[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________ FILED U.S. COURT OF APPEALS No. 08-15195 ELEVENTH CIRCUIT FEBRUARY 9, 2009 Non-Argument Calendar THOMAS K. KAHN ________________________ CLERK
D. C. Docket No. 99-00358-CR-T-24TGW
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
PANTALEON ACEVEDO, a.k.a. Manuel Castellano,
Defendant-Appellant.
________________________
Appeal from the United States District Court for the Middle District of Florida _________________________
(February 9, 2009)
Before BIRCH, HULL and FAY, Circuit Judges.
PER CURIAM: Pantaleon Acevedo, a federal prisoner appearing pro se, appeals the district
court’s denial of his pro se motion to compel the government to file a sentencing
reduction under Fed.R.Crim.P. 35(b). For the reasons set forth below, we affirm.
I.
In 1999, a federal grand jury returned an indictment against Acevedo and
other individuals, charging them with conspiracy to possess with intent to
distribute five kilograms or more of cocaine, in violation of 21 U.S.C. §§ 846 and
841(a)(1). In 2000, a jury found Acevedo guilty of the lone charge in the
indictment, and the district court sentenced him to 235 months’ imprisonment. We
affirmed Acevedo’s conviction and sentence on direct appeal.
In 2008, Acevedo filed the instant pro se motion to compel the government
to file a motion for a reduced sentence pursuant to Rule 35(b). Acevedo asserted
that, in 2003, he contacted the Federal Bureau of Investigation (“FBI”) and
informed it that he had information about an unsolved double-homicide. He stated
that two of the investigating agents working on the case, as well as the New York
prosecutor, Assistant U.S. Attorney Helen Cantwell, visited Acevedo in prison and
told him that they were interested in the information he had. Acevedo alleged that
Cantwell made him the following promise: “[I]f the information you provide is
completely truthful and it leads to the arrest and prosecution of the individual or
2 individuals involved, I promise you that you will receive credit and your sentence
will be reduced.” Based on that assurance, Acevedo asserted that he provided the
names of the perpetrators involved and that they later pled guilty. Because the
government had not yet filed a motion to reduce Acevedo’s sentence, he moved the
court to compel the government to file such a motion, or, alternatively, to hold a
hearing on Acevedo’s motion to compel.
The government responded that it had contacted Cantwell and, although she
acknowledged meeting with Acevedo, she denied making any promises to him or
that he had provided any helpful information. Accordingly, the government argued
that Acevedo’s motion should be denied.
The following day, and apparently crediting the government’s response, the
court denied Acevedo’s motion:
In their response the Government states that based on Defendant’s motion, they contacted AUSA Helen Cantwell of the Southern District of New York regarding Defendant’s cooperation. AUSA Cantwell advised that Defendant provided no helpful information and that no promises were made him.
Accordingly Defendant’s motion is DENIED.
II.
We review de novo the question of whether the government can be
compelled to file a substantial assistance motion. See United States v. Forney, 9
3 F.3d 1492, 1498 (11th Cir. 1993). However, a district court’s factual credibility
determinations warrant deference. United States v. Ramirez-Chilel, 289 F.3d 744,
749 (11th Cir. 2002).
Rule 35(b) allows the government to file a motion to reduce a defendant’s
sentence when the defendant provides substantial assistance in investigating or
prosecuting another person. See Fed.R.Crim.P. 35(b). Rule 35(b) is the
post-sentencing analogue to 18 U.S.C. § 3553(e) and U.S.S.G. § 5K1.1, which
authorize the sentencing court, upon a motion by the government, to impose a
sentence below the statutory minimum. See United States v. Alvarez, 115 F.3d
839, 842 (11th Cir. 1997) (“U.S.S.G. § 5K1.1 and Rule 35(b) work in tandem to
give the Government two opportunities to reward a defendant’s substantial
assistance in the investigation or prosecution of others. Section 5K1.1 addresses
cooperation before sentencing while Rule 35(b) addresses cooperation after
sentencing.”).
In Wade v. United States, the Supreme Court stated that § 3553(e) and
§ 5K1.1 gave “the Government a power, not a duty, to file a motion when a
defendant has substantially assisted.” 504 U.S. 181, 185, 112 S.Ct. 1840, 1843,
118 L.Ed.2d 524 (1992). Despite this discretion, the Court held that:
federal district courts have authority to review a prosecutor’s refusal to file a substantial-assistance motion and to grant a remedy if they
4 find that the refusal was based on an unconstitutional motive. Thus, a defendant would be entitled to relief if a prosecutor refused to file a substantial-assistance motion, say, because of the defendant’s race or religion.
