United States v. Pate

54 M.J. 501, 2000 CCA LEXIS 204, 2000 WL 1435013
CourtArmy Court of Criminal Appeals
DecidedSeptember 29, 2000
DocketARMY 9801559
StatusPublished

This text of 54 M.J. 501 (United States v. Pate) is published on Counsel Stack Legal Research, covering Army Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Pate, 54 M.J. 501, 2000 CCA LEXIS 204, 2000 WL 1435013 (acca 2000).

Opinion

OPINION OF THE COURT

VOWELL, Judge:

A military judge sitting as a special court-martial convicted the appellant, pursuant to his pleas, of disrespect toward a superior commissioned officer, disobedience of a non-commissioned officer, negligent dereliction of duty, and assault upon a sentinel, in violation of Articles 89, 91, 92, and 128, Uniform Code of Military Justice, 10 U.S.C. §§ 889, 891, 892, and 928 [hereinafter UCMJ]. The military judge sentenced the appellant to a bad-conduct discharge, confinement for three months, and reduction to Private El. The convening authority approved the adjudged sentence and, in accordance with the terms of the pretrial agreement, waived automatic forfeitures of pay and directed that the forfeitures be paid to the appellant’s wife.1 The convening authority also credited the appellant with fifty days of credit against the sentence to confinement for pretrial confinement and pretrial punishment.

In this Article 66, UCMJ, 10 U.S.C. § 866, appeal, the appellant contends that because he pled guilty to an unreferred charge, the court-martial lacked jurisdiction to enter a finding of guilty of that offense (Additional Charge I and its Specification).2 He also asks us to set aside his convictions of disrespect (Charge I and its Specification) and disobedience (Charge III and its Specification) because he had previously received nonjudicial punishment for these same offenses. Finally, he contends that the staff judge advocate’s (SJA) post-trial recommendation pursuant to Rule for Courts-Martial 1106 [hereinafter R.C.M.] was deficient because it misled the convening authority into believing that the appellant received nonjudicial punishment for misconduct unrelated to the charges of which he was tried and convicted. [503]*503We disagree with each of the assignments of error.

I. FACTS

While on a field exercise in Kist, Germany, in August 1997, the appellant manufactured explosive devices from water bottles and the water-activated heaters used with Meals Ready to Eat. After at least one of the devices detonated in a sleeping tent, fortunately without injury to anyone, the appellant’s first sergeant and another non-commissioned officer ordered him to cease manufacturing the devices. The appellant later detonated another water bottle, this time in a signal node center. The appellant received summarized nonjudicial punishment for disobeying that order and for disobeying a “request to leave the field site,” and was ordered to perform ten days of extra duty as punishment. Charge III and its Specification alleged that the appellant disobeyed a noncommissioned officer’s order to stop manufacturing and placing explosive devices. Thus, Charge III and its Specification encompassed some of the same conduct that formed the basis for the appellant’s earlier summarized Article 15, UCMJ, punishment.

In May 1998, the appellant, while in a conversation with two other junior enlisted soldiers in the unit orderly room, referred to his new company commander as a “bitch” and a “cunt.” That same company commander imposed punishment pursuant to Article 15, UCMJ, for these comments, directing the appellant to serve seven days of extra duty. The same disrespectful remarks formed the basis for Charge I and its Specification.

Sometime prior to 31 August 1998, unit gate guards were posted at entrances to Larson Barracks, in Kitzingen, Germany, in response to a heightened force protection posture. When he left post that evening, the appellant noted that members of his unit were on gate duty and decided to play a joke on them. He returned to the installation wearing a balaclava (a black stocking-type cap) over his head and carrying a metal, full-sized silver cap pistol that resembled a 9 mm handgun, and drove into the gate area. When the first gate guard approached the car to check for identification, the appellant pointed the cap pistol at him and repeatedly fired it. The appellant then drove up to a second gate guard and fired the cap pistol at him as well. This conduct formed the basis for the appellant’s plea of guilty to assault upon sentinels.

