United States v. Ortiz-Hernandez

CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 30, 2006
Docket03-30355
StatusPublished

This text of United States v. Ortiz-Hernandez (United States v. Ortiz-Hernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ortiz-Hernandez, (9th Cir. 2006).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,  Nos. 03-30355 Plaintiff-Appellant, 03-30371 v. 03-30356 JOSE LUIS ORTIZ-HERNANDEZ,  D.C. No. CR-00-00071-JAR Defendant-Appellee. District of Oregon, Portland

 ORDER

Filed March 30, 2006

Before: Thomas M. Reavley,* William A. Fletcher, and Richard C. Tallman, Circuit Judges.

Order; Dissent by Judge Paez

ORDER

Judges Reavley and Tallman have voted to deny the peti- tion for panel rehearing; Judge Tallman has voted to deny the petition for rehearing en banc and Judge Reavley so recom- mends. Judge W. Fletcher has voted to grant the petition for panel rehearing and the petition for rehearing en banc.

The full court was advised of the petition for rehearing en banc. A judge requested a vote on whether to rehear the mat- ter en banc. The matter failed to receive a majority of the

*The Honorable Thomas M. Reavley, Senior United States Circuit Judge for the Fifth Circuit, sitting by designation.

3561 3562 UNITED STATES v. ORTIZ-HERNANDEZ votes of the nonrecused active judges in favor of en banc con- sideration. Fed. R. App. 35.

The petition for panel rehearing and the petition for rehear- ing en banc are denied.

PAEZ, Circuit Judge, with whom PREGERSON, REIN- HARDT, HAWKINS, THOMAS, WARDLAW, W. FLETCHER, FISHER, and BERZON, Circuit Judges, join, dissenting from denial of rehearing en banc:

I. Introduction

The majority in this case adopts a misreading of INS v. Lopez-Mendoza, 468 U.S. 1032 (1984), that our circuit squarely rejected in United States v. Garcia-Beltran, 389 F.3d 864 (9th Cir. 2004), and that is in direct conflict with the lan- guage of Lopez-Mendoza itself. In so doing, the majority evis- cerates, for all practical purposes, the exclusionary rule’s application to fingerprint evidence, and encourages question- able police practices. I respectfully dissent from my col- leagues’ decision not to rehear this case en banc.

Jose Luis Ortiz-Hernandez was arrested by Portland, Ore- gon officers on suspicion of drug-related activity. Those charges were later dropped, and Ortiz-Hernandez was indicted under 8 U.S.C. § 1326 for illegal reentry. In the § 1326 case, the district court suppressed fingerprint evidence taken in vio- lation of Ortiz-Hernandez’s Fourth Amendment rights and denied the Government’s motion to compel a second set of fingerprint exemplars. The Government appealed the district court’s denial of that motion to our court.

There is but one issue in dispute in this case. All members of the three-judge panel affirmed the district court’s ruling that the officers did not have probable cause to arrest Ortiz- UNITED STATES v. ORTIZ-HERNANDEZ 3563 Hernandez. All three judges further agreed that Ortiz- Hernandez’s fingerprints were taken for investigatory pur- poses and had to be suppressed. In a move that defies logic, however, the majority held that the Government—which has not demonstrated any independent source dissipating the taint of the earlier constitutional violation—may compel a new set of fingerprint exemplars, effectively gutting the exclusionary rule. As Judge W. Fletcher explained in his dissent, “the majority allows the government to accomplish with the sec- ond fingerprint exemplars precisely the same thing it holds the government cannot accomplish with the first.” United States v. Ortiz-Hernandez, 427 F.3d 567, 580 (9th Cir. 2005) (per curiam) (W. Fletcher, J., dissenting) (emphasis added).

Recognizing that its “holding here limits the theoretical effect of suppressing the initial set of wrongfully obtained fin- gerprint exemplars,” id. at 578 (majority opinion), the major- ity justifies its result as “compelled by United States v. Parga- Rosas, 238 F.3d 1209 (9th Cir. 2001),” Ortiz-Hernandez, 427 F.3d at 577. Parga-Rosas is easily distinguished. It is Garcia- Beltran and Lopez-Mendoza that compel the correct result in this case: We should affirm the district court’s denial of the Government’s motion.

II. The Majority Misreads Lopez-Mendoza

A.

One seemingly innocuous sentence, reiterating a well estab- lished principle of personal jurisdiction, has led to amaran- thine confusion. In Lopez-Mendoza the Supreme Court stated that “[t]he ‘body’ or identity of a defendant or respondent in a criminal or civil proceeding is never itself suppressible as a fruit of an unlawful arrest.” Lopez-Mendoza, 468 U.S. at 1039. The Court made this statement in the context of addressing a challenge by Lopez-Mendoza “to the fact that he had been summoned to a deportation hearing following an unlawful arrest.” Id. at 1040. Lopez-Mendoza “entered no 3564 UNITED STATES v. ORTIZ-HERNANDEZ objection to the evidence offered against him.” Id. The Court cited six cases, which all considered whether jurisdiction over a defendant or seized res properly existed. Id. at 1039-40. I see no way to read the “body or identity” sentence in Lopez- Mendoza as anything other than an affirmation of the estab- lished principle that an illegal arrest does not bar prosecution for a crime.

One need look no further than Lopez-Mendoza itself to con- firm that the “body or identity” language is inapplicable where a defendant raises a Fourth Amendment evidentiary challenge. The second respondent in Lopez-Mendoza, Sandoval-Sanchez, “objected not to his compelled presence at a deportation proceeding, but to evidence offered at that pro- ceeding.” Id. at 1040. Distinguishing Sandoval-Sanchez’s case from Lopez-Mendoza’s, the Supreme Court cited Wong Sun v. United States, 371 U.S. 471 (1963), and stated that “[t]he general rule in a criminal proceeding is that statements and other evidence obtained as a result of an unlawful, war- rantless arrest are suppressible if the link between the evi- dence and the unlawful conduct is not too attenuated.” Lopez- Mendoza, 468 U.S. at 1040-41. The Court did not create an exception for evidence that tends to establish a defendant’s identity, such as fingerprint evidence. Nor did it indicate any intention to overrule Davis v. Mississippi, 394 U.S. 721 (1969) (holding that fingerprint evidence obtained in the absence of probable cause to arrest must be suppressed), and Hayes v. Florida, 470 U.S. 811 (1985) (same).

The Ortiz-Hernandez majority misreads the “body or iden- tity” sentence as applying to evidentiary challenges, and in so doing conflates two distinct lines of cases. The Frisbie v. Col- lins, 342 U.S. 519 (1952), line of cases holds that a tribunal has jurisdiction to try a defendant even if his presence in court was obtained through illegal means. It was the Frisbie line of cases, addressing personal jurisdiction, that the Supreme Court cited to immediately after the “body or identity” sen- tence in Lopez-Mendoza. See Lopez-Mendoza, 468 U.S. at UNITED STATES v. ORTIZ-HERNANDEZ 3565 1039-40.

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