United States v. Paul Bergrin

Court of Appeals for the Third Circuit·Decided April 6, 2022·No. 20-2828·Unpublished

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

No. 20-2828

UNITED STATES OF AMERICA

v.

PAUL W. BERGRIN,

Appellant

On Appeal from the United States District Court for the District of New Jersey (D.C. No. 2-09-cr-00369-001)

District Judge: Honorable Madeline C. Arleo

Argued

November 17, 2021

Before: AMBRO, JORDAN, and ROTH, Circuit Judges

(Filed: April 6, 2022)

Lawrence S. Lustberg [ARGUED] Gibbons One Gateway Center Newark, NJ 07102 Counsel for Appellant

Mark E. Coyne [ARGUED] Steven G. Sanders Office of United States Attorney 970 Broad Street – Rm. 700 Newark, NJ 07102 Counsel for Appellee

OPINION

JORDAN, Circuit Judge.

Paul Bergrin was a high-profile criminal defense attorney who became a high-

profile criminal. In 2013, after a seven-week trial, he was convicted of conspiring to kill adverse witnesses and operating a drug-trafficking business out of his law offices. He now seeks a new trial, alleging that he and his team of private investigators have since found an assortment of individuals who would testify that he was framed. The District Court denied his motion, rejecting all of his arguments. So do we. Consequently, we will affirm. I. BACKGROUND1 Following service as a federal prosecutor, Bergrin began an apparently successful private practice representing people accused of crimes. The veneer of success peeled away in 2009, when he became the accused. As described in the operative indictment, the charges against him included instigating the murder of Kemo McCray to protect Bergrin’s client, William Baskerville, from McCray’s expected testimony (the “Kemo Murder”); plotting to kill witnesses in the case against Vicente Esteves (the “Esteves Plot”); and operating a drug-trafficking business. After Bergrin’s first trial on the Kemo

 This disposition is not an opinion of the full court and, pursuant to I.O.P. 5.7, does not constitute binding precedent.

Murder ended with a hung jury, the District Court held a second trial in 2013 that included additional charges related to the Esteves Plot and drug trafficking. Bergrin was convicted on all counts, and he was sentenced to concurrent terms of life imprisonment.

Pursuant to Federal Rule of Criminal Procedure 33, Bergrin filed a motion for a new trial. He claimed to have discovered new evidence – in the form of phone records, wiretap recordings, and statements from almost a dozen individuals – demonstrating that the prosecution’s key witnesses lied during his trial. He also said that the prosecution suppressed certain exculpatory evidence in violation of its Brady obligations. The District Court denied Bergrin’s motion, and he has timely appealed. II. DISCUSSION2 A. Motion for a New Trial Based on Newly Discovered Evidence We review for abuse of discretion the District Court’s denial of a Rule 33 motion for a new trial based on new evidence. United States v. Saada, 212 F.3d 210, 215 (3d Cir. 2000). “[A] district court abuses its discretion if its decision rests upon a clearly erroneous finding of fact, an errant conclusion of law[,] or an improper application of law to fact.” United States v. Brown, 595 F.3d 498, 511 (3d Cir. 2010) (citation omitted). “Courts should exercise great caution in setting aside a verdict reached after fully- conducted proceedings, and particularly so where the action has been tried before a jury.”

United States v. Kelly, 539 F.3d 172, 182 (3d Cir. 2008) (internal quotation marks and citation omitted).

In United States v. Iannelli, 528 F.2d 1290 (3d Cir. 1976), we ruled that, when presented with allegedly new evidence, a district court may order a new trial on that basis only if the proffered evidence meets the following five requirements:

(a) the evidence must be[,] in fact, newly discovered, i.e., discovered since the trial; (b) facts must be alleged from which the court may infer diligence on the part of the movant; (c) the evidence relied on[] must not be merely cumulative or impeaching; (d) it must be material to the issues involved; and (e) it must be such, and of such nature, as that, on a new trial, the newly discovered evidence would probably produce an acquittal.

Id. at 1292. Failure to satisfy any of those requirements is a ground for denying the Rule 33 motion, Kelly, 539 F.3d at 182, and the movant bears a “heavy burden” in justifying a new trial. Saada, 212 F.3d at 216 (citation omitted).

Under the first two Iannelli requirements, evidence is not “newly discovered” if, at the time of trial, it was actually known or could have been known through reasonable diligence by the defendant or his counsel. United States v. Cimera, 459 F.3d 452, 461 (3d Cir. 2006). When determining whether the defendant exercised “reasonable diligence,” the court must “carefully consider the factual circumstances of the case.” Id. “[T]o satisfy the diligence standard, counsel must conduct further inquiry once the circumstances alert her to the existence of additional information that has a reasonable possibility of proving material to the defense.” United States v. Noel, 905 F.3d 258, 272 (3d Cir. 2018).

Under the last Iannelli requirement, when determining whether the newly discovered evidence would probably result in an acquittal, the district court has to assess the credibility of the evidence. Kelly, 539 F.3d at 188 (“[I]t is the job of the district court, either on affidavits or after an evidentiary hearing[,] … to decide whether the newly discovered evidence is credible[.]” (citation omitted) (third alteration in original)). “[A] district court’s statement that newly discovered evidence ‘is not credible’ … is perfectly acceptable as long as the court sets forth its reasoning.” Id. at 189 n.14. If the district court determines that the evidence is credible, it must then determine “whether a jury probably would reach a different result upon hearing the new evidence.” Id. at 189. In reaching that determination, the district court “must weigh the [new] testimony against all of the other evidence in the record,” including what the jury already weighed in the defendant’s initial trial. Id.

1. Evidence Relating to the Kemo Murder The record at trial3 showed that Bergrin was the lawyer for a drug-trafficking organization run by Hakeem Curry. In that capacity, Bergrin was retained to represent Curry’s underlings, including William Baskerville. After Baskerville was arrested in 2003 for selling crack cocaine, he told Bergrin that his “buyer” was a police informant named Kemo. Bergrin then met with Curry and several of his associates to discuss Baskerville’s situation. We previously summarized that meeting as follows:

According to [Anthony] Young, [an associate of Curry who eventually became a key government witness,] Bergrin told the group that Baskerville

“was facing life in prison for that little bit of cocaine,” and “if Kemo testif[ies] against Will, Will was never coming home. [Bergrin] said … don’t let [Kemo] … testify against Will, and if he don’t testify, [Bergrin will] make sure he gets Will out of jail.” Bergrin repeated: “no Kemo, no case,” a phrase he reiterated upon leaving the group while pointing his finger.

United States v. Bergrin, 599 F. App’x 439, 441 (3d Cir. 2014) (internal citations omitted). A few months later, Young shot and killed Kemo McCray. Bergrin was convicted of conspiring to commit that murder.

Bergrin now alleges that he has discovered two new witnesses who would testify that Young lied on the stand at trial to frame him as a conspirator in the Kemo Murder.

The first of those new witnesses is Charles Madison, a friend of Young’s.

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