United States v. Omni Consortium, Inc.

525 F. Supp. 2d 808, 2007 U.S. Dist. LEXIS 94657, 2007 WL 4239890
CourtDistrict Court, W.D. Texas
DecidedDecember 4, 2007
Docket3:04-cr-02091
StatusPublished
Cited by2 cases

This text of 525 F. Supp. 2d 808 (United States v. Omni Consortium, Inc.) is published on Counsel Stack Legal Research, covering District Court, W.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Omni Consortium, Inc., 525 F. Supp. 2d 808, 2007 U.S. Dist. LEXIS 94657, 2007 WL 4239890 (W.D. Tex. 2007).

Opinion

ORDER

KATHLEEN CARDONE, District Judge.

On this day, the Court considered the Government’s “Brief in Response to Court’s Order Concerning Order of Dismissal” (“Brief’). The Government’s Brief followed an Order by the Court issued on October 31, 2007, requiring both parties to brief four issues related to the Government’s proposed “Order of Dismissal.” Court Order, Oct. 31, 2001 at 3, Ex. A. Specifically, the Court ordered both the Government and Defendant to brief: (1) how venue has now become proper in the *810 Southern District of Texas for Defendant Sotelo; (2) how, assuming that venue is now proper in the Southern District of Texas for Defendant Sotelo, venue is not also proper in that district for all other Defendants; (3) what effect trying the case in this Court has had on the issue of venue and whether waiver of venue should be considered; and (4) the effect that this dismissal and referral will have on Defendant Sotelo’s rights. Id. at 3.

Having reviewed the Government’s Brief, the unique facts of the case, and the extant case law, the Court is unconvinced that granting the Government’s Order of Dismissal serves either the public interest in the fair administration of criminal justice or acts to preserve the integrity of the courts. See In re Richards, 213 F.3d 773, 786-87 (3rd Cir.2000) (citations omitted). More importantly, the Government has failed to demonstrate how the Order of Dismissal does not represent an incident of prosecutorial harassment against Defendant Sotelo. 1 As a consequence, the “leave of court” which the Government seeks, and which Rule 48(a) requires, is hereby DENIED. Fed.R.CRIm.P. 48(a).

I. DISCUSSION

A. Standard

Until 1946, federal prosecutors had the unrestricted common-law right to terminate prosecution by entry of a nolle prose-qui without leave of court. United States v. Salinas, 693 F.2d 348, 350-51 (5th Cir.1982). That absolute right was extinguished upon the codification of the Federal Rules of Criminal Procedure, following their submission by the Supreme Court to Congress and adoption by Congress. United States v. Cowan, 524 F.2d 504, 510-11 (5th Cir.1975). Subsequent to its legislative ratification in 1946 and succeeding amendments, the current Rule 48(a) deviates from the common law by mandating that “[t]he government may, with leave of court, dismiss an indictment, information, or complaint.” Fed.R.Crim.P. 48(a) (emphasis added).

In United States v. Cowan, the Fifth Circuit undertook a sweeping examination of the history of Rule 48. Cowan, 524 F.2d at 509-511. Subsequent to its analysis, the Fifth Circuit held that “[i]t seems manifest that the Supreme Court intended to make a significant change in the common law rule by vesting in the courts the power and the duty to exercise a discretion for the protection of the public interest.” Id. at 511. Although the Cowan court explained that the “Executive remains .... the first and presumptively the best judge of whether a pending prosecution should be terminated,” the court also held that the leave of court requirement protected the “public interest in the evenhanded administration of criminal justice without encroaching on the primary duty of the executive to take care that the laws are faithfully executed.” Id. at 513. As a consequence, the court found that the leave of court requirement was “not promulgated to shift absolute power from the [executive to the [jjudicial [bjranch,” but rather, “was intended as a power to check power.” Id. To synchronize the functions of the judicial and executive branches and “to achieve a balance that serves both practical and constitutional values,” the Cowan court held that the exercise of executive discretion with respect to pending prosecutions “should not be judicially disturbed unless clearly contrary to manifest public interest.” Id.

In a per curiam opinion released two years after United States v. Cowan, the *811 Supreme Court interpreted the phrase “leave of court” thus:

The words “leave of court” were inserted in Rule 48(a) without explanation. While they obviously vest some discretion in the court, the circumstances in which that discretion may properly be exercised have not been delineated by this Court. The principal object of the “leave of court” requirement is apparently to protect a defendant against prosecutorial harassment, e.g., charging, dismissing, and recharging, when the Government moves to dismiss an indictment over the defendant’s objection.

Rinaldi v. United States, 434 U.S. 22, 30, 98 S.Ct. 81, 54 L.Ed.2d 207 (1977) (per curiam) (citations omitted).

The Rinaldi Court maintained that the analytical. focus should not fall on “whether the decision to maintain the federal prosecution was made in bad faith,” but rather, should concentrate on “whether the Government’s later efforts to terminate the prosecution were similarly tainted with impropriety.” Id. So, despite the Court’s reluctance to define the precise contours of the district courts’ discretion under Rule 48, the Court did incorporate the growing sense among the Circuit Courts that Rule 48(a) serves principally to “protect a defendant against prosecuto-rial harassment.” See id. (quoting United States v. Cox, 342 F.2d 167, 171 (5th Cir.1965) (holding that the purpose of Rule 48 is to prevent harassment of defendant by charging, dismissing, and re-charging without placing defendant in jeopardy), Woodring v. United States, 311 F.2d 417, 424 (8th Cir.1963) (same)). Later, an en banc panel of the Fifth Circuit adopted this holding in United States v. Hamm, emphasizing that the leave of court requirement of Rule 48(a) “is primarily intended to protect the defendant against prosecutorial harassment.” United States v. Hamm, 659 F.2d 624, 628 (Former 5th Cir.1981) (en banc) (emphasis added). 2

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Bluebook (online)
525 F. Supp. 2d 808, 2007 U.S. Dist. LEXIS 94657, 2007 WL 4239890, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-omni-consortium-inc-txwd-2007.