objectively reasonable good‐faith belief that their conduct is lawful,” the 14 exclusionary rule does not apply. Davis v. United States, 564 U.S. 229, 238 (2011) 15 (internal quotation marks omitted). This exception covers searches conducted in 16 objectively reasonable reliance on appellate precedent existing at the time of the 17 search. See United States v. Aguiar, 737 F.3d 251, 259 (2d Cir. 2013).
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1 In 2011, appellate precedent—the third party doctrine—permitted the 2 government to obtain the phone bill records by subpoena as opposed to by 3 warrant. Under this doctrine, the Fourth Amendment “does not prohibit the 4 obtaining of information revealed to a third party and conveyed by [the third 5 party] to Government authorities.” Miller, 425 U.S. at 443. In Miller, the Supreme 6 Court held that the government was entitled to obtain a defendant’s bank 7 records with a subpoena, rather than a warrant, because the bank records were 8 “business records of the banks” and the defendant had “no legitimate 9 expectation of privacy” in the contents of his checks because those documents 10 “contain[ed] only information voluntarily conveyed to the banks and exposed to 11 their employees in the ordinary course of business.” Id. at 440‐42 (internal 12 quotation marks omitted). Similarly, in Smith, the Supreme Court held that a 13 defendant did not have a reasonable expectation of privacy in the telephone 14 numbers that he dialed because “[t]elephone users . . . typically know that they 15 must convey numerical information to the phone company; that the phone 16 company has facilities for recording this information; and that the phone 17 company does in fact record this information for a variety of legitimate business 18 purposes.” 442 U.S. at 743.
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1 These cases stand for the proposition that, in 2011, prior to Carpenter, a 2 warrant was not required for the cell records. We acknowledged as much in 3 United States v. Ulbricht, 858 F.3d 71 (2d Cir. 2017), when we considered ourselves 4 bound by the third party doctrine in Smith “unless it is overruled by the Supreme 5 Court,” id. at 97.5 6 To escape this result, Zodhiates directs us to United States v. Jones, 565 U.S. 7 400, 404 (2012), which held that when the government engages in prolonged 8 location tracking, it conducts a search under the Fourth Amendment requiring a 9 warrant. However, Jones is of no help to him. It was decided in 2012, after the 10 Government’s 2011 subpoena and consequently is not relevant to our good faith 11 analysis. For these reasons, we conclude that the District Court properly denied 12 Zodhiates’ motion to suppress the cell location evidence. 13
5
Further, all five courts of appeal to have considered, before Carpenter, whether the warrant requirement in the Fourth Amendment applied to historical cell site information concluded, in light of Smith and Miller, that it did not. United States v. Thompson, 866 F.3d 1149 (10th Cir. 2017); United States v. Graham, 824 F.3d 421 (4th Cir. 2016) (en banc); United States v. Carpenter, 819 F.3d 880 (6th Cir. 2016), rev’d, 138 S. Ct. 2206 (2018); United States v. Davis, 785 F.3d 498 (11th Cir. 2015)
(en banc); In re Application of the United States for Historical Cell Site Data, 724 F.3d 600 (5th Cir. 2013).
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1 II. Jury Charge 2 Next, Zodhiates contends that the District Court erred in failing to instruct 3 the jury, as he requested, that in considering whether he intended to obstruct 4 parental rights under the IPKCA, those rights were defined by Virginia, rather 5 than Vermont, law, because Virginia was the state where IMJ lived before leaving 6 the United States. The principles applicable to this contention are familiar ones. 7 “A defendant is entitled to have his theory of the case fairly submitted to the 8 jury, as long as it has some foundation in the evidence,” United States v. Vaughn, 9 430 F.3d 518, 522 (2d Cir. 2005), but he is not entitled to have the exact language 10 he proposes read to the jury, see United States v. Dyman, 739 F.2d 762, 771 (2d Cir. 11 1984). 12 We review a district court’s rejection of a requested jury charge for abuse 13 of discretion. See United States v. Hurtado, 47 F.3d 577, 585 (2d Cir. 1995). “In order 14 to succeed on his challenges to the jury instructions, appellant has the burden of 15 showing that his requested charge accurately represented the law in every 16 respect and that, viewing as a whole the charge actually given, he was 17 prejudiced.” United States v. Ouimette, 798 F.2d 47, 49 (2d Cir. 1986). The trial
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1 court has substantial discretion to fashion jury instructions, so long as they are 2 fair to both sides. See United States v. Russo, 74 F.3d 1383, 1393 (2d Cir. 1996). 3 Zodhiates’ challenge fails because, as the District Court correctly noted, 4 “[i]t is clear in this case that, as a matter of state family law, Vermont family law . 5 . . defined parental rights, regardless of where [the child] resided.” A. 291. 6 Moreover, Zodhiates cannot show that he was prejudiced by the instruction 7 ultimately given by the District Court. 8 The IPKCA defines “parental rights” as “the right to physical custody of 9 the child . . . whether arising by operation of law, court order, or legally binding 10 agreement of the parties.” 18 U.S.C. § 1204(b)(2)(B). Here, a Vermont court order 11 afforded Jenkins parental rights. See Miller‐Jenkins v. Miller‐Jenkins, 912 A.2d 951, 12 956 (Vt. 2006). Moreover, at the time IMJ was taken from Virginia, an order from 13 a court of that state had also recognized that the Vermont courts had jurisdiction 14 over the custody dispute and required Virginia courts to give full faith and credit 15 to the Vermont orders. See Miller‐Jenkins v. Miller‐Jenkins, 637 S.E.2d 330, 337‐38 16 (Va. Ct. App. 2006); Miller‐Jenkins v. Miller‐Jenkins, 661 S.E.2d 822, 827 (Va. 2008) 17 (recognizing Vermont’s jurisdiction in reliance on law‐of‐the‐case doctrine). 18 Because Virginia itself recognized that the Vermont court order was controlling,
