United States v. Pennsylvania

832 F. Supp. 122, 1993 U.S. Dist. LEXIS 13203
CourtDistrict Court, E.D. Pennsylvania
DecidedAugust 31, 1993
DocketCiv. A. No. 93-2094
StatusPublished
Cited by3 cases

This text of 832 F. Supp. 122 (United States v. Pennsylvania) is published on Counsel Stack Legal Research, covering District Court, E.D. Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pennsylvania, 832 F. Supp. 122, 1993 U.S. Dist. LEXIS 13203 (E.D. Pa. 1993).

Opinion

MEMORANDUM

NEWCOMER, District Judge.

Presently before the Court is defendants’ Motion to Dismiss this action pursuant to Federal Rule of Civil Procedure Rule 12(b)(6) because plaintiff has failed to state a claim for relief.

I. Background:

The United States of America (“USA”) brought this action under the Civil Rights of Institutionalized Persons Act of 1980 [CRI-PA], 42 U.S.C. § 1997 et seq., alleging that the residents at the state-operated Embreeville Center (“Embreeville”) are being deprived of rights secured to them by the United States Constitution. Defendants are the Commonwealth of Pennsylvania, as owner and operator of Embreeville, and Robert Casey, in his official capacity as governor of Pennsylvania. Also named as defendants are Karen F. Snider, Secretary of the Department of Welfare (“DPW”), and Nancy Thaler, Deputy Secretary of Mental Retardation of DPW, in their respective official capacities as administrators of Embreeville, and Reuben Shonebaum, Director of Embreeville, in his capacity as day-to-day operations manager of the facility.

The USA avers that defendants have failed to protect residents from abuse and neglect, to provide the necessary level of individualized training and behavioral programs, to provide adequate medical care, to ensure an adequate and sufficiently trained staff, to safeguard residents from improper and excessive administration of psychotropic medications, and to accurately maintain resident records. (¶¶ 16-21 of USA’s complaint.)

Defendants’ motion to dismiss specifically raises the following three issues for determination by this Court: (1) Whether substantive due process rights are implicated by the acts or omissions alleged by the USA pursuant to CRIP A; (2) Whether the factual allegations in the complaint are sufficient to support the requisite factual specificity in a filing of suit pursuant to CRIPA; and (3) Whether the pre-filing certification requirements of 42 U.S.C. § 1997b(a) have been satisfied. Each of these contentions will be dealt with in turn.

II. Standard of Review:

Under the standard of review for a motion to dismiss for failure to state a claim, all factual allegations in the complaint are taken as true and plaintiff must be given the benefit of every favorable inference that can be drawn from these allegations. Elliott v. State Farm Mut. Auto. Ins. Co., 786 F.Supp. 487, 489 (E.D.Pa.1992). Dismissal is only appropriate if it appears beyond a doubt that the plaintiff can prove no set of facts in support of the claim which would entitle him or her to relief. Hishon v. King & Spalding, 467 U.S. 69, 73, 104 S.Ct. 2229, 2232, 81 L.Ed.2d 59 (1984); In re Sunrise Securities Litigation, 793 F.Supp. 1306 (E.D.Pa.1992).

III. Discussion:

A. Constitutional Duty Owed

A threshold question in defendants’ Motion to Dismiss is whether the state owes a constitutional duty to afford substantive due process rights to voluntarily confined residents of Embreeville. Defendants argue that since the state did not exercise its governmental power to force patients to come to or remain at Embreeville, the state did not act affirmatively in placing the residents, so substantive due process rights are not triggered. In support of their argument, defendants place emphasis on the nature of the [124]*124residents’ initial voluntary commitment status.

Plaintiff argues that there should be no distinction between voluntary and involuntary residents of state mental health facilities. Plaintiff maintains that there is sufficient affirmative state action such that all residents are entitled to these basic constitutional rights. The constitutionally relevant factor, according to plaintiff, is the residents’ custodial status, and the residents’ total dependence on the state for their well-being.

While the Supreme Court has not expressly addressed whether the substantive due process rights at issue here should extend to voluntary residents, I am persuaded that such an extension is consistent with the Court’s understanding of due process rights. In Youngberg v. Romeo, 457 U.S. 307, 324, 102 S.Ct. 2452, 2462, 73 L.Ed.2d 28 (1982), the Court held that when a state takes a person into custody and holds that person against his will, the state owes a duty to provide reasonable care and safety, reasonable nonrestrictive confinement conditions, and the right to minimally adequate training. Although the Youngberg Court considered these rights in the context of involuntary confinement, it focused its rationale on the fact that the patients were “wholly dependent on the State.” Id. at 319, 102 S.Ct. at 2460. The Supreme Court later explained in DeShaney v. Winnebago County DSS, 489 U.S. 189, 109 S.Ct. 998, 103 L.Ed.2d 249 (1989) that such rights derived from the principle that

when the State by the affirmative exercise of its power so restrains an individual’s liberty that it renders him unable to care for himself, and at the same time fails to provide for his basic human needs — e.g., food, clothing, shelter, medical care, and reasonable safety — it transgresses the substantive limits on state action set by the Eighth Amendment and the Due Process Clause.

Id. at 200, 109 S.Ct. at 1005.

DeShaney has been taken by this Circuit to stand for the proposition that “the state owes an affirmative duty to protect those physically in its custody.” Philadelphia Police & Fire Ass’n v. City of Philadelphia, 874 F.2d 156, 167 (3d Cir.1989) (holding that the reduction or elimination of benefits for mentally retarded persons living at home did not violate equal protection or due process rights as the state had taken no affirmative act to restrain their freedom). In a subsequent case, the Third Circuit wrested further insight from the due process jurisprudence, determining that substantive due process rights are limited to persons whose personal liberty has been substantially curtailed by a state’s affirmative act. Fialkowski v. Greenwich Home for Children, Inc., 921 F.2d 459 (3d Cir.1990).

Thus, the constitutional rights recognized in Youngberg represent a limitation on the state’s power to restrict an individual’s liberty. It is entirely consistent with this rationale that a state may act to restrict an individual’s liberty when it either involuntarily commits that individual, or, at some point during the term of one’s voluntary commitment, takes affirmative steps to restrain one’s liberty.

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832 F. Supp. 122 (E.D. Pennsylvania, 1993)

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Bluebook (online)
832 F. Supp. 122, 1993 U.S. Dist. LEXIS 13203, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pennsylvania-paed-1993.