United States v. Paul R. Jones and Leo B. Mittelman

374 F.2d 414, 1967 U.S. App. LEXIS 7101
CourtCourt of Appeals for the Second Circuit
DecidedMarch 14, 1967
Docket30925_1
StatusPublished
Cited by25 cases

This text of 374 F.2d 414 (United States v. Paul R. Jones and Leo B. Mittelman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Paul R. Jones and Leo B. Mittelman, 374 F.2d 414, 1967 U.S. App. LEXIS 7101 (2d Cir. 1967).

Opinion

J. JOSEPH SMITH, Circuit Judge:

Paul R. Jones and Leo B. Mittelman were convicted after jury trial, each on one separate count of perjury in the United States District Court for the Southern District of New York, William B. Herlands, Judge, and they appeal. We find no error and affirm the judgments.

In 1960 Mittelman was convicted in the Southern District of New York of mail fraud and conspiracy to sell unregistered securities. The conviction was affirmed, United States v. Crosby, et al., 294 F.2d 928 (2d Cir. 1961), cert, denied sub nom. Mittelman v. United States, 368 U.S. 984, 82 S.Ct. 599, 7 L.Ed.2d 523 (1962). On May 15, 1962 Mittelman submitted a motion for a new trial on the ground of newly discovered evidence and government suppression of evidence favorable to the defense. Submitted with the motion were affidavits of Jones executed April 2, 1962 and Mittelman executed May 14, 1962. The convictions for perjury here under review were based on statements in those affidavits to the effect that newly discovered evidence existed in that Jones could testify that the government had knowingly used perjured testimony of witnesses Holland and Carroll and that Jones had not been available to reveal this to Mittelman from the time the government rested until months after the conclusion of the trial. 1

*417 During the course of the trial in United States v. Crosby, witnesses Holland and Carroll had testified on behalf of the government in a manner unfavorable to Mittelman. Jones had been subpoenaed by the government as a possible government witness and had been in contact with Mittelman. The government rested *418 its case in chief May 2, 1960 without calling Jones.

The government, in the case at bar, produced evidence that after the government rested, Mittelman, who had been informed by Jones that he could contradict Holland and Carroll as to some of their testimony, arranged a meeting of a number of the defendants and their counsel at the Royalton Hotel on May 4, 1960 at which Jones was present and talked at some length but apparently in a somewhat rambling fashion. Unimpressed by their observation of Jones, and informed of his criminal record, counsel decided not to call him as a defense witness. It is not clear whether Jones had gone to North Carolina when excused by the government May 2, and had come back at Mittelman’s call on May 4, or whether he stayed on through May 4 or returned to North Carolina and came back once again after May 4, although it appeared that Mittelman’s brother on May 6 cashed a check of Mittelman’s for $300 to pay Jones’ expenses.

The motion for new trial, and a companion motion for correction of an allegedly illegal sentence were denied. Notices of appeal were filed and the denial of correction of sentence was affirmed, 314 F.2d 654 (2d Cir.), cert, denied 373 U.S. 923, 83 S.Ct. 1523, 10 L.Ed.2d 421 (.1963). The appeal from the denial of new trial was abandoned.

On Jones’ appeal from the perjury conviction he contends principally that the evidence was insufficient, that it was error to deny his motions for severance, and to deny inspection of Jones’ Grand Jury testimony until late in the government’s case, and attacks the government’s summation as improper and prejudicial. Jones also joins in Mittelman’s contentions, which are, in addition to those of Jones, chiefly that it was error to deny earlier production of Mittelman’s Grand Jury testimony, that the allegedly perjurious statement was not material to the issue to which the affidavit was addressed and that the indictment should have been dismissed since proof of a former conviction could not properly be used against him.

Neither Jones nor Mittelman took the stand in this perjury trial. Both, however, had testified before the Grand Jury, and transcripts of the testimony of each were read in evidence, with instructions, however, that it was not to be considered except as to the one whose testimony it was.

I.

Both object to the joinder for trial of the two counts- of the indictment, one count charging Jones, the other Mittelman. These objections fail for two reasons. The indictment charged the preparation by Jones and Mittelman of false affidavits as to Jones’ availability, to be filed with Mittelman’s motion. Thus, the joinder of the two counts alleging that the defendants had “participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses” was well within the terms of Fed.R. Crim.P. 8(b). United States v. Cohn, 230 F.Supp. 587 (S.D.N.Y.), mandamus denied sub nom. Application of Gottesman, 332 F.2d 975 (2d Cir. 1964). In the second place, no grounds for relief from prejudicial joinder under Rule 14 were shown. There need be no charge of conspiracy to make actions and declarations of joint actors in furtherance of a common illegal plan admissible against each actor. United States v. Annunziato, 293 F.2d 373, 378 (2d Cir.), cert, denied 368 U.S. 919, 82 S.Ct. 240, 7 L.Ed.2d 134 (1961); St. Clair v. United States, 154 U.S. 134, 149, 14 S.Ct. 1002, 38 L.Ed. 936 (1894); United States v. Pugliese, 153 F.2d 497, 500 (2d Cir. 1945); People v. Luciano, 277 N.Y. 348, 14 N.E.2d 433 (1938). The evidence admitted against both could therefore have been admitted against either on separate trial and no prejudice from the joinder can be made out. See United States v. Granello, 365 F.2d 990, 995 (2d Cir. 1966).

II.

The falsity of the statements of unavailability of Jones after May 2 *419 was clearly proved by the testimony of Steinberg, one of defense counsel in the principal case as to the meeting in the described suite at the Royalton to assess Jones’ desirability as a witness, that it was the sole meeting he attended there and that Jones talked at length at the meeting, taken together with the testimony of hotel employees and the plainly admissible hotel records fixing the date as May 4, reinforced by Mittelman’s check for Jones’ expenses cashed by Mittelman’s brother on May 6. 2 3

III.

The evidence was clearly sufficient against each appellant to meet the strict requirements 3 of the perjury rule calling for the testimony of two witnesses or the testimony of one witness with corroborating circumstantial evidence. See, e. g. United States v. Marehisio, supra, n. 2; see also United States v. Goldberg, 290 F.2d 729 (2d Cir.),. cert, denied 368 U.S. 899, 82 S.Ct.

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Bluebook (online)
374 F.2d 414, 1967 U.S. App. LEXIS 7101, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-paul-r-jones-and-leo-b-mittelman-ca2-1967.