It follows that a claim that a defendant merely provided substantial assistance will not entitle a defendant to a remedy or even to discovery or an evidentiary hearing. Nor would additional but generalized allegations of improper motive. Indeed, Wade concedes that a defendant has no right to discovery or an evidentiary hearing unless he makes a “substantial threshold showing.”
Wade has failed to make one. He has never alleged, much less claimed to have evidence tending to show, that the Government refused to file a motion for suspect reasons such as his race or his religion.
Id. at 185-86, 112 S.Ct. at 1843-44 (internal citations omitted).
We have recently applied the above holding in Wade to the government’s
refusal to file a Rule 35(b) motion. United States v. McNeese, 547 F.3d 1307,
1308-09 (11th Cir. 2008). In McNeese, we, inter alia, declined to review whether
the government erred in refusing to file a Rule 35(b) motion with respect to one of
the defendant’s terms of imprisonment because the defendant did “not show that
the government had unconstitutional motives.” Id. at 1309.
III.
In this case, Acevedo merely alleged in his motion to compel that he had
provided substantial assistance to the government; nowhere in the motion did he
allege that the government refused to file a Rule 35(b) motion on account of an
5 unconstitutional motive.1 Thus, regardless of whether Acevedo provided
substantial assistance, his failure to make a substantial threshold showing on this
latter point renders him ineligible for relief. Wade, 504 U.S. at 186-87, 112 S.Ct.
at 1844.
Acevedo counters that the government entered into an oral agreement to file
a Rule 35(b) motion and, therefore, it was bound to fulfill its contractual obligation
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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________ FILED U.S. COURT OF APPEALS No. 08-15195 ELEVENTH CIRCUIT FEBRUARY 9, 2009 Non-Argument Calendar THOMAS K. KAHN ________________________ CLERK
D. C. Docket No. 99-00358-CR-T-24TGW
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
PANTALEON ACEVEDO, a.k.a. Manuel Castellano,
Defendant-Appellant.
________________________
Appeal from the United States District Court for the Middle District of Florida _________________________
(February 9, 2009)
Before BIRCH, HULL and FAY, Circuit Judges.
PER CURIAM: Pantaleon Acevedo, a federal prisoner appearing pro se, appeals the district
court’s denial of his pro se motion to compel the government to file a sentencing
reduction under Fed.R.Crim.P. 35(b). For the reasons set forth below, we affirm.
I.
In 1999, a federal grand jury returned an indictment against Acevedo and
other individuals, charging them with conspiracy to possess with intent to
distribute five kilograms or more of cocaine, in violation of 21 U.S.C. §§ 846 and
841(a)(1). In 2000, a jury found Acevedo guilty of the lone charge in the
indictment, and the district court sentenced him to 235 months’ imprisonment. We
affirmed Acevedo’s conviction and sentence on direct appeal.
In 2008, Acevedo filed the instant pro se motion to compel the government
to file a motion for a reduced sentence pursuant to Rule 35(b). Acevedo asserted
that, in 2003, he contacted the Federal Bureau of Investigation (“FBI”) and
informed it that he had information about an unsolved double-homicide. He stated
that two of the investigating agents working on the case, as well as the New York
prosecutor, Assistant U.S. Attorney Helen Cantwell, visited Acevedo in prison and
told him that they were interested in the information he had. Acevedo alleged that
Cantwell made him the following promise: “[I]f the information you provide is
completely truthful and it leads to the arrest and prosecution of the individual or
2 individuals involved, I promise you that you will receive credit and your sentence
will be reduced.” Based on that assurance, Acevedo asserted that he provided the
names of the perpetrators involved and that they later pled guilty. Because the
government had not yet filed a motion to reduce Acevedo’s sentence, he moved the
court to compel the government to file such a motion, or, alternatively, to hold a
hearing on Acevedo’s motion to compel.
The government responded that it had contacted Cantwell and, although she
acknowledged meeting with Acevedo, she denied making any promises to him or
that he had provided any helpful information. Accordingly, the government argued
that Acevedo’s motion should be denied.
The following day, and apparently crediting the government’s response, the
court denied Acevedo’s motion:
In their response the Government states that based on Defendant’s motion, they contacted AUSA Helen Cantwell of the Southern District of New York regarding Defendant’s cooperation. AUSA Cantwell advised that Defendant provided no helpful information and that no promises were made him.
Accordingly Defendant’s motion is DENIED.
II.
We review de novo the question of whether the government can be
compelled to file a substantial assistance motion. See United States v. Forney, 9
3 F.3d 1492, 1498 (11th Cir. 1993). However, a district court’s factual credibility
determinations warrant deference. United States v. Ramirez-Chilel, 289 F.3d 744,
749 (11th Cir. 2002).
