United States v. Petrone

19 F. Supp. 704, 1937 U.S. Dist. LEXIS 1706
CourtDistrict Court, D. New Jersey
DecidedJune 2, 1937
DocketNo. M-5418
StatusPublished
Cited by4 cases

This text of 19 F. Supp. 704 (United States v. Petrone) is published on Counsel Stack Legal Research, covering District Court, D. New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Petrone, 19 F. Supp. 704, 1937 U.S. Dist. LEXIS 1706 (D.N.J. 1937).

Opinion

AVIS, District Judge.

Stanley Petrone, the principal, and defendant in a criminal action in the United States District Court for the District of New Jersey, was placed under arrest on or about May 1, 1935, and held to answer in bail fixed at the sum of $3,500. The sureties above named executed a recognizance in the above-mentioned sum on the date aforesaid for the appearance of said principal at such time as he might be required by the court.

The case was fixed for trial on January 6, 1936, and the defendant failed to answer. As a consequence the bail was forfeited, and subsequently proceedings were commenced by scire facias against the defendant and sureties, resulting in a [705]*705judgment against all of the parties for $3,-500 and costs. ■

The sureties filed their petition, praying that they be relieved of the judgment; the bail exonerated, and the forfeiture vacated. Upon this petition, an order to show cause was issued, testimony taken thereunder, and argument presented.

The evidence shows that on the date fixed for trial, the defendant was imprisoned in the District of Columbia jail under a sentence imposed by the Judge of the Supreme Court of the said District, .upon a conviction for violation of the Liquor Taxing Act of 1934. The defendant was sentenced under the name of Lawrence J. Swann, and proofs produced satisfy the court that “Petrone” and “Swann” is the same individual.

The petitioners rely upon an act of Congress, found in 18 U.S.C.A. § 601, reading as follows: “When any recognizance in a criminal cause, taken for, or in, or returnable to, any court of the United States, is forfeited by a breach of the condition thereof, such court may, in its discretion, remit the whole or a part of the penalty, whenever it appears to the court that there has been no willful default of the party, and that a trial can, notwithstanding, be had in the cause, and that public justice does not otherwise require the same penalty to be enforced.”

Although this act is remedial and should be liberally construed, there are three provisions which are jurisdictional:

(1) “No willful default of the party.”

(2) “That 'a trial can, notwithstanding, be had.”

(3) “That public justice does not otherwise require the same penalty to be enforced.”

As to No. 2, the trial ‘cannot be had because the indictniént has been nolle prossed, on the motion of the United States Attorney.

It is first'argued that “willful default” should be construed to apply to the sureties, who are the petitioners, and that if they show good cause the remission should be allowed. Several cases are found in the reports in which the courts have taken this view. It is not necessary to cite them, as I am convinced that the other view applying the statute to the default of the principal only is the correct interpretation of the law. See United States v. American Bonding Co. of Baltimore, Md. (C.C.A.9) 39 F.(2d) 428, and cases cited; Fidelity & Deposit Co. of Maryland v. United States (C.C.A.9) 47 F.(2d) 222; United States v. Costello (C.C.A.6) 47 F.(2d) 684; United States v. Levine (D.C.E.D.N.Y.) 1 F.Supp. 104; United States v. Vincent (D.C.Mass.) 10 F.Supp. 489.

. It is true that the statute gives discretion to the court, but this is to be exercised as a judicial discretion, and applies generally to the discretion which may be exercised by the court, even if the default is not willful.

Under this division, it is also argued that the default was not “willful,” because at the time the appearance of the principal was required in this court, he was imprisoned in Virginia, under a conviction had in the District of Columbia. It is true, and the cases hold, as between different sovereignties,- that when a party is arrested by order of a state court and released from custody on bail, and his bail permits him to go into another state, where he is arrested and imprisoned fdr an offense, or is extradited from the second state to a third and there imprisoned, the bail will not be exonerated.

This principle is very clearly stated in the case of Taylor v. Taintor, 16 Wall. (83 U.S.) 366, 369, 21 L.Ed. 287. In that case the court said:

“It is the settled law of this class of cases that the bail will be exonerated where the performance of the condition is rendered impossible by the act of God, the act of the obligee, or the act of the law. Where the principal dies before the day of performance, the case is within the first category. Where the court before which the principal is bound to appear is abolished without qualification, the case is within the second. If the principal is arrested in the State where the obligation is given and sent out of the State by the governor, upon the requisition of the governor of another State, it is within the third. In such cases the governor acts in his official char-actor, and represents the sovereignty of the State in giving efficacy to the Constitution of. the United States and the law of Congress. If he refuse, there is no means of compulsion. But if he act, and the fugitive is surrendered, the State whence he is removed can no longer require his appearance before her tribunals, and all obligations which she has taken to secure that result thereupon at once, ipso facto, lose their [706]*706binding effect. The authorities last referred to proceed upon this principle.
“It is equally well settled that if the impossibility be created by the obligor or a stranger, the rights of the obligee will be in nowise affected. And there is ‘a distinction between the act of the law proper and the act of the obligor, which exposes him to the control and action of the law.’ While the former exonerates, the latter gives no immunity. It is the willing act of the obligor which creates the obstacle, and the legal effect is the same as of any other act of his, which puts performance out of his power. This applies only where the accused has been convicted and sentenced. Before judgment — non constat —but that he may be innocent.
“Where a State court and a court of the United States may each take jurisdiction, the tribunal which first gets it holds it to the exclusion of the other, until its duty is fully performed and the jurisdiction invoked is exhausted: and this rule applies alike in both civil and criminal cases. It is indeed a principle of universal jurisprudence that where jurisdiction has attached to person or thing, it is — unless there is some provision to the contrary — exclusive in effect until it has wrought its function.
“Where a demand is properly made by the governor of one State upon the governor of another, the duty to surrender is not absolute and unqualified. It depends upon the circumstances of the case. If the laws of the latter State have been put in force against the fugitive, and he is imprisoned there, the demands of those laws may first be satisfied. The duty of obedience then arises, and not before. In the case of Troutman, cited supra, the accused was imprisoned in a civil case. It was held that he ought not to be delivered up until the imprisonment had legally come to an end. It was said that the Constitution and law refer to fugitives at large, in relation to whom there is no conflict of jurisdiction.
“The law which renders the performance impossible, and therefore excuses failure, must be a law operative in.the State where the obligation was assumed, and obligatory in its effect upon her authorities.

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Bluebook (online)
19 F. Supp. 704, 1937 U.S. Dist. LEXIS 1706, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-petrone-njd-1937.