United States v. Paulin

6 M.J. 38, 1978 CMA LEXIS 9441
CourtUnited States Court of Military Appeals
DecidedNovember 13, 1978
DocketNo. 34,049; ACM 22132
StatusPublished
Cited by5 cases

This text of 6 M.J. 38 (United States v. Paulin) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paulin, 6 M.J. 38, 1978 CMA LEXIS 9441 (cma 1978).

Opinions

Opinion of the Court

PERRY, Judge:

The appellant was convicted by a general court-martial consisting of a military judge and members of possession, use, transfer and introduction of heroin onto a military base, in violation of Article 134, Uniform Code of Military Justice, 10 U.S.C. § 934. He was sentenced to be dishonorably discharged from the Air Force, confinement for 2 years and forfeiture of all pay and allowances. The United States Air Force Court of Military Review reversed the conviction as to the specification alleging wrongful use of marihuana and ordered its dismissal. The court then reassessed the sentence and affirmed the dishonorable discharge, confinement for 15 months and forfeiture of all pay and allowances. We granted review to consider the appellant’s claim that the military judge who presided at his trial should have disqualified himself.

During an Article 39(a), 10 U.S.C. § 839(a) session prior to the trial, appellant’s counsel ascertained through questions which he directed to the military judge, that prior to the commencement of the trial proceedings, the judge had read the pretrial advice of the staff judge advocate and the Article 32, 10 U.S.C. § 832 report. The [39]*39judge acknowledged that he almost always read the pretrial advice in cases in which he will serve as military judge and that he usually reads the Article 32 report if he is not told specifically by the defense counsel that a request for trial by judge alone will be made. He added that in the instant case, he had been informed by counsel that no request for trial by judge alone would likely be made. Thereupon, the appellant’s counsel challenged the judge for cause, arguing that since the judge had read these items, he would not be able to afford the appellant a fair trial. The judge refused to disqualify himself and stated that he could be completely impartial in the conduct of this case. The trial proceeded by the judge and a panel which, as above noted, found the appellant guilty of the several offenses charged against him.

In this Court, the appellant argues that Article 16, UCMJ, 10 U.S.C. § 816, creates a right on the part of the accused to request trial by military judge alone. He acknowledges that no such request was made in this case but asserts that the appellant could have made the request if he had wished. Finally, he asserts that, in this case, the judge deprived him of that choice by reading the pretrial file which contained the data above mentioned.

This Court has previously considered challenges to a judge’s review of pretrial data. In United States v. Fry, 7 U.S.C.M.A. 682, 23 C.M.R. 146 (1957), the Court reviewed the denial of a defense challenge of the law officer for cause based upon the fact that the law officer had prepared himself for the discharge of his responsibilities by reading the investigating officer’s report and by attempting to obtain a copy of the expected testimony. The law officer responded that his interest in each case was entirely academic and that he had not formed an opinion concerning the accused’s guilt or innocence. This Court observed that, in view of all the grounds for disqualification, the law officer is permitted a much narrower association with a case before the trial than is allowed the judge in a civilian court but that “absolute ignorance of the prospective evidence is not even required of a court member who actually determines the guilt or innocence of the accused.”1 “The touchstone of ineligibility,” said the Court, “is not mere knowledge of the evidence, but the effect that it has. If it produces a conviction of guilt, challenge for cause clearly exists.”2 The Court cautioned that “thorough knowledge of the ‘expected testimony’ of the witnesses would result in at least the formation of a definite opinion of guilt,” for, having “a positive opinion of guilt at the beginning of the trial” renders him “subject to challenge.”3 The Court also said, “Adequate information as to the probable issues can normally be obtained by reading the charges.” 4 Finally, the Court observed that “it was not good practice for the law officer to review the investigating officer’s report and the testimony of the witnesses. Although not within the scope of the overall pattern of disqualification established by the Uniform Code and the Manual, it is too close to a violation of its spirit to merit approval.”5

Later, in United States v. Mitchell, 15 U.S.C.M.A. 516, 36 C.M.R. 14 (1965), the Court stated, inter alia, that “to the extent United States v. Fry, supra, may have been understood to forbid pretrial familiarization by law officers with the cases upon which they are to sit, we reject such an interpretation.”6 The Mitchell Court further observed “that no outright ban was either intended or imposed by Fry” since in United States v. Fry, the judge’s “performance at trial was there assessed on its merits and [40]*40not even any hint of impropriety by him was found.”7 In addition they said that8

the gaining of background — whether by way of legal research or otherwise — as to better enable the fulfillment of duties, is to be encouraged. Within the limitations fixed by applicable provisions of the Code and the Manual, the critical consideration in this area is not whether a law officer has perused the pretrial file or prepared for the trial, but whether he properly maintains his fair and impartial attitude, and guards against embroiling himself so deeply in particulars not necessary to his preparation as to create any predisposition on his part. We have no desire to impede or hamper helpful preparation for trial, and we confidently trust that military justice will continue to be administered with the same improved objectivity, impartiality, and judicial demeanor that generally characterizes the system today.

More recently, in United States v. Carroll, 20 U.S.C.M.A. 312, 43 C.M.R. 152 (1971), the Court rejected a contention that the accused there was prejudiced at the sentencing proceeding where the military judge read the pretrial advice and the Article 32 record which, the accused argued, contained conflicting versions between the accused and the victim of the assault. The Court held that it was error for the judge to read the Article 32 record and the pretrial advice of the staff judge advocate without the knowledge and consent of the accused but nevertheless held that, under all the circumstances, the accused was not prejudiced since it did not appear that the judge was in any way influenced by his review of those items.

The above cases suggest that this Court, while at least troubled by a trial judge’s review of pretrial data before trial, has been unwilling to disturb convictions in the absence of prejudice evident by a proper showing that the judge, by review of the pretrial data, has lost his mantle of impartiality. The strongest condemnation of the practice of review of pretrial data was made in United States v. Fry, supra. In Mitchell,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Sherrod
22 M.J. 917 (U.S. Army Court of Military Review, 1986)
United States v. Montgomery
16 M.J. 516 (United States Court of Military Appeals, 1983)
United States v. Butler
14 M.J. 72 (United States Court of Military Appeals, 1982)
United States v. Davenport
14 M.J. 547 (U.S. Army Court of Military Review, 1982)
United States v. Adams
6 M.J. 947 (U.S. Army Court of Military Review, 1979)

Cite This Page — Counsel Stack

Bluebook (online)
6 M.J. 38, 1978 CMA LEXIS 9441, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paulin-cma-1978.