Rule 35(b) allows the government to file a motion to reduce a defendant’s
sentence when the defendant provides substantial assistance in investigating or
prosecuting another person. See Fed.R.Crim.P. 35(b). Rule 35(b) is the
post-sentencing analogue to 18 U.S.C. § 3553(e) and U.S.S.G. § 5K1.1, which
authorize the sentencing court, upon a motion by the government, to impose a
sentence below the statutory minimum. See United States v. Alvarez, 115 F.3d
839, 842 (11th Cir. 1997) (“U.S.S.G. § 5K1.1 and Rule 35(b) work in tandem to
give the Government two opportunities to reward a defendant’s substantial
assistance in the investigation or prosecution of others. Section 5K1.1 addresses
cooperation before sentencing while Rule 35(b) addresses cooperation after
sentencing.”).
In Wade v. United States, the Supreme Court stated that § 3553(e) and
§ 5K1.1 gave “the Government a power, not a duty, to file a motion when a
defendant has substantially assisted.” 504 U.S. 181, 185, 112 S.Ct. 1840, 1843,
118 L.Ed.2d 524 (1992). Despite this discretion, the Court held that:
federal district courts have authority to review a prosecutor’s refusal to file a substantial-assistance motion and to grant a remedy if they
4 find that the refusal was based on an unconstitutional motive. Thus, a defendant would be entitled to relief if a prosecutor refused to file a substantial-assistance motion, say, because of the defendant’s race or religion.
It follows that a claim that a defendant merely provided substantial assistance will not entitle a defendant to a remedy or even to discovery or an evidentiary hearing. Nor would additional but generalized allegations of improper motive. Indeed, Wade concedes that a defendant has no right to discovery or an evidentiary hearing unless he makes a “substantial threshold showing.”
Wade has failed to make one. He has never alleged, much less claimed to have evidence tending to show, that the Government refused to file a motion for suspect reasons such as his race or his religion.
Id. at 185-86, 112 S.Ct. at 1843-44 (internal citations omitted).
We have recently applied the above holding in Wade to the government’s
refusal to file a Rule 35(b) motion. United States v. McNeese, 547 F.3d 1307,
1308-09 (11th Cir. 2008). In McNeese, we, inter alia, declined to review whether
the government erred in refusing to file a Rule 35(b) motion with respect to one of
the defendant’s terms of imprisonment because the defendant did “not show that
the government had unconstitutional motives.” Id. at 1309.
III.
In this case, Acevedo merely alleged in his motion to compel that he had
provided substantial assistance to the government; nowhere in the motion did he
allege that the government refused to file a Rule 35(b) motion on account of an
5 unconstitutional motive.1 Thus, regardless of whether Acevedo provided
substantial assistance, his failure to make a substantial threshold showing on this
latter point renders him ineligible for relief. Wade, 504 U.S. at 186-87, 112 S.Ct.
at 1844.
Acevedo counters that the government entered into an oral agreement to file
a Rule 35(b) motion and, therefore, it was bound to fulfill its contractual obligation
under the Supreme Court’s decision in Santobello v. New York, 404 U.S. 257, 92
S.Ct. 495, 30 L.Ed.2d 427 (1971). However, Acevedo did not attach any
documentation to his motion to support the existence of such an agreement.2 See
Bischel v. United States, 32 F.3d 259, 264 (7th Cir. 1994) (“A mere allegation of
an ‘understanding’ or ‘promise’ without some documentation or statement in the
court record is insufficient to merit an evidentiary hearing much less a Rule 35
hearing.”) (citing Wade, 504 U.S. at 186, 112 S.Ct. at 1844). Furthermore, the
government informed the district court that it had spoken to Cantwell, who denied
the existence of any such agreement, and, in light of Acevedo’s failure to provide
1 Acevedo attempts to make such a showing for the first time in his reply brief, but we do not address arguments raised for the first time in reply. United States v. Magluta, 418 F.3d 1166, 1185-86 (11th Cir. 2005). In any event, Acevedo’s allegations do not amount to a “substantial threshold showing” under Wade. 2 Acevedo attempted to attach such documentation to his appellate brief, but he does not explain why he did not attach this documentation to his motion to compel. In any event, we may not consider Acevedo’s attachments because he did not seek leave to supplement the record on appeal. Jones v. White, 992 F.2d 1548, 1566-67 (11th Cir. 1993).
6 any evidence to the contrary, the district court was free to credit this denial.
In sum, Acevedo was not entitled to relief on his motion because he failed to
show that the government’s refusal to file a Rule 35(b) motion was based on an
unconstitutional motive. Accordingly, we affirm.
AFFIRMED.