United States v. O'Neal

16 C.M.A. 33, 16 USCMA 33, 36 C.M.R. 189, 1966 CMA LEXIS 310, 1966 WL 4443
CourtUnited States Court of Military Appeals
DecidedFebruary 18, 1966
DocketNo. 18,838
StatusPublished
Cited by17 cases

This text of 16 C.M.A. 33 (United States v. O'Neal) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. O'Neal, 16 C.M.A. 33, 16 USCMA 33, 36 C.M.R. 189, 1966 CMA LEXIS 310, 1966 WL 4443 (cma 1966).

Opinion

Opinion of the Court

Quinn, Chief Judge:

A general court-martial in Verdun, France, convicted the accused of stabbing Private First Class John E. Shrode in the abdomen with a knife and intentionally inflicting grievous bodily harm, in violation of Article 128, Uniform Code of Military Justice, 10 USC § 928. On appeal, he contends he was prejudiced 'by certain rulings and instructions of the law officer.

Except for parts of the accused’s testimony, the evidence compellingly indicates that, in obscene terms, the accused taunted a group of soldiers celebrating Shrode’s birthday, at the Vassincourt Enlisted Men’s Club. His “mouthing off” included repeated invitations to “ ‘come over here and fight.’ ” He was escorted out of the Club by the master-at-arms. Briefly, he peered through a window of the [36]*36Club from the outside, then returned to the inside to continue his taunts. Finally, Specialist Alexander Benjert, one of Shrode’s group, accepted the invitation. He and the accused fought briefly, with the accused getting the worst of the encounter. After the accused had been knocked to the floor twice, there was a “pause,” which was estimated to have lasted from one to four minutes. During the “pause,” Benj'ert drew back from the accused; he told him that if he would say the incident was over “that would be all there was to it.” The accused did not reply. Instead, he suddenly rose from the floor. In the same movement, he drew a knife from his pocket, flipped it open, and “lunged” at Shrode, who was standing near Benj'ert. One witness testified that as the accused came forward he said, “ Tm going to get you, Shrode,’ ” and plunged the knife into Shrode’s stomach. In the opinion of a medical officer, Shrode was “near death,” as the result of the wound.

At the appropriate time, defense counsel requested an instruction on the right of self-defense. The request was denied. As indicated above, nothing in the Government’s evidence even hints at the possibility that the accused acted in self-defense. Cf. United States v Campbell, 13 USCMA 531, 33 CMR 63. We have, therefore, scrutinized the accused’s own account of the incident. See United States v Vaughn, 15 USCMA 622, 36 CMR 120.

In substance, the accused testified that, although he was “scared of Ben-j'ert” and did not want to fight him or anyone else, he continuously shouted obscene remarks at him, Shrode, and the others in the group. These concerned an incident that had taken place several months earlier at the Club. He said, it took “ ‘five of you to whip one guy’”; and asked, “‘[w]hy don’t you whip me?’ ” He was prompted to say what he did because he “kinda resented so many people ganging up on one man,” and he was “trying to show off” to this girl in the Club, with whom he had just made a date. Benjert finally came up to him, and the two “scuffled for awhile.” They went down to the floor, with Benjert “astraddle” him. Benjert kept hitting him in the head, and his head kept “hitting the [cement] floor.” Then “somehow” he “scooted, kind of,” and got up. As he did, he was “drove back” with a blow in the face. He “staggered." Everything “blurred,” and he “couldn’t see nothing.” Someone seemed to be “grabbing on” him, and a lot of people seemed to be “right up close,” although he did not know how many were there. He then saw “this white thing [which looked like a white shirt] coming toward” him. Concluding that he had to “get out” or they might “mess . . . [him] up,” he took the knife out of his pocket, and slid the blade open with a finger. With the knife in his hand, he made short, jerky movements, from right to left and back. He thought that in doing so, he “could keep them away from . . . [him] so . . . [he] could get out.” He had no desire “to mess with them,” and only wanted “to scare them.” He did not intend to cut anyone. He did not see Shrode; and he did not feel the knife come into contact with anything. He just did not know what happened, except that, as he moved toward the door, he was knocked down and the knife fell out of his hand. The master-at-arms picked him up and told him to go back to the post; so he left the Club.

After an extensive out-of-court discussion of the evidence with counsel and “considerable examination of the facts,” the law officer ruled that the accused had “foreclosed himself” from any right to rely upon self-defense. He reasoned that a person cannot provoke an incident, and then excuse himself from responsibility for injury inflicted by him upon another in the course thereof, on the ground of self-defense. See United States v Ginn, 1 USCMA 453, 459, 4 CMR 45; 1 Wharton, Criminal Law and Procedure, § 351 (1957).

A plea of self-defense is a plea of necessity. United States v Duckworth, 13 USCMA 515, 520, 33 CMR 47. “[I]t is generally not available to one who engages with another in mutual combat.” United States v Wilson, 5 USCMA 783, 785, 19 CMR 79. Mere words of censure may not amount to [37]*37provocation for an assault, but the accused’s language went beyond critical comment. He invited the others to try to “whip” him. “Both parties to a mutual combat are wrongdoers, and the law of self-defense cannot be invoked by either, so long as he continues in the combat.” Rowe v United States, 164 US 546, 556, 41 L ed 547, 17 S Ct 172 (1896).

An invitation to a fistfight does not irrevocably commit the moving party to a life and death struggle. He may withdraw in good faith from further combat. By such good-faith withdrawal, the “right of self-defense is restored.” Rowe, supra, page 555. According to the Government’s witnesses, Benjert was the one who attempted to withdraw. The accused denied he heard Benjert’s offer to desist. The denial did not aid his cause. His testimony contains no suggestion of a word or act that could reasonably be interpreted by the others as indicating he wanted to end the fight. The right of self-defense is not restored to one who provokes or invites another to physical conflict unless he “ ‘withdraws ... in good faith, and clearly announces his desire for peace.’ ” Parker v State, 88 Ala 4, 7 So 98 (1890), cited with approval in Rowe, supra, page 556. See also 1 Wharton, Criminal Law and Procedure, § 232 (1957). The law officer, therefore, correctly denied the requested instruction on self-defense.

Turning to the instructions that were given, the accused contends the law officer misstated the evidence in a critical area. The background for the allegation is best set out by direct quotation from the record. After the law officer delineated the elements of the offense, he defined an assault. He then pointed out three “possibilities” the court should consider. The pertinent parts of his remarks are as follows:

"Now, the accused is charged with ... an assault upon Shrode. . . . Therefore, I wish you to consider what follows the period when the accused had apparently risen from the floor and had in his moving hand the opened knife, and before either he of Shrode moved.
“Consider first, unless the accused at that instant was in a position to inflict bodily harm upon Shrode, he was not assaulting Shrode, and if Shrode chose to rush upon him and was cut, the accused committed no offense.
“Consider second, if the accused at that instant was in a position to assault Shrode, then even though Shrode rushed upon him, the accused may be found to have assaulted Shrode.
“Consider third, if the accused at that instant moved upon Shrode, he may be found to have assaulted Shrode, unless such movement was by mistake.

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Bluebook (online)
16 C.M.A. 33, 16 USCMA 33, 36 C.M.R. 189, 1966 CMA LEXIS 310, 1966 WL 4443, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-oneal-cma-1966.