United States v. Pettiford

Procedural entryThis page is a short order in United States v. Pettiford. Read the opinion of the Court — 101 F.3d 199
Court of Appeals for the First Circuit·Decided November 25, 1996·No. 96-1045·Published

Opinion

USCA1 Opinion



UNITED STATES COURT OF APPEALS UNITED STATES COURT OF APPEALS

FOR THE FIRST CIRCUIT FOR THE FIRST CIRCUIT

____________________

No. 96-1045

UNITED STATES OF AMERICA,

Appellant,

v.

BRIAN A. PETTIFORD,

Defendant, Appellee.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Robert E. Keeton, U.S. District Judge] ___________________

____________________

Before

Selya, Circuit Judge, _____________

Aldrich and Bownes, Senior Circuit Judges. _____________________

____________________

James C. Rehnquist, Assistant United States Attorney, with whom ___________________
Donald K. Stern, United States Attorney, was on brief for appellant. _______________
George F. Gormley with whom John D. Colucci and Gormley & Colucci _________________ _______________ _________________
were on brief for appellee.

____________________

November 25, 1996
____________________

ALDRICH, Senior Circuit Judge. In March 1991 ______________________

appellee Brian A. Pettiford (hereinafter defendant) was

convicted of being a felon-in-possession of a firearm in

violation of 18 U.S.C. 922(g)(1). Because he had nine

prior state convictions for violent felonies, he received a

minimum mandatory sentence of fifteen years pursuant to the

Armed Career Criminal Act ("ACCA"), 18 U.S.C. 924(e)(1).

In 1994, all but one of the prior convictions were vacated by

the Massachusetts state courts, and in 1995 the district

court granted federal habeas corpus relief under 28 U.S.C.

2255 in the form of a sentence reduction, on the ground

that the ACCA was now inapplicable to the computation. On

the government's appeal, we affirm.

I. Background __________

Approximately two years after his federal

sentencing, defendant requested audiotapes of his earlier

guilty pleas and sentencings in Boston Municipal Court and

Dorchester District Court. He was unsuccessful in obtaining

useful tapes, post, and subsequently attempted to reconstruct ____

the proceedings through the use of affidavits. Ultimately,

the courts vacated eight of the nine convictions. The Boston

Municipal Court judge, finding no record that the trial judge

had engaged in any colloquy with the defendant at the time of

his guilty plea, vacated the convictions on the ground that

the Commonwealth had failed to carry its burden of producing

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a "contemporaneous record affirmatively [showing] that the

defendant waived his rights voluntarily and knowingly," as

required under the federal Constitution and Massachusetts

law. The Dorchester District Court apparently did the same.

On the habeas petition, our district court, taking what

would, initially, seem to us the equitable view, granted the

relief and resentenced defendant to the term served, four and

one half years.

The government appeals, and with indignation: the

state action had been a "windfall;" the government had been

"sandbagged." In view of the fact that the mandatory

enhancement was based entirely upon the state's action in

convicting,1 and not simply a case where enhancement is

permitted for charges with no findings, see, e.g., U.S.S.G. ___ ____

4A1.3(e), to complain of state windfalls and government

sandbagging is strong language. The government criticizes

____________________

1. 18 U.S.C. 924(e)(1) reads:

In the case of a person who violates
section 922(g) of this title and has
three previous convictions by any court
referred to in section 922(g)(1) of this
title for a violent felony or a serious
drug offense, or both, committed on
occasions different from one another,
such person shall be fined not more than
$25,000 and imprisoned not less than
fifteen years, and, notwithstanding any
other provision of law, the court shall
not suspend the sentence of, or grant a
probationary sentence to, such person
with respect to the conviction under
section 922(g).

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the state's procedure as if the vacated convictions were

federal property, and the defendant as if he were attempting

a trespass. We are induced to start with the opposite

approach. First, however, we must consider a Supreme Court

case, United States v. Custis, 511 U.S. 485, 114 S. Ct. 1732 _____________ ______

(1994), decided after the imposition of defendant's original

sentence and its affirmance on appeal, United States v. _____________

Pettiford, 962 F.2d 74 (1st Cir. 1992). _________

II. United States v.

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