The appellant then drove through the gate without being cleared to do so by any of the gate guards present. The act of driving through the gate after being directed to stop (Additional Charge I and its Specification) was originally charged as a violation of Article 92(2), UCMJ, as a failure to obey a lawful order. At trial, the appellant entered a plea of guilty by exceptions and substitutions to negligent dereliction of duty by failing to remain stopped at the gate until cleared to proceed, in violation of Article 92(3), UCMJ.

The appellant’s proposed pleas were set forth in an offer to plead guilty, and included the plea by exceptions and substitutions to Additional Charge I and its Specification. The convening authority did not personally sign the offer to plead guilty and the proposed sentence limitation. Instead, both documents had the word “accepted” circled, and both bore notations reading “VOCO to James M. Coyne, LTC, JA, Staff Judge Advocate, 15 Oct 98 0900 hrs.” At trial, neither the military judge nor counsel for either side commented on the lack of the signature of the convening authority, or one authorized to sign on his behalf, on the two documents.3

II. DISCUSSION

A. Jurisdiction Over Additional Charge I

The appellant now contends that his plea by exceptions and substitutions deprived the court of jurisdiction over Additional Charge I and its Specification because the offense to which he pled was not a lesser-included offense of the charged offense. While acknowledging that United States v. Wilkins, 29 M.J. 421 (C.M.A.1990), stands for [504]*504the proposition that a convening authority’s acceptance of an offer to plead guilty to an otherwise uncharged offense is the functional equivalent of an order referring that offense to trial, the appellant contends that, as the convening authority never signed this offer, the offense was never referred. Thus, he argues, the trial court had no jurisdiction over the dereliction of duty offense, and the finding of guilty must be set aside. We disagree with both of the appellant’s contentions.

Dereliction of duty, whether negligent or willful, is a lesser-included offense of failure to obey a lawful order. When a person with the authority to issue an order to a soldier does so, the soldier has a duty to obey the order issued, and proof thereof may establish the first element of dereliction of duty. See Manual for Courts-Martial, United States (1995 ed.), Part IV, para. 16c(3)(a) [hereinafter MCM, 1995] (“A duty may be imposed by treaty, statute, regulation, lawful order, standard operating procedure, or custom of the service” (emphasis added).).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Gammons
51 M.J. 169 (Court of Appeals for the Armed Forces, 1999)
United States v. Mooney
47 M.J. 496 (Court of Appeals for the Armed Forces, 1998)
United States v. Wheelus
49 M.J. 283 (Court of Appeals for the Armed Forces, 1998)
United States v. Bivins
49 M.J. 328 (Court of Appeals for the Armed Forces, 1998)
United States v. Powell
49 M.J. 460 (Court of Appeals for the Armed Forces, 1998)
United States v. Rhule
53 M.J. 647 (Army Court of Criminal Appeals, 2000)
United States v. Fretwell
11 C.M.A. 377 (United States Court of Military Appeals, 1960)
United States v. Green
1 M.J. 453 (United States Court of Military Appeals, 1976)
United States v. Cooke
11 M.J. 257 (United States Court of Military Appeals, 1981)
United States v. Grostefon
12 M.J. 431 (United States Court of Military Appeals, 1982)
United States v. Brown
13 M.J. 253 (United States Court of Military Appeals, 1982)
United States v. Manley
25 M.J. 346 (United States Court of Military Appeals, 1987)
United States v. Pierce
27 M.J. 367 (United States Court of Military Appeals, 1989)
United States v. Wilkins
29 M.J. 421 (United States Court of Military Appeals, 1990)
United States v. Cooper-Tyson
37 M.J. 481 (United States Court of Military Appeals, 1993)
United States v. Hudson
39 M.J. 958 (U.S. Navy-Marine Corps Court of Military Review, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
54 M.J. 501, 2000 CCA LEXIS 204, 2000 WL 1435013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-pate-acca-2000.