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1 the District Court was correct when it instructed the jury that Vermont law 2 defined parental rights. We agree with the District Court that to instruct 3 otherwise would have been misleading and confusing. 4 Zodhiates attempts to sidestep the Vermont order by contending that, 5 contrary to the District Court’s conclusion, this Court in United States v. Amer, 110 6 F.3d 873, 878 (2d Cir. 1997), defined parental rights under the IPKCA by 7 reference to Article 3 of the Hague Convention, which specifies “the law of the 8 State in which the child was habitually resident immediately before the removal 9 or retention,” Hague Convention on the Civil Aspects of Int’l Child Abduction, 10 art. 3, Oct. 25, 1980, P.I.A.S. No. 11,670. Amer, Zodhiates contends, means that 11 only Virginia law defined Jenkins’ parental rights. 12 In Amer, the defendant was a citizen of both Egypt and the United States. 13 As Amer’s marriage began deteriorating, he brought his three children from New 14 York to Egypt, and he was convicted of violating the IPKCA. Amer, 110 F.3d at 15 876. In that case, in the absence of a court order or legally binding agreement, we 16 looked to Article 3 of the Hague Convention (and, by extension, to the law of 17 New York as the children’s habitual residence prior to removal) to define 18 parental rights. Nothing in Amer can reasonably be read to hold that parental
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1 rights under the IPKCA are always defined by the state of the child’s habitual 2 residence. 3 In any event, Zodhiates cannot demonstrate prejudice. As the District 4 Court noted, its charge did not prevent the parties from arguing, or the jury from 5 deciding, what impact, if any, the Virginia or Vermont custody litigation may 6 have had on Zodhiates’ intent.6 Indeed, the defense took considerable advantage 7 of this latitude by making repeated references in his arguments to the Virginia 8 litigation and to events in Virginia. See, e.g., A. 123 (Def. Ex. 25, an email sent to 9 Zodhiates about the Virginia litigation); see also id. at 221‐26 (transcript of defense 10 counsel discussing the Virginia litigation on cross‐examination). Accordingly, we 11 see no error. 12 III. Prosecution Summation 13 Finally, Zodhiates contends that the District Court erred in denying his 14 request for a curative instruction in response to the prosecutor’s rebuttal 15 summation. During that summation, the prosecutor told the jury that “[i]t
6
“Nothing in the Court’s current charge precludes the jury from considering both the Virginia and Vermont litigation when it decides whether the defendant knew about and intended to obstruct Vermont rights.” A. 289.
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1 doesn’t matter what [Zodhiates] understands about Virginia litigation,” id. at 267, 2 and that the Virginia litigation “should have no bearing on the intent issues,” id. 3 at 262. Following closing arguments, Zodhiates objected to the remarks and 4 requested the following curative instruction: “In its summation, the Government 5 suggested that Virginia law is irrelevant to this case. That is incorrect.” A. 74. 6 The District Court correctly denied the request because the prosecutor’s 7 statements, in context, were unobjectionable. The District Court recognized them 8 for what they were: factual interpretations of the evidence and not statements of 9 legal principles. As the District Court observed in denying Zodhiates’ motion for 10 a new trial: “[T]he AUSA’s comment simply told the jury that, in the 11 Government’s view, Zodhiates’s interpretation of the evidence was wrong—not 12 that Zodhiates’s understanding of the Virginia litigation was legally irrelevant.” 13 United States v. Zodhiates, 235 F. Supp. 3d 439, 457 (W.D.N.Y. 2017). The 14 prosecutor was entitled to present to the jury the Government’s interpretation of 15 the evidence. He was entitled to argue that the Virginia litigation deserved no 16 weight in the jury’s consideration of Zodhiates’ intent, just as the defense was 17 entitled to, and in fact did, argue that it deserved great weight. See United States v.
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1 Salameh, 152 F.3d 88, 138 (2d Cir. 1998) (per curiam) (affording prosecutor “broad 2 latitude” as to reasonable inferences he may argue to jury). 3 In any event, the District Court adequately addressed Zodhiates’ concerns 4 when it instructed the jury to determine “what the defendant knew or intended 5 with regard to” Jenkins’ parental rights under Vermont law. Zodhiates, 235 F. 6 Supp. 3d at 457 n.10 (internal quotation marks omitted). As the District Court 7 correctly observed, nothing in the charge or the summation precluded the jury 8 from considering both the Virginia and Vermont litigation when it decided 9 whether Zodhiates knew about and intended to obstruct Jenkins’ rights. For 10 these reasons, we see no error in the prosecutor’s remarks or in the District 11 Court’s response to them. 12 CONCLUSION 13 For the foregoing reasons, the judgment of the District Court is 14 AFFIRMED.