United States v. Nichols

CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 13, 1998
Docket97-40843
StatusPublished

This text of United States v. Nichols (United States v. Nichols) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Nichols, (5th Cir. 1998).

Opinion

REVISED, June 22, 1998

UNITED STATES COURT OF APPEALS For the Fifth Circuit __________________________________________

No. 97-40843 __________________________________________

UNITED STATES of America,

Plaintiff-Appellee,

VERSUS

Robert Dale NICHOLS,

Defendant-Appellant.

__________________________________________

Appeal from the United States District Court for the Southern District of Texas __________________________________________ May 29, 1998

Before POLITZ, Chief Judge, REYNALDO G. GARZA, and DENNIS, Circuit Judges.

REYNALDO G. GARZA, Circuit Judge:

Robert Dale Nichols pleaded guilty, under a conditional plea, to one count of possession

with intent to distribute in excess of 100 kilograms of marijuana. Prior to that plea, the district

court had denied Nichols’ motion to suppress the marijuana and Nichols’ statements while in

custody, holding that the Border Patrol had reasonable suspicion to stop Nichols’ automobile,

“based on sufficient articulable facts.” The district court also held, in the alternative, that the

border patrol agents had an “objectively reasonable good faith belief that they had sufficient basis

to make the stop.”

Nichols argues on appeal that the district court erred in denying his motion to suppress

any evidence or statements that the Border Patrol obtained while detaining and holding him in

custody. Nichols argues that the Border Patrol agents did not have reasonable suspicion to stop

his vehicle, but does not challenge the ensuing search of his vehicle, which revealed the marijuana.

1 Nichols further asserts that the district court erred in its alternative holding, arguing that the

“good faith” exception to the exclusionary rule does not apply to reasonable suspicion

determinations.

We find below that, based on sufficiently articulable facts, the totality of the circumstances

surrounding the Border Patrol’s stop of Nichols’ vehicle satisfied the constitutional requirement

of reasonable suspicion.1 We begin by discussing the Supreme Court decision establishing the

reasonable suspicion standard for roving Border Patrol investigatory stops. We also briefly

examine the important public interest justifying a departure from the probable cause requirement

of the Fourth Amendment in such circumstances, as well as the recent application of the

reasonable suspicion standard in this circuit. This opinion next sets forth the facts of the present

case, and then examines those facts in light of the reasonable suspicion standard. Due to the

presence of several factors supporting the reasonableness of the Border Patrol agents’ suspicion in

this case, we conclude that, based on the totality of the circumstances, there were sufficient

articulable facts to support the Border Patrol’s reasonable suspicion that Nichols was engaged in

1 As we find this to be a case of reasonable suspicion, we need not address the district court’s alternative holding, except to clarify that the Fifth Circuit has recognized the applicability of the good faith exception to reasonable suspicion determinations. See United States v. Inocencio, 40 F.3d 716, 723 n.10 (5th Cir. 1994) (“[W]e also agree with the government that [the agents] acted with an objectively reasonable good faith belief that they had a reasonable articulable suspicion that legally justified stopping the defendant.”); United States v. Ramirez-Lujan, 976 F.2d 930, 934 & n.7 (5th Cir. 1992) (“We hold that, under all the circumstances, agent Coleman acted with an objectively reasonable good faith belief that he had a reasonable articulable suspicion that legally justified stopping Ramirez on Pinon Road.”), cert. denied, 507 U.S. 987 (1993); United States v. De Leon-Reyna, 930 F.2d 396, 399-401 (5th Cir. 1991) (en banc) (applying good faith exception where agent relied on incorrect information from other agents). We note, however, that, in contrast to the present case, the situation justifying application of the good faith exception to reasonable suspicion determinations has always involved circumstances extrinsic to the government agent’s personal observations at the time of the stop. See Inocencio, 40 F.3d at 723 (local ranchers had identified all vehicles authorized to access private ranch road, which did not include defendant’s vehicle, and sensors alerted agents to presence of non-routine ranch traffic); Ramirez-Lujan, 976 F.2d at 933-34 (agent knew that truck did not belong to a resident of the road in question or one of their employees); see also, e.g., Arizona v. Evans, 514 U.S. 1, 14 (1995) (holding that evidence seized in violation of Fourth Amendment as result of clerical errors of court employees, causing incorrect computer records, fell within good faith exception to exclusionary rule); United States v. Garcia, 942 F.2d 873, 876 (5th Cir. 1991) (holding that border patrol agents’ reliance on erroneous information from dispatcher justified application of good faith exception), cert. denied, 502 U.S. 1080 (1992).

2 criminal activity. As such, we find no violation of the Fourth Amendment, and we affirm the

district court’s denial of Nichols’ motion to suppress.

I. Background

A. The Fourth Amendment and Roving Border Patrol Stops

The Supreme Court addressed the Border Patrol’s authority to stop automobiles near the

Mexican border in United States v. Brignoni-Ponce, 422 U.S. 873 (1975), finding that such

authority exists only where Border Patrol agents “are aware of specific articulable facts, together

with rational inferences from those facts, that reasonably warrant suspicion that the vehicles

contain aliens who may be illegally in the country.” Id. at 884. Specifically, Brignoni-Ponce

required the Court to address whether roving Border Patrol agents may stop a vehicle near the

Mexican border where the only ground for suspicion is that the vehicle’s occupants appear to be

of Mexican ancestry. Id. at 876. The Court held that the mere appearance of Mexican ancestry

did not alone amount to the reasonable suspicion necessary for a roving Border Patrol stop near

the border. Id. at 886-87.

The Court began by noting that the Fourth Amendment applies to all seizures of the

person, including seizures involving only a brief detention short of traditional arrest. Id. at 878

(citing, e.g., Terry v. Ohio, 392 U.S. 1 (1968)). Quoting from the seminal Terry decision, the

Court explained that a police officer’s restraint of an individual’s freedom to walk away

constitutes a seizure, for which the Fourth Amendment imposes a reasonableness requirement.

Id. The reasonableness of such a seizure, as the Court pointed out, “depends on a balance

between the public interest and the individual’s right to personal security free from arbitrary

interference by law officers.” Id.

The Court then examined the interests at stake, finding that “[b]ecause of the limited

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Related

United States v. Chavez-Villarreal
3 F.3d 124 (Fifth Circuit, 1993)
Terry v. Ohio
392 U.S. 1 (Supreme Court, 1968)
United States v. Brignoni-Ponce
422 U.S. 873 (Supreme Court, 1975)
United States v. Cortez
449 U.S. 411 (Supreme Court, 1981)
Arizona v. Evans
514 U.S. 1 (Supreme Court, 1995)
Ornelas v. United States
517 U.S. 690 (Supreme Court, 1996)
United States v. Felipe Lopez, Jr.
564 F.2d 710 (Fifth Circuit, 1977)
United States v. Joe Mack George
567 F.2d 643 (Fifth Circuit, 1978)
United States v. Jesus Gonzalez Pacheco
617 F.2d 84 (Fifth Circuit, 1980)
United States v. Mario De Leon-Reyna
930 F.2d 396 (Fifth Circuit, 1991)
United States v. Roberto Garcia
942 F.2d 873 (Fifth Circuit, 1991)
United States v. Danny Reuben Casteneda
951 F.2d 44 (Fifth Circuit, 1992)
United States v. Felix Julian Cardona
955 F.2d 976 (Fifth Circuit, 1992)
United States v. Ernesto Ramirez-Lujan
976 F.2d 930 (Fifth Circuit, 1992)
United States v. Meza-Diaz
881 F. Supp. 263 (S.D. Texas, 1994)

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