United States v. Pena-Gonzalez

62 F. Supp. 2d 358, 1999 U.S. Dist. LEXIS 10966, 1999 WL 512477
CourtDistrict Court, D. Puerto Rico
DecidedJuly 7, 1999
DocketCrim. 97-284(JAF)
StatusPublished
Cited by11 cases

This text of 62 F. Supp. 2d 358 (United States v. Pena-Gonzalez) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pena-Gonzalez, 62 F. Supp. 2d 358, 1999 U.S. Dist. LEXIS 10966, 1999 WL 512477 (prd 1999).

Opinion

OPINION AND ORDER

FUSTE, District Judge.

Defendant, Nicholas Peña-González, has been charged with a drug trafficking conspiracy in violation of 21 U.S.C. § 846 (Count I), conspiracy to commit firearms murder in relation to the drug trafficking conspiracy in violation of 18 U.S.C. § 924(o) (Count II), and firearms murder in relation to a drug trafficking offense in violation of 18 U.S.C. §§ 924(j) (Count III) Defendant moves to strike the death penalty certification in his case pursuant to 18 U.S.C. § 3005; Local Rule 428; Fed. R.Crim.P. 12; and the Fourteenth Amendment, U.S. Const., amend. XIV.

I.

Relevant Factual Background

On July 28, 1998, Defendant initially appeared. On July 30, 1998, we appointed attorney Thomas R. Lincoln to represent him. Docket Document No. 130. At his arraignment on that same day, Defendant pled not guilty to Counts I, II, and III of the indictment. The following day, Defendant moved for appointment of counsel in a capital case. Docket Document No. 131.

On August 28, 1998, we ordered the Assistant United States Attorney to inform us which of the Defendants charged in the conspiracy were going to be recommended for death penalty certification. Docket Document No. 131. After receiving the Prosecution’s response that it was not recommending capital certification for Defendant Peña-González, we denied Defendant’s motion on September 1, 1998. Docket Document No. 131.

On November 3, 1998, Defendant filed a motion for his appointed counsel, Mr. Lincoln, to withdraw because of a difference of opinion. Docket Document No. 170. As a result, on December 9, 1998, we ordered Mr. Lincoln to respond to us regarding Defendant’s motion for his withdrawal before December 20, 1998. Docket Document No. 170. During this period, the Department of Justice (“DOJ”) filed an Informative Motion requesting that all death penalty eligible Defendants, including Defendant Peña-González, provide a mitigation submission in preparation for the certification hearing. Docket Document No. 175). 1 As a result of the differences in opinion between Defendant and his appointed counsel and the complete lack of a working attorney-client relationship, Mr. Lincoln never filed a mitigation submission and did not attend the certification hearing. On December 17, 1998, the Attorney General certified that she would seek the death penalty against four Defendants, including Peña-González. Docket Document No. 183. On December 18, 1998, Defendant filed another motion for the withdrawal of Mr. Lincoln. Docket Document No. 185. We granted the motions for Mr. Lincoln’s withdrawal on December 21, 1998. Docket Document No. 185. On December 23, 1998, we appointed Rafael Anglada-Lopez as local counsel and William Matthewman as learned counsel for Defendant. Docket Document No. 190.

Defendant alleges that (1) he was denied learned death penalty counsel, and effectively any counsel, prior to and at the meeting in which the DOJ certified his case for capital punishment in violation of 18 U.S.C. § 3005 and Local Rule 428, and (2) the failure to have learned counsel before the DOJ committee violated his due process rights and caused him irreparable harm.

*360 The Prosecution responds that: (1) even assuming a violation of 18 U.S.C. § 3005 and Local Rule 428, striking the death penalty is not an appropriate remedy; (2) the Attorney General’s decision to authorize death penalty certification is an exercise of prosecutorial discretion under an internal DOJ policy guideline which does not confer any rights upon potential capital defendants; and (3) even assuming Defendant suffered some harm in not having learned counsel during the DOJ committee process, the harm is not irreparable since Defendant’s learned counsel can, at any time prior to trial, request reconsideration of the DOJ decision.

II.

Capital Cases Generally

The consideration of whether to permit the government to go forward with its proceedings for certification entails the unique gravity appropriate for capital cases. Capital punishment is qualitatively different from any other form of criminal penalty we may impose. Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 49 L.Ed.2d 944 (1976). With it, we deny the convict any possibility of rehabilitation and order instead his execution, the most irrevocable of sanctions. Gregg v. Georgia, 428 U.S. 153, 187, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976). Its severity demands a heightened need for reliability in the determination that death is the appropriate punishment in a specific case. Caldwell v. Mississippi, 472 U.S. 320, 323, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985) (citing Woodson, 428 U.S. at 305, 96 S.Ct. 2978). We must be, therefore, particularly sensitive to insure that unique safeguards are in place that comport with the constitutional requirements of the Due Process Clause of the Fourteenth Amendment and the Eighth Amendment. Gregg, 428 U.S. at 187, 96 S.Ct. 2909.

III.

Certification of Capital Cases

Under the Local Rules, capital cases have specific standards regarding the appointment of defense counsel, and precise requirements as to what learned counsel must accomplish to dissuade the Attorney General from seeking the death penalty. These rules are found in 18 U.S.C. § 3005 and 21 U.S.C. § 848(q)(4). Section 3005 of 18 U.S.C., as amended by § 60026 of the 1994 Act, provides:

[w]hoever is indicted for treason or other capital crime shall be allowed to make his full defense by counsel; and the court before which the defendant is to be tried, or a judge thereof, shall promptly, upon the defendant’s request, assign two such counsel, of whom at least one shall be learned in the law applicable to capital cases....

18 U.S.C. § 3005 (1994). Section 848(q)(4) of 21 U.S.C. states:

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Bluebook (online)
62 F. Supp. 2d 358, 1999 U.S. Dist. LEXIS 10966, 1999 WL 512477, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pena-gonzalez-prd